0001616525-17-000006.txt : 20171108 0001616525-17-000006.hdr.sgml : 20171108 20171108141513 ACCESSION NUMBER: 0001616525-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTWELL INVESTMENT PARTNERS, LLC CENTRAL INDEX KEY: 0001616525 IRS NUMBER: 364776242 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16224 FILM NUMBER: 171186120 BUSINESS ADDRESS: STREET 1: 1205 WESTLAKES DRIVE, SUITE 100 CITY: BERYWN STATE: PA ZIP: 19312 BUSINESS PHONE: 610-296-1400 MAIL ADDRESS: STREET 1: 1205 WESTLAKES DRIVE, SUITE 100 CITY: BERYWN STATE: PA ZIP: 19312 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL INVESTMENT PARTNERS, INC. DATE OF NAME CHANGE: 20140812 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001616525 XXXXXXXX 09-30-2017 09-30-2017 CHARTWELL INVESTMENT PARTNERS, LLC

1205 WESTLAKES DRIVE, SUITE 100 BERYWN PA 19312

13F HOLDINGS REPORT 028-16224 N G. GREGORY HAGAR 610-296-1400 G. GREGORY HAGAR BERWYN PA 11-08-2017 1 452 3016475 false 1 028-06487 FIRST TRUST ADVISORS, LP INFORMATION TABLE 2 cip13fhrq317test.xml 3-D SYS CORP DEL COM NEW cs 88554D205 2135 159500 SH SOLE 159500 0 0 3M CO cs 88579Y101 5623 26793 SH SOLE 26793 0 0 ABBOTT LABORATORIES cs 002824100 9361 175440 SH SOLE 175440 0 0 ABBVIE INC COM cs 00287Y109 3044 34265 SH SOLE 34265 0 0 ACADIA HEALTHCARE COMPANY INC cs 00404A109 5582 116895 SH SOLE 116895 0 0 ACCO BRANDS CORP cs 00081T108 2643 222110 SH SOLE 222110 0 0 ACXIOM CORP COM cs 005125109 19393 787075 SH SOLE 595625 0 191450 ADOBE SYS INC COM cs 00724F101 2685 18000 SH DFND 01 18000 0 0 ADTRAN INC COM cs 00738A106 2897 120727 SH SOLE 120727 0 0 ADVANCED MICRO DEVICES INC COM cs 007903107 951 74599 SH SOLE 74599 0 0 AERIE PHARMACEUTICALS INC COM cs 00771V108 1243 25591 SH SOLE 25591 0 0 AGILENT TECHNOLOGIES INC COM cs 00846U101 1348 21007 SH SOLE 21007 0 0 ALBEMARLE CORP COM cs 012653101 2453 17996 SH SOLE 17996 0 0 ALLERGAN PLC SHS cs G0177J108 2869 14000 SH DFND 01 14000 0 0 ALLISON TRANSMISSION HLDGS INC cs 01973R101 2418 64450 SH SOLE 52800 0 11650 ALLSTATE CORP COM cs 020002101 2127 23145 SH SOLE 23145 0 0 ALMOST FAMILY INC COM cs 020409108 14552 271001 SH SOLE 211749 0 59252 ALTRA INDL MOTION CORP COM cs 02208R106 15696 326325 SH SOLE 239350 0 86975 ALTRIA GROUP INC cs 02209S103 5933 93555 SH SOLE 93555 0 0 ALTRIA GROUP INC cs 02209S103 6024 95000 SH DFND 01 95000 0 0 AMEREN CORPORATION cs 023608102 1622 28055 SH SOLE 28055 0 0 AMERICAN CAMPUS CMNTYS INC COM cs 024835100 1359 30795 SH SOLE 30795 0 0 AMERICAN EAGLE OUTFITTERS cs 02553E106 3995 279405 SH SOLE 279405 0 0 AMERICAN EQUITY INVT LIFE HLDG cs 025676206 16058 552233 SH SOLE 424933 0 127300 AMERICAN WTR WKS CO INC NEW CO cs 030420103 4045 50000 SH DFND 01 50000 0 0 AMPHENOL CORP NEW CL A cs 032095101 1548 18298 SH SOLE 18298 0 0 ANHEUSER BUSCH INBEV SA/NV SPO cs 03524A108 4473 37500 SH DFND 01 37500 0 0 APPLE INC COM cs 037833100 11165 72446 SH SOLE 72446 0 0 APPLE INC COM cs 037833100 17954 116500 SH DFND 01 116500 0 0 APPLIED MATLS INC COM cs 038222105 151 2900 SH SOLE 2900 0 0 APPLIED MATLS INC COM cs 038222105 4688 90000 SH DFND 01 90000 0 0 ARBOR RLTY TR INC COM cs 038923108 2004 244504 SH SOLE 244504 0 0 ARES CAPITAL CORP cs 04010L103 6197 378099 SH SOLE 378099 0 0 ARES CAPITAL CORP cs 04010L103 2950 180000 SH DFND 01 180000 0 0 ARGO GROUP INTL HLDGS LTD COM cs G0464B107 22244 361697 SH SOLE 266855 0 94842 ARTHUR J GALLAGHER & CO cs 363576109 8652 140570 SH SOLE 140570 0 0 ARTHUR J GALLAGHER & CO cs 363576109 2769 45000 SH DFND 01 45000 0 0 ASHFORD HOSPITALITY TR INC COM cs 044103109 3121 468000 SH SOLE 468000 0 0 ASSURED GUARANTY LTD COM cs G0585R106 3138 83133 SH SOLE 83133 0 0 AT&T INC COM cs 00206R102 14476 369574 SH SOLE 369574 0 0 AT&T INC COM cs 00206R102 3133 80000 SH DFND 01 80000 0 0 AUTOZONE INC COM cs 053332102 1258 2115 SH SOLE 2115 0 0 AVISTA CORP COM cs 05379B107 9918 191585 SH SOLE 144825 0 46760 BALL CORP COM cs 058498106 1277 30939 SH SOLE 30939 0 0 BANK OF AMERICA CORP cs 060505104 16952 668988 SH SOLE 668988 0 0 BANK OF AMERICA CORP cs 060505104 6461 255000 SH DFND 01 255000 0 0 BARNES GROUP INC COM cs 067806109 19073 270774 SH SOLE 198279 0 72495 BB&T CORPORATION cs 054937107 8538 181905 SH SOLE 181905 0 0 BELDEN INC COM cs 077454106 5365 66624 SH SOLE 66624 0 0 BERRY GLOBAL GROUP INC COM cs 08579W103 3780 66734 SH SOLE 66734 0 0 BIOHAVEN PHARMACEUTICAL HOLDIN cs G11196105 1015 27164 SH SOLE 27164 0 0 BLACK HILLS CORP COM cs 092113109 12082 175436 SH SOLE 132761 0 42675 BLACKROCK INC cs 09247X101 10227 22875 SH SOLE 22875 0 0 BLACKSTONE MORTGAGE TRUST INC cs 09257W100 5806 187195 SH SOLE 187195 0 0 BLACKSTONE MORTGAGE TRUST INC cs 09257W100 2419 78000 SH DFND 01 78000 0 0 BLUEBIRD BIO INC COM cs 09609G100 1849 13468 SH SOLE 13468 0 0 BROADCOM LTD SHS cs Y09827109 1982 8172 SH SOLE 8172 0 0 BROADCOM LTD SHS cs Y09827109 4608 19000 SH DFND 01 19000 0 0 BROOKS AUTOMATION INC COM cs 114340102 1764 58105 SH SOLE 58105 0 0 BUFFALO WILD WINGS INC COM cs 119848109 6397 60525 SH SOLE 45775 0 14750 BURLINGTON STORES INC COM cs 122017106 3606 37782 SH SOLE 37782 0 0 CA INC cs 12673P105 2244 67230 SH SOLE 45380 0 21850 CALGON CARBON CORP COM cs 129603106 10508 491066 SH SOLE 371316 0 119750 CALLAWAY GOLF CO COM cs 131193104 2627 182053 SH SOLE 182053 0 0 CALLIDUS SOFTWARE INC COM cs 13123E500 4690 190269 SH SOLE 190269 0 0 CARLSBERG AS SPONSORED ADR cs 142795202 13478 615706 SH SOLE 615706 0 0 CARNIVAL CORP cs 143658300 9121 141265 SH SOLE 141265 0 0 CARNIVAL CORP cs 143658300 7102 110000 SH DFND 01 110000 0 0 CARPENTER TECHNOLOGY CORP COM cs 144285103 3650 76000 SH SOLE 76000 0 0 CATERPILLAR INC DEL COM cs 149123101 6286 50406 SH SOLE 50406 0 0 CAVIUM INC COM cs 14964U108 2480 37617 SH SOLE 37617 0 0 CBS CORP NEW CL B cs 124857202 4640 80000 SH DFND 01 80000 0 0 CDW CORP/DE cs 12514G108 982 14889 SH SOLE 14889 0 0 CELGENE CORP COM cs 151020104 3444 23620 SH SOLE 23620 0 0 CELGENE CORP COM cs 151020104 5468 37500 SH DFND 01 37500 0 0 CENTENE CORP DEL COM cs 15135B101 493 5098 SH SOLE 5098 0 0 CENTERSTATE BANK CORP cs 15201P109 3059 114168 SH SOLE 114168 0 0 CHARLES RIV LABS INTL INC COM cs 159864107 6269 58042 SH SOLE 58042 0 0 CHECK POINT SOFTWARE TECH LTD cs M22465104 2362 20717 SH SOLE 20717 0 0 CHEGG INC COM cs 163092109 999 67347 SH SOLE 67347 0 0 CHEMOURS CO COM cs 163851108 6968 137688 SH SOLE 137688 0 0 CHEVRON CORP NEW COM cs 166764100 10663 90750 SH SOLE 90750 0 0 CHEVRON CORP NEW COM cs 166764100 4935 42000 SH DFND 01 42000 0 0 CHILDRENS PL INC COM cs 168905107 6218 52633 SH SOLE 52633 0 0 CHINA AUTOMOTIVE SYS cs 16936R105 2132 410120 SH SOLE 410120 0 0 CHUBB LIMITED COM cs H1467J104 4276 30000 SH DFND 01 30000 0 0 CINEMARK HOLDINGS INC COM cs 17243V102 115 3200 SH SOLE 3200 0 0 CINEMARK HOLDINGS INC COM cs 17243V102 3802 105000 SH DFND 01 105000 0 0 CISCO SYSTEMS INC cs 17275R102 11945 355200 SH SOLE 355200 0 0 CISCO SYSTEMS INC cs 17275R102 5717 170000 SH DFND 01 170000 0 0 CLOVIS ONCOLOGY INC COM cs 189464100 5365 65113 SH SOLE 65113 0 0 CME GROUP INC cs 12572Q105 6509 47980 SH SOLE 47980 0 0 CMS ENERGY CORP COM cs 125896100 2950 63695 SH SOLE 43720 0 19975 COHERENT INC COM cs 192479103 14663 62351 SH SOLE 62351 0 0 COLUMBIA BKG SYS INC COM cs 197236102 19527 463725 SH SOLE 341800 0 121925 COMCAST CORP NEW CL A cs 20030N101 4040 105000 SH DFND 01 105000 0 0 CONCHO RES INC COM cs 20605P101 711 5404 SH SOLE 5404 0 0 CONOCOPHILLIPS cs 20825C104 6961 139099 SH SOLE 139099 0 0 CONSTELLATION BRANDS INC CL A cs 21036P108 32 161 SH SOLE 161 0 0 CONSTELLATION BRANDS INC CL A cs 21036P108 3989 20000 SH DFND 01 20000 0 0 CONTROL4 CORP COM cs 21240D107 736 25000 SH SOLE 25000 0 0 COPA HOLDINGS SA CL A cs P31076105 5724 45969 SH SOLE 45969 0 0 COPART INC COM cs 217204106 860 25025 SH SOLE 25025 0 0 CORNING INC cs 219350105 15753 526515 SH SOLE 526515 0 0 COSTCO WHSL CORP NEW COM cs 22160K105 2433 14814 SH SOLE 14814 0 0 COSTCO WHSL CORP NEW COM cs 22160K105 5257 32000 SH DFND 01 32000 0 0 CROWN CASTLE INTL CORP REIT cs 22822V101 7679 76815 SH SOLE 76815 0 0 CROWN CASTLE INTL CORP REIT cs 22822V101 4199 42000 SH DFND 01 42000 0 0 CTS CORP COM cs 126501105 9482 393485 SH SOLE 393485 0 0 CVB FINL CORP COM cs 126600105 13180 545325 SH SOLE 412675 0 132650 CYRUSONE INC COM cs 23283R100 1870 31747 SH SOLE 31747 0 0 DCT INDUSTRIAL TRUST INC COM N cs 233153204 3407 58830 SH SOLE 40505 0 18325 DELPHI AUTOMOTIVE PLC SHS cs G27823106 1445 14690 SH SOLE 14690 0 0 DELTIC TIMBER CORP COM cs 247850100 2978 33684 SH SOLE 33684 0 0 DENNYS CORP COM cs 24869P104 16041 1288450 SH SOLE 975000 0 313450 DEVON ENERGY CORP NEW COM cs 25179M103 6885 187565 SH SOLE 187565 0 0 DIAMONDBACK ENERGY INC COM cs 25278X109 603 6159 SH SOLE 6159 0 0 DIANA SHIPPING INC COM cs Y2066G104 1718 473506 SH SOLE 473506 0 0 DIME CMNTY BANCSHARES COM cs 253922108 2208 102708 SH SOLE 102708 0 0 DIODES INC COM cs 254543101 10581 353542 SH SOLE 261167 0 92375 DOWDUPONT cs 26078J100 12294 177595 SH SOLE 177595 0 0 DOWDUPONT cs 26078J100 4846 70000 SH DFND 01 70000 0 0 DUN & BRADSTREET CORP DEL NEW cs 26483E100 2818 24215 SH SOLE 17740 0 6475 EAGLE MATERIALS INC COM cs 26969P108 16066 150579 SH SOLE 111235 0 39344 EASTERLY GOVT PPTYS INC COM cs 27616P103 2775 134270 SH SOLE 134270 0 0 EDUCATION RLTY TR INC COM NEW cs 28140H203 15363 427599 SH SOLE 312033 0 115565 EDWARDS LIFESCIENCES CORP COM cs 28176E108 532 4874 SH SOLE 4874 0 0 EL PASO ELEC CO COM NEW cs 283677854 15793 285855 SH SOLE 209780 0 76075 ELDORADO RESORTS INC COM cs 28470R102 8862 345511 SH SOLE 345511 0 0 EMPIRE ST RLTY TR INC CL A cs 292104106 9721 473275 SH SOLE 358150 0 115125 ENCORE WIRE CORP COM cs 292562105 1808 40397 SH SOLE 40397 0 0 ENPRO INDUSTRIES INC COM cs 29355X107 16164 200728 SH SOLE 148353 0 52375 ENTERPRISE PRODS PARTNERS L P cs 293792107 2607 100000 SH DFND 01 100000 0 0 EQT CORP COM cs 26884L109 1217 18655 SH SOLE 18655 0 0 ERICSSON ADR B SEK 10 cs 294821608 7494 1303320 SH SOLE 1303320 0 0 ESCO TECHNOLOGIES INC COM cs 296315104 27271 454905 SH SOLE 335155 0 119750 ESPERION THERAPEUTICS INC cs 29664W105 1374 27418 SH SOLE 27418 0 0 ESSENT GROUP LTD cs G3198U102 3798 93792 SH SOLE 93792 0 0 EVERCORE INC cs 29977A105 4066 50667 SH SOLE 50667 0 0 EXACT SCIENCES CORP COM cs 30063P105 2476 52559 SH SOLE 52559 0 0 EXELON CORP cs 30161N101 9112 241905 SH SOLE 241905 0 0 EXPRESS INC COM cs 30219E103 1473 218000 SH SOLE 218000 0 0 EXTENDED STAY AMER INC cs 30224P200 3595 179781 SH SOLE 179781 0 0 EXXON MOBIL CORP cs 30231G102 11557 140985 SH SOLE 140985 0 0 F N B CORP PA COM cs 302520101 10272 732151 SH SOLE 554101 0 178050 FCB FINANCIAL HOLDINGS- CL A cs 30255G103 11094 229700 SH SOLE 173775 0 55925 FEDEX CORP COM cs 31428X106 5526 24500 SH DFND 01 24500 0 0 FIDELITY NATL INFORMATION SVCS cs 31620M106 1686 18058 SH SOLE 18058 0 0 FIRST FINL BANCORP OHIO COM cs 320209109 15774 603250 SH SOLE 447025 0 156225 FIRST INDUSTRIAL REALTY TRUST cs 32054K103 14070 467615 SH SOLE 345380 0 122235 FIRST MIDWEST BANCORP INC DEL cs 320867104 14027 598940 SH SOLE 453290 0 145650 FIRST REP BK SAN FRANCISCO CAL cs 33616C100 2979 28520 SH SOLE 20670 0 7850 FIRST REP BK SAN FRANCISCO CAL cs 33616C100 5484 52500 SH DFND 01 52500 0 0 FIRSTENERGY CORP cs 337932107 8907 288935 SH SOLE 288935 0 0 FIVE BELOW INC COM cs 33829M101 2751 50145 SH SOLE 50145 0 0 FLAGSTAR BANCORP INC cs 337930705 3228 91000 SH SOLE 91000 0 0 FLIR SYS INC COM cs 302445101 17374 446530 SH SOLE 446530 0 0 FMC CORP cs 302491303 832 9320 SH SOLE 9320 0 0 FOOT LOCKER INC COM cs 344849104 1218 34599 SH SOLE 34599 0 0 FORTIVE CORP COM cs 34959J108 1253 17704 SH SOLE 17704 0 0 FRANKLIN ELEC INC COM cs 353514102 11554 257630 SH SOLE 189505 0 68125 G1 THERAPEUTICS INC COM cs 3621LQ109 2303 92558 SH SOLE 92558 0 0 GAMESTOP CORP NEW CL A cs 36467W109 4978 240958 SH SOLE 240958 0 0 GENERAL DYNAMICS CORP COM cs 369550108 1972 9596 SH SOLE 9596 0 0 GENERAL ELECTRIC CO cs 369604103 10785 446030 SH SOLE 446030 0 0 GENERAL ELECTRIC CO cs 369604103 5924 245000 SH DFND 01 245000 0 0 GENERAL MTRS CO COM cs 37045V100 122 3025 SH SOLE 3025 0 0 GENERAL MTRS CO COM cs 37045V100 4239 105000 SH DFND 01 105000 0 0 GENESEE & WYO INC CL A cs 371559105 2934 39656 SH SOLE 39656 0 0 GILEAD SCIENCES INC COM cs 375558103 97 1200 SH SOLE 1200 0 0 GILEAD SCIENCES INC COM cs 375558103 4699 58000 SH DFND 01 58000 0 0 GLAXOSMITHKLINE PLC-ADR cs 37733W105 23587 580965 SH SOLE 580965 0 0 GOLD RESOURCE CORP COM cs 38068T105 7823 2086207 SH SOLE 2086207 0 0 GRAHAM CORP COM cs 384556106 2769 132968 SH SOLE 132968 0 0 GRAND CANYON ED INC COM cs 38526M106 5014 55211 SH SOLE 55211 0 0 GRAY TELEVISION INC COM cs 389375106 2368 150865 SH SOLE 150865 0 0 HAEMONETICS CORP MASS COM cs 405024100 15121 337013 SH SOLE 250164 0 86849 HALLADOR ENERGY COMPANY COM cs 40609P105 1145 200281 SH SOLE 200281 0 0 HALLMARK FINL SVCS INC EC C cs 40624Q203 4514 388820 SH SOLE 388820 0 0 HALYARD HEALTH INC COM cs 40650V100 2365 52538 SH SOLE 52538 0 0 HANOVER INS GROUP INC COM cs 410867105 2178 22470 SH SOLE 14770 0 7700 HARSCO CORP COM cs 415864107 11503 550405 SH SOLE 410730 0 139675 HEALTHCARE RLTY TR INC COM cs 421946104 17934 554548 SH SOLE 404753 0 149795 HEALTHSOUTH CORP COM NEW cs 421924309 4976 107363 SH SOLE 107363 0 0 HEICO CORP NEW COM cs 422806109 4672 52025 SH SOLE 52025 0 0 HEIDRICK & STRUGGLES INTL INC cs 422819102 2091 98879 SH SOLE 98879 0 0 HELMERICH & PAYNE cs 423452101 4200 80610 SH SOLE 74585 0 6025 HELMERICH & PAYNE cs 423452101 2866 55000 SH DFND 01 55000 0 0 HERON THERAPEUTICS INC cs 427746102 2340 144947 SH SOLE 144947 0 0 HESS CORP COM cs 42809H107 2344 50000 SH DFND 01 50000 0 0 HOLLYFRONTIER CORP cs 436106108 6759 187920 SH SOLE 187920 0 0 HOME DEPOT INC cs 437076102 6425 39284 SH SOLE 39284 0 0 HOME DEPOT INC cs 437076102 5724 35000 SH DFND 01 35000 0 0 HONEYWELL INTL INC COM cs 438516106 3233 22814 SH SOLE 22814 0 0 HONEYWELL INTL INC COM cs 438516106 5669 40000 SH DFND 01 40000 0 0 HOOKER FURNITURE CORP COM cs 439038100 3719 77904 SH SOLE 77904 0 0 HOPE BANCORP INC COM cs 43940T109 13789 778629 SH SOLE 589250 0 189379 HOST HOTELS & RESORTS INC cs 44107P104 1403 75925 SH SOLE 75925 0 0 HUB GROUP INC CL A cs 443320106 11125 259025 SH SOLE 195950 0 63075 HUGO BOSS AG SPONSORED ADR cs 444560106 4540 257460 SH SOLE 257460 0 0 HUNT J B TRANS SVCS INC COM cs 445658107 1348 12140 SH SOLE 12140 0 0 HUNT J B TRANS SVCS INC COM cs 445658107 3110 28000 SH DFND 01 28000 0 0 ICON PLC cs G4705A100 3391 29778 SH SOLE 29778 0 0 II-VI INC cs 902104108 5118 124389 SH SOLE 124389 0 0 ILG INC COM cs 44967H101 4342 162457 SH SOLE 162457 0 0 ILLINOIS TOOL WKS INC COM cs 452308109 2078 14049 SH SOLE 14049 0 0 INCYTE CORP COM cs 45337C102 396 3393 SH SOLE 3393 0 0 INDEPENDENT BK GROUP INC COM cs 45384B106 18133 300720 SH SOLE 220850 0 79870 INGREDION INC COM cs 457187102 1425 11815 SH SOLE 11815 0 0 INNOPHOS HLDGS INC COM cs 45774N108 10775 219056 SH SOLE 161966 0 57090 INSMED INC cs 457669307 3502 112225 SH SOLE 112225 0 0 INTEGRA LIFESCIENCES HLDGS CP cs 457985208 4574 90625 SH SOLE 90625 0 0 INTEGRATED DEVICE TECHNOLOGY I cs 458118106 21861 822495 SH SOLE 604470 0 218025 INTEL CORP cs 458140100 18782 493238 SH SOLE 493238 0 0 INTEL CORP cs 458140100 5712 150000 SH DFND 01 150000 0 0 INTERCONTINENTAL EXCHANGE INC cs 45866F104 1376 20039 SH SOLE 20039 0 0 INTERFACE INC cs 458665304 13643 622975 SH SOLE 457375 0 165600 INTERPUBLIC GROUP OF COS INC cs 460690100 7829 376615 SH SOLE 376615 0 0 INTERXION HOLDING NV cs N47279109 5180 101717 SH SOLE 101717 0 0 INTUITIVE SURGICAL INC COM NEW cs 46120E602 1138 1089 SH SOLE 1089 0 0 INVESCO LTD SHS cs G491BT108 1777 50725 SH SOLE 50725 0 0 IPG PHOTONICS CORP cs 44980X109 447 2418 SH SOLE 2418 0 0 ITT INC COM cs 45073V108 23453 529775 SH SOLE 391775 0 138000 JACOBS ENGR GROUP INC DEL COM cs 469814107 1283 22020 SH SOLE 22020 0 0 JPMORGAN CHASE & CO cs 46625H100 19226 201303 SH SOLE 201303 0 0 JPMORGAN CHASE & CO cs 46625H100 8500 89000 SH DFND 01 89000 0 0 KEYCORP NEW COM cs 493267108 1450 77085 SH SOLE 77085 0 0 KEYCORP NEW COM cs 493267108 3764 200000 SH DFND 01 200000 0 0 KEYSIGHT TECHNOLOGIES INC COM cs 49338L103 4146 99542 SH SOLE 99542 0 0 KITE RLTY GROUP TR COM NEW cs 49803T300 8388 414241 SH SOLE 313479 0 100762 KMG CHEMICALS INC COM cs 482564101 2850 51945 SH SOLE 51945 0 0 KNOLL INC cs 498904200 13372 668621 SH SOLE 510346 0 158275 KONINKLIJKE PHILIPS cs 500472303 8823 214165 SH SOLE 214165 0 0 KORN / FERRY INTL COM NEW cs 500643200 13991 354840 SH SOLE 260790 0 94050 KRAFT HEINZ CO COM cs 500754106 3489 45000 SH DFND 01 45000 0 0 KRONOS WORLDWIDE INC COM cs 50105F105 3604 157865 SH SOLE 157865 0 0 LAM RESEARCH CORP COM cs 512807108 1285 6947 SH SOLE 6947 0 0 LAMAR ADVERTISING CO NEW CL A cs 512816109 2741 40000 SH DFND 01 40000 0 0 LANCASTER COLONY CORP COM cs 513847103 8949 74506 SH SOLE 54805 0 19701 LANDEC CORP COM cs 514766104 2412 186290 SH SOLE 186290 0 0 LINCOLN NATL CORP IND COM cs 534187109 2252 30660 SH SOLE 30660 0 0 LOCKHEED MARTIN CORP cs 539830109 8256 26610 SH SOLE 26610 0 0 LOGMEIN INC COM cs 54142L109 5314 48289 SH SOLE 48289 0 0 LOWES COS INC COM cs 548661107 2658 33261 SH SOLE 33261 0 0 LSI INDS INC COM cs 50216C108 10494 1587655 SH SOLE 1587655 0 0 LUMBER LIQUIDATORS HOLDINGS cs 55003T107 11392 292262 SH SOLE 292262 0 0 LYDALL INC COM cs 550819106 11968 208868 SH SOLE 155687 0 53181 LYONDELLBASELL INDUSTRIES N V cs N53745100 1105 11161 SH SOLE 11161 0 0 M & T BK CORP COM cs 55261F104 938 5825 SH SOLE 5825 0 0 M D C HLDGS INC COM cs 552676108 3221 97000 SH SOLE 97000 0 0 MANTECH INTL CORP CL A cs 564563104 20809 471340 SH SOLE 345990 0 125350 MARKETAXESS HLDGS INC COM cs 57060D108 432 2343 SH SOLE 2343 0 0 MASIMO CORP COM cs 574795100 2390 27612 SH SOLE 27612 0 0 MASTEC INC COM cs 576323109 7074 152463 SH SOLE 152463 0 0 MATADOR RES CO COM cs 576485205 3611 133024 SH SOLE 133024 0 0 MATRIX SVC CO COM cs 576853105 1612 106113 SH SOLE 106113 0 0 MATTEL INC COM cs 577081102 22919 1480600 SH SOLE 1480600 0 0 MATTHEWS INTL CORP CL A cs 577128101 11279 181189 SH SOLE 137089 0 44100 MAXIM INTEGRATED PRODS INC COM cs 57772K101 2129 44641 SH SOLE 44641 0 0 MCCORMICK & CO INC COM NON VTG cs 579780206 2369 23083 SH SOLE 23083 0 0 MCDERMOTT INTL INC COM cs 580037109 3304 454517 SH SOLE 454517 0 0 MCGRATH RENTCORP COM cs 580589109 9466 216385 SH SOLE 163622 0 52763 MEDTRONIC PLC SHS cs G5960L103 3888 50000 SH DFND 01 50000 0 0 MERCK & CO INC/NJ cs 58933Y105 12043 188085 SH SOLE 188085 0 0 MERCK & CO INC/NJ cs 58933Y105 7043 110000 SH DFND 01 110000 0 0 MERCURY SYS INC COM cs 589378108 5614 108217 SH SOLE 108217 0 0 METHODE ELECTRS INC COM cs 591520200 2083 49189 SH SOLE 49189 0 0 METLIFE INC cs 59156R108 6823 131345 SH SOLE 131345 0 0 METTLER TOLEDO INTERNATIONAL C cs 592688105 1317 2104 SH SOLE 2104 0 0 MGM GROWTH PPTYS LLC CL A COM cs 55303A105 8602 284756 SH SOLE 284756 0 0 MICRON TECHNOLOGY INC COM cs 595112103 1306 33210 SH SOLE 33210 0 0 MICRON TECHNOLOGY INC COM cs 595112103 5506 140000 SH DFND 01 140000 0 0 MICROSOFT CORP cs 594918104 13919 186860 SH SOLE 186860 0 0 MICROSOFT CORP cs 594918104 13035 175000 SH DFND 01 175000 0 0 MID AMER APT CMNTYS INC COM cs 59522J103 2169 20297 SH SOLE 14090 0 6207 MINERAL TECHNOLOGIES INC COM cs 603158106 15644 221434 SH SOLE 163332 0 58102 MKS INSTRUMENTS INC cs 55306N104 3513 37197 SH SOLE 37197 0 0 MOELIS & CO CL A cs 60786M105 3630 84325 SH SOLE 84325 0 0 MOLINA HEALTHCARE INC COM cs 60855R100 1491 21693 SH SOLE 21693 0 0 MONOLITHIC PWR SYS INC COM cs 609839105 4369 41007 SH SOLE 41007 0 0 MOSAIC CO cs 61945C103 5013 232208 SH SOLE 232208 0 0 MYOKARDIA INC cs 62857M105 1397 32619 SH SOLE 32619 0 0 MYRIAD GENETICS INC COM cs 62855J104 3318 91715 SH SOLE 91715 0 0 NATIONAL FUEL GAS CO N J COM cs 636180101 1682 29725 SH SOLE 22025 0 7700 NAVIGANT CONSULTING INC cs 63935N107 2292 135465 SH SOLE 135465 0 0 NEUROCRINE BIOSCIENCES INC COM cs 64125C109 4499 73428 SH SOLE 73428 0 0 NEWELL BRANDS INC COM cs 651229106 93 2200 SH SOLE 2200 0 0 NEWELL BRANDS INC COM cs 651229106 4693 110000 SH DFND 01 110000 0 0 NEWPARK RES INC COM PAR cs 651718504 2778 277803 SH SOLE 277803 0 0 NIGHTSTAR THERAPEUTICS PLC cs 65413A101 3995 208089 SH SOLE 208089 0 0 NINTENDO LTD ADR cs 654445303 28059 607985 SH SOLE 607985 0 0 NOKIA CORP SPONSORED ADR cs 654902204 6434 1076008 SH SOLE 1076008 0 0 NOMAD FOODS LTD cs G6564A105 2672 183438 SH SOLE 183438 0 0 NORTHWESTERN CORP COM NEW cs 668074305 18414 323403 SH SOLE 238967 0 84436 NV5 GLOBAL INC COM cs 62945V109 2368 43339 SH SOLE 43339 0 0 NVIDIA CORP COM cs 67066G104 2040 11415 SH SOLE 11415 0 0 OCCIDENTAL PETROLEUM CORP cs 674599105 4154 64695 SH SOLE 64695 0 0 OCCIDENTAL PETROLEUM CORP cs 674599105 4045 63000 SH DFND 01 63000 0 0 OLIN CORP cs 680665205 7052 205900 SH SOLE 205900 0 0 ON ASSIGNMENT INC COM cs 682159108 7367 137248 SH SOLE 137248 0 0 ORACLE CORP COM cs 68389X105 130 2700 SH SOLE 2700 0 0 ORACLE CORP COM cs 68389X105 6043 125000 SH DFND 01 125000 0 0 OXFORD INDS INC COM cs 691497309 7330 115375 SH SOLE 84925 0 30450 PACIFIC PREMIER BANCORP COM cs 69478X105 3778 100095 SH SOLE 100095 0 0 PACWEST BANCORP cs 695263103 8934 176878 SH SOLE 169809 0 7069 PALO ALTO NETWORKS INC COM cs 697435105 15 108 SH SOLE 108 0 0 PALO ALTO NETWORKS INC COM cs 697435105 3242 22500 SH DFND 01 22500 0 0 PAYCOM SOFTWARE INC COM cs 70432V102 2327 31055 SH SOLE 31055 0 0 PC-TEL INC COM cs 69325Q105 10831 1719342 SH SOLE 1719342 0 0 PEBBLEBROOK HOTEL TRUST cs 70509V100 13645 377561 SH SOLE 277056 0 100505 PEPSICO INC cs 713448108 6078 54550 SH SOLE 54550 0 0 PEPSICO INC cs 713448108 7242 65000 SH DFND 01 65000 0 0 PETIQ INC cs 71639T106 3228 119233 SH SOLE 119233 0 0 PFIZER INC cs 717081103 12898 361315 SH SOLE 361315 0 0 PFIZER INC cs 717081103 8389 235000 SH DFND 01 235000 0 0 PHILIP MORRIS INTERNATIONAL cs 718172109 8934 80485 SH SOLE 80485 0 0 PHILIP MORRIS INTERNATIONAL cs 718172109 7326 66000 SH DFND 01 66000 0 0 PINNACLE ENTMT INC NEW COM cs 72348Y105 2697 126607 SH SOLE 126607 0 0 PINNACLE FINANCIAL PARTNERS CO cs 72346Q104 10483 156580 SH SOLE 118380 0 38200 PIONEER NAT RES CO COM cs 723787107 1226 8310 SH SOLE 8310 0 0 PITNEY BOWES INC cs 724479100 20766 1482290 SH SOLE 1482290 0 0 PLEXUS CORP COM cs 729132100 20902 372720 SH SOLE 275403 0 97317 PNC FINANCIAL SERVICES GROUP cs 693475105 10629 78875 SH SOLE 78875 0 0 PPG INDS INC COM cs 693506107 2173 20000 SH DFND 01 20000 0 0 PPL CORPORATION cs 69351T106 4174 110000 SH DFND 01 110000 0 0 PRA GROUP INC COM cs 69354N106 16180 564760 SH SOLE 416285 0 148475 PRA HEALTH SCIENCES INC COM cs 69354M108 2664 34983 SH SOLE 34983 0 0 PROGRESS SOFTWARE CORP COM cs 743312100 14248 373286 SH SOLE 273554 0 99732 PROOFPOINT INC COM cs 743424103 3752 43021 SH SOLE 43021 0 0 PRUDENTIAL FINL INC COM cs 744320102 2658 25000 SH DFND 01 25000 0 0 PS BUSINESS PKS INC CALIF COM cs 69360J107 18590 139255 SH SOLE 105380 0 33875 PTC INC COM cs 69370C100 2275 40437 SH SOLE 29153 0 11284 PUBLIC SVC ENTERPRISE GROUP CO cs 744573106 1519 32860 SH SOLE 32860 0 0 PULTE GROUP INC COM cs 745867101 491 17975 SH SOLE 17975 0 0 PUMA BIOTECHNOLOGY INC cs 74587V107 5130 42840 SH SOLE 42840 0 0 QUAKER CHEMICAL CORP cs 747316107 3481 23532 SH SOLE 23532 0 0 QUALITY SYS INC COM cs 747582104 2858 181701 SH SOLE 181701 0 0 RAYTHEON CO COM NEW cs 755111507 6157 33000 SH DFND 01 33000 0 0 REGAL ENTERTAINMENT GROUP-A cs 758766109 5900 368769 SH SOLE 368769 0 0 RENASANT CORP COM cs 75970E107 15521 361800 SH SOLE 273625 0 88175 RETAIL PPTYS AMER INC CL A cs 76131V202 1250 95255 SH SOLE 53830 0 41425 REVG GROUP INC cs 749527107 3567 124059 SH SOLE 124059 0 0 RINGCENTRAL INC CL A cs 76680R206 4045 96907 SH SOLE 96907 0 0 RIO TINTO PLC SPONSORED ADR cs 767204100 3494 74045 SH SOLE 74045 0 0 RLJ LODGING TR COM cs 74965L101 5963 271075 SH SOLE 271075 0 0 ROCKWELL AUTOMATION INC COM cs 773903109 1583 8885 SH SOLE 8885 0 0 ROCKWELL COLLINS INC COM cs 774341101 1492 11420 SH SOLE 11420 0 0 ROGERS CORP COM cs 775133101 15479 116145 SH SOLE 85475 0 30670 ROYAL DUTCH SHELL PLC-ADR A cs 780259206 4714 77827 SH SOLE 77827 0 0 RSP PERMIAN INC COM cs 74978Q105 17785 514175 SH SOLE 379225 0 134950 RUDOLPH TECHNOLOGIES INC COM cs 781270103 1948 74091 SH SOLE 74091 0 0 RUSH ENTERPISES INC CL A cs 781846209 19485 420941 SH SOLE 309266 0 111675 SAGE THERAPEUTICS INC COM cs 78667J108 1368 21964 SH SOLE 21964 0 0 SAIA INC COM cs 78709Y105 18793 299970 SH SOLE 220320 0 79650 SALLY BEAUTY HLDGS INC COM cs 79546E104 1652 84380 SH SOLE 59605 0 24775 SANDERSON FARMS INC COM cs 800013104 5597 34654 SH SOLE 25348 0 9306 SAREPTA THERAPEUTICS INC cs 803607100 5569 122790 SH SOLE 122790 0 0 SCANSOURCE INC COM cs 806037107 3027 69361 SH SOLE 69361 0 0 SCHEIN HENRY INC COM cs 806407102 241 2946 SH SOLE 2946 0 0 SCHLUMBERGER LTD cs 806857108 6305 90390 SH SOLE 90390 0 0 SCHLUMBERGER LTD cs 806857108 3208 46000 SH DFND 01 46000 0 0 SCHOLASTIC CORP COM cs 807066105 15518 417170 SH SOLE 308060 0 109110 SCHWAB CHARLES CORP NEW COM cs 808513105 122 2800 SH SOLE 2800 0 0 SCHWAB CHARLES CORP NEW COM cs 808513105 5248 120000 SH DFND 01 120000 0 0 SCIENTIFIC GAMES CORP cs 80874P109 4307 93949 SH SOLE 93949 0 0 SELECTIVE INS GROUP INC COM cs 816300107 24439 453848 SH SOLE 342929 0 110919 SERVICENOW INC COM cs 81762P102 977 8314 SH SOLE 8314 0 0 SHERWIN-WILLIAMS CO cs 824348106 761 2128 SH SOLE 2128 0 0 SIX FLAGS ENTMT CORP NEW COM cs 83001A102 5087 83491 SH SOLE 83491 0 0 SIX FLAGS ENTMT CORP NEW COM cs 83001A102 3047 50000 SH DFND 01 50000 0 0 SLM CORP COM cs 78442P106 4678 407916 SH SOLE 407916 0 0 SNAP ON INC COM cs 833034101 1505 10100 SH SOLE 10100 0 0 SONIC CORP COM cs 835451105 1213 47689 SH SOLE 47689 0 0 SONY CORP ADR NEW cs 835699307 7317 195964 SH SOLE 195964 0 0 SOUTH ST CORP COM cs 840441109 19501 216563 SH SOLE 159955 0 56608 SPARK THERAPEUTICS INC cs 84652J103 1887 21171 SH SOLE 21171 0 0 SPARTAN MTRS INC COM cs 846819100 2645 239393 SH SOLE 239393 0 0 SPDR S&P 500 ETF TR TR UNIT cs 78462F103 3768 15000 SH DFND 01 15000 0 0 SRC ENERGY INC COM cs 78470V108 14673 1517400 SH SOLE 1148250 0 369150 STAMPS COM INC COM NEW cs 852857200 1216 6004 SH SOLE 6004 0 0 STRAYER EDUCATION INC cs 863236105 4138 47419 SH SOLE 34952 0 12467 SUPERIOR INDS INTL INC cs 868168105 11826 710295 SH SOLE 710295 0 0 SVB FINL GROUP COM cs 78486Q101 5238 28000 SH DFND 01 28000 0 0 SYNCHRONY FINL COM cs 87165B103 993 31985 SH SOLE 31985 0 0 TAKE-TWO INTERACTIVE SOFTWARE cs 874054109 10989 107494 SH SOLE 107494 0 0 TAKE-TWO INTERACTIVE SOFTWARE cs 874054109 3066 30000 SH DFND 01 30000 0 0 TE CONNECTIVITY LTD REG SHS cs H84989104 2051 24695 SH SOLE 24695 0 0 TEAM INC COM cs 878155100 2585 193675 SH SOLE 142150 0 51525 TELEFLEX INC COM cs 879369106 1317 5444 SH SOLE 5444 0 0 TEXAS ROADHOUSE INC COM cs 882681109 4409 89733 SH SOLE 89733 0 0 THERMO FISHER SCIENTIFICINC cs 883556102 6622 35000 SH DFND 01 35000 0 0 THOR INDUSTRIES INC cs 885160101 3572 28372 SH SOLE 28372 0 0 TIVITY HEALTH INC COM cs 88870R102 4559 111754 SH SOLE 111754 0 0 TOLL BROTHERS INC COM cs 889478103 2519 60750 SH SOLE 45975 0 14775 TOPBUILD CORP cs 89055F103 3854 59145 SH SOLE 59145 0 0 TOWNE BANK cs 89214P109 16268 485614 SH SOLE 359850 0 125764 TRI POINTE GROUP INC. cs 87265H109 11235 813600 SH SOLE 615725 0 197875 TRIMBLE INC COM cs 896239100 830 21160 SH SOLE 21160 0 0 TRINSEO S A SHS cs L9340P101 3508 52284 SH SOLE 52284 0 0 TRUEBLUE INC COM cs 89785X101 14710 655255 SH SOLE 483710 0 171545 ULTIMATE SOFTWARE GROUP INC CO cs 90385D107 3468 18295 SH SOLE 18295 0 0 UMB FINL CORP COM cs 902788108 14310 192111 SH SOLE 140536 0 51575 UMPQUA HOLDINGS CORP COM cs 904214103 12571 644362 SH SOLE 487637 0 156725 UNISYS CORP COM NEW cs 909214306 1281 150725 SH SOLE 150725 0 0 UNITED BANKSHARES INC W VA COM cs 909907107 10350 278620 SH SOLE 210870 0 67750 UNITED CMNTY BKS BLAIRSVLE GA cs 90984P303 17280 605500 SH SOLE 443800 0 161700 UNITEDHEALTH GROUP INC COM cs 91324P102 6188 31600 SH DFND 01 31600 0 0 UNIVERSAL DISPLAY CORP COM cs 91347P105 3689 28633 SH SOLE 28633 0 0 VAIL RESORTS INC COM cs 91879Q109 2481 10879 SH SOLE 10879 0 0 VALVOLINE INC COM cs 92047W101 1719 73340 SH SOLE 73340 0 0 VARONIS SYSTEMS INC cs 922280102 2429 57980 SH SOLE 57980 0 0 VECTREN CORP COM cs 92240G101 2590 39390 SH SOLE 28990 0 10400 VERTEX PHARMACEUTICALS INC COM cs 92532F100 1681 11062 SH SOLE 11062 0 0 VIACOM INC NEW CL B cs 92553P201 21793 782827 SH SOLE 782827 0 0 VIAVI SOLUTIONS INC COM cs 925550105 1526 161318 SH SOLE 161318 0 0 VONAGE HLDGS CORP COM cs 92886T201 3259 400491 SH SOLE 400491 0 0 VULCAN MATLS CO COM cs 929160109 2638 22065 SH SOLE 17290 0 4775 VWR CORP COM cs 91843L103 15641 472425 SH SOLE 336575 0 135850 WAGEWORKS INC COM cs 930427109 3343 55087 SH SOLE 55087 0 0 WEBSTER FINL CORP WATERBURYCON cs 947890109 1854 35296 SH SOLE 35296 0 0 WELLCARE HEALTH PLANS INC COM cs 94946T106 1268 7385 SH SOLE 4735 0 2650 WELLS FARGO & COMPANY cs 949746101 12672 229785 SH SOLE 229785 0 0 WESCO AIRCRAFT HOLDINGS INC cs 950814103 2106 224081 SH SOLE 224081 0 0 WESTERN ALLIANCE BANCORP COM cs 957638109 6514 122737 SH SOLE 122737 0 0 WESTROCK CO cs 96145D105 3598 63431 SH SOLE 63431 0 0 WESTROCK CO cs 96145D105 2269 40000 SH DFND 01 40000 0 0 WEX INC COM cs 96208T104 657 5858 SH SOLE 5858 0 0 WINNEBAGO INDS INC cs 974637100 2571 57462 SH SOLE 57462 0 0 WOLVERINE WORLD WIDE INC COM cs 978097103 11635 403305 SH SOLE 305180 0 98125 XCEL ENERGY INC cs 98389B100 6292 132970 SH SOLE 132970 0 0 XPERI CORP COM cs 98421B100 23326 922013 SH SOLE 922013 0 0 ATLAS AIR WORLDWIDE HLDGS INC cv 049164BH8 12906 10700000 PRN SOLE 10700000 0 0 CALAMP CORP cv 128126AB5 8558 8027000 PRN SOLE 8027000 0 0 CHART INDS INC cv 16115QAC4 8309 8341000 PRN SOLE 8341000 0 0 HURON CONSULTING GROUP INC cv 447462AB8 19166 20554000 PRN SOLE 20554000 0 0 NUANCE COMMUNICATIONS cv 67020YAF7 35756 35712000 PRN SOLE 35712000 0 0 SEACOR HOLDINGS INC cv 811904AM3 22938 22938000 PRN SOLE 22938000 0 0 SUCAMPO PHARMACEUTICALS cv 864909AA4 10160 9835000 PRN SOLE 9835000 0 0 TWITTER INC cv 90184LAB8 17953 18948000 PRN SOLE 18948000 0 0 TWITTER INC cv 90184LAD4 20027 21814000 PRN SOLE 21814000 0 0 BECTON DICKINSON & CO PFD SHS cp 075887208 5668 103159 SH SOLE 103159 0 0 BECTON DICKINSON & CO PFD SHS cp 075887208 1923 35000 SH DFND 01 35000 0 0 CHESAPEAKE ENERGY CORP PFD CON cp 165167826 18837 325483 SH SOLE 325483 0 0 HESS CORP DEP PDF SR A cp 42809H404 2358 40000 SH DFND 01 40000 0 0 NEW YORK CMNTY CAP TR V BONUSE cp 64944P307 5737 112835 SH SOLE 112835 0 0 RLJ LODGING TRUST PFD CV A $1. cp 74965L200 17159 616810 SH SOLE 616810 0 0 STERICYCLE INC DEP PFD A 1/10 cp 858912207 14833 256865 SH SOLE 256865 0 0