0000905148-23-001342.txt : 20231108 0000905148-23-001342.hdr.sgml : 20231108 20231108171150 ACCESSION NUMBER: 0000905148-23-001342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Joseph Gates CENTRAL INDEX KEY: 0001944970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 231389209 MAIL ADDRESS: STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0826 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 form4.xml X0508 4 2023-11-06 0001616533 SMART Global Holdings, Inc. SGH 0001944970 Clark Joseph Gates C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 true President, LED Solutions true Ordinary Shares 2023-11-06 4 S 0 2519 15 D 100938 D The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. /s/ Anne Kuykendall as attorney-in-fact for Joseph Gates Clark 2023-11-08