0000919574-21-001075.txt : 20210216 0000919574-21-001075.hdr.sgml : 20210216 20210212183409 ACCESSION NUMBER: 0000919574-21-001075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT FUND ADVISORS, INC. CENTRAL INDEX KEY: 0001616659 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16265 FILM NUMBER: 21630806 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5576 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT FUND ADVISERS, INC. DATE OF NAME CHANGE: 20140813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001616659 XXXXXXXX 12-31-2020 12-31-2020 false HARBERT FUND ADVISORS, INC.

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-16265 N John W. McCullough 205-987-5576 John W. McCullough Birmingham AL 02-12-2021 0 18 132008 INFORMATION TABLE 2 infotable.xml ALICO INC COM 016230104 3496 112700 SH SOLE 112700 0 0 AMTECH SYS INC COM PAR $0.01N 032332504 5361 840351 SH SOLE 840351 0 0 AVID TECHNOLOGY INC COM 05367P100 5145 324177 SH SOLE 324177 0 0 ENZO BIOCHEM INC COM 294100102 14164 5620681 SH SOLE 5620681 0 0 GLOBAL INDEMNITY GROUP LLC COM CL A 37959R103 23514 822477 SH SOLE 822477 0 0 I3 VERTICALS INC COM CL A 46571Y107 9349 281606 SH SOLE 281606 0 0 IDENTIV INC COM NEW 45170X205 5136 604266 SH SOLE 604266 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 9412 30000 SH Put SOLE 30000 0 0 LANDEC CORP COM 514766104 3245 299116 SH SOLE 299116 0 0 MARCHEX INC CL B 56624R108 3704 1889890 SH SOLE 1889890 0 0 PROSHARES TR II VIX SH TRM FUTRS 74347W171 838 61000 SH SOLE 61000 0 0 QUMU CORP COM 749063103 10927 1367522 SH SOLE 1367522 0 0 RACKSPACE TECHNOLOGY INC COM 750102105 1948 102200 SH SOLE 102200 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 2682 210000 SH SOLE 210000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 20189 54000 SH Put SOLE 54000 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 5213 3341637 SH SOLE 3341637 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 3915 551372 SH SOLE 551372 0 0 VSE CORP COM 918284100 3770 97936 SH SOLE 97936 0 0