0001628280-24-043330.txt : 20241022 0001628280-24-043330.hdr.sgml : 20241022 20241022192335 ACCESSION NUMBER: 0001628280-24-043330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241019 FILED AS OF DATE: 20241022 DATE AS OF CHANGE: 20241022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuykendall Anne CENTRAL INDEX KEY: 0001855880 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 241387534 MAIL ADDRESS: STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penguin Solutions, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0830 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 FORMER COMPANY: FORMER CONFORMED NAME: SMART Global Holdings, Inc. DATE OF NAME CHANGE: 20140813 4 1 wk-form4_1729639409.xml FORM 4 X0508 4 2024-10-19 0 0001616533 Penguin Solutions, Inc. PENG 0001855880 Kuykendall Anne C/O PENGUIN SOLUTIONS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 SVP and Chief Legal Officer 0 Ordinary Shares 2024-10-19 4 A 0 11639 0 A 115080 D Ordinary Shares 2024-10-19 4 F 0 4153 15.69 D 110927 D Ordinary Shares 2024-10-20 4 F 0 2051 15.69 D 108876 D On October 1, 2021, the reporting person was granted performance-based restricted share units ("PSUs"), the vesting of which is (i) tied to the achievement of total shareholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 19, 2024, the Committee certified the performance goal achievement and determined that 11,639 PSUs were earned by the reporting person and vested as of such date. Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. /s/ Anne Kuykendall 2024-10-22