0000919574-23-004571.txt : 20230814 0000919574-23-004571.hdr.sgml : 20230814 20230811174703 ACCESSION NUMBER: 0000919574-23-004571 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230811 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT FUND ADVISORS, INC. CENTRAL INDEX KEY: 0001616659 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16265 FILM NUMBER: 231165399 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5576 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT FUND ADVISERS, INC. DATE OF NAME CHANGE: 20140813 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001616659 XXXXXXXX 06-30-2023 06-30-2023 false HARBERT FUND ADVISORS, INC.

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-16265 000110577 801-55926 N John W. McCullough 205-987-5576 /s/John W. McCullough Birmingham AL 08-11-2023 0 45 178401857 INFORMATION TABLE 2 infotable.xml 1STDIBS COM INC COM 320551104 3154028 843323 SH SOLE 843323 0 0 ACCURAY INC COM 004397105 7156342 1849184 SH SOLE 1849184 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3417300 30000 SH SOLE 30000 0 0 ALPHABET INC CAP STK CL C 02079K107 2419400 20000 SH SOLE 20000 0 0 AMAZON COM INC COM 023135106 5214400 40000 SH SOLE 40000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1757925 32500 SH SOLE 32500 0 0 CARRIAGE SVCS INC COM 143905107 5146398 158497 SH SOLE 158497 0 0 CATALENT INC COM 148806102 151760 3500 SH Call SOLE 3500 0 0 CATALENT INC COM 148806102 2168000 50000 SH SOLE 50000 0 0 CATALENT INC COM 148806102 130080 3000 SH Call SOLE 3000 0 0 DATADOG INC CL A COM 23804L103 1967600 20000 SH SOLE 20000 0 0 DEERE & CO COM 244199105 2228545 5500 SH SOLE 5500 0 0 DURECT CORP COM NEW 266605500 648118 130933 SH SOLE 130933 0 0 ECOVYST INC COM 27923Q109 3404319 297061 SH SOLE 297061 0 0 ENPHASE ENERGY INC COM 29355A107 2930900 17500 SH SOLE 17500 0 0 ENZO BIOCHEM INC COM 294100102 9523680 5175913 SH SOLE 5175913 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 4122453 466869 SH SOLE 466869 0 0 FUNKO INC COM CL A 361008105 4328000 400000 SH SOLE 400000 0 0 I3 VERTICALS INC COM CL A 46571Y107 1865513 81606 SH SOLE 81606 0 0 IDENTIV INC COM NEW 45170X205 6606534 785557 SH SOLE 785557 0 0 INFUSYSTEM HLDGS INC COM 45685K102 5952159 618085 SH SOLE 618085 0 0 INSPIRED ENTMT INC COM 45782N108 3817789 259537 SH SOLE 259537 0 0 IQVIA HLDGS INC COM 46266C105 5057325 22500 SH SOLE 22500 0 0 LAZYDAYS HLDGS INC COM 52110H100 764440 66128 SH SOLE 66128 0 0 LIQUIDIA CORPORATION COM NEW 53635D202 2662390 339158 SH SOLE 339158 0 0 META PLATFORMS INC CL A 30303M102 3587250 12500 SH SOLE 12500 0 0 MICROSOFT CORP COM 594918104 5108100 15000 SH SOLE 15000 0 0 NIKE INC CL B 654106103 1103700 10000 SH SOLE 10000 0 0 PLAYAGS INC COM 72814N104 6356250 1125000 SH SOLE 1125000 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 2277450 35000 SH SOLE 35000 0 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 1296419 121274 SH SOLE 121274 0 0 SCULPTOR CAP MGMT COM CL A 811246107 1436879 162727 SH SOLE 162727 0 0 SHARECARE INC COM CL A 81948W104 1528604 873488 SH SOLE 873488 0 0 STRATASYS LTD SHS M85548101 22200000 1250000 SH Call SOLE 1250000 0 0 STRATASYS LTD SHS M85548101 5772000 325000 SH SOLE 325000 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 6126749 4824212 SH SOLE 4824212 0 0 T-MOBILE US INC COM 872590104 1805700 13000 SH SOLE 13000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2608750 5000 SH SOLE 5000 0 0 TOPGOLF CALLAWAY BRANDS CORP COM 131193104 4367000 220000 SH SOLE 220000 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 5735905 640168 SH SOLE 640168 0 0 TURTLE BEACH CORP COM NEW 900450206 5999331 514964 SH SOLE 514964 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1201600 2500 SH SOLE 2500 0 0 VSE CORP COM 918284100 7516922 137446 SH SOLE 137446 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 2389500 50000 SH SOLE 50000 0 0 WORKDAY INC CL A 98138H101 3388350 15000 SH SOLE 15000 0 0