0000905148-23-001183.txt : 20231024 0000905148-23-001183.hdr.sgml : 20231024 20231024190828 ACCESSION NUMBER: 0000905148-23-001183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231020 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Joseph Gates CENTRAL INDEX KEY: 0001944970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 231343654 MAIL ADDRESS: STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0826 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 form4.xml X0508 4 2023-10-20 0001616533 SMART Global Holdings, Inc. SGH 0001944970 Clark Joseph Gates C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 true President, LED Solutions false Ordinary Shares 2023-10-20 4 F 0 2079 14.27 D 103457 D Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. This amount includes 1,689 shares and 225 shares purchased by the reporting person in the Issuer's Employee Stock Purchase Plan on April 14, 2023 and October 13, 2023, respectively. /s/ Anne Kuykendall as attorney-in-fact for Joseph Gates Clark 2023-10-24