The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN PLC | SHS | G0177J108 | 8,507 | 50,811 | SH | DFND | 1 | 0 | 50,811 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 27,458 | 389,149 | SH | DFND | 1 | 0 | 389,149 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 17,075 | 368,549 | SH | DFND | 1 | 0 | 368,549 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 26,200 | 2,216,610 | SH | DFND | 1 | 0 | 2,216,610 | 0 | |
CELGENE CORP | COM | 151020104 | 21,654 | 234,251 | SH | DFND | 1 | 0 | 234,251 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 6,377 | 1,351,125 | SH | DFND | 1 | 0 | 1,351,125 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 1,669 | 75,050 | SH | DFND | 1 | 0 | 75,050 | 0 | |
HIGHLAND INCOME FUND | SHS BEN INT | 43010E404 | 18,817 | 1,359,627 | SH | DFND | 1 | 0 | 1,359,627 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 27,758 | 113,219 | SH | DFND | 1 | 0 | 113,219 | 0 | |
NEXTDECADE CORP | COM | 65342K105 | 59,723 | 9,449,846 | SH | DFND | 1 | 0 | 9,449,846 | 0 | |
RED HAT INC | COM | 756577102 | 29,250 | 155,782 | SH | DFND | 1 | 0 | 155,782 | 0 | |
SOTHEBYS | COM | 835898107 | 985 | 16,943 | SH | DFND | 1 | 0 | 16,943 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 7,122 | 69,560 | SH | DFND | 1 | 0 | 69,560 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 5,751 | 34,641 | SH | DFND | 1 | 0 | 34,641 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 8,619 | 66,200 | SH | DFND | 1 | 0 | 66,200 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 9,478 | 33,248 | SH | DFND | 1 | 0 | 33,248 | 0 | |
ARRAY BIOPHARMA INC | PUT | 04269X105 | 117 | 1,381 | SH | Put | DFND | 1 | 0 | 1,381 | 0 |
VISTRA ENERGY CORP | W EXP 02/02/2024 | 92840M128 | 349 | 180,582 | SH | DFND | 1 | 0 | 180,582 | 0 | |
FINJAN HLDGS INC | COM | 31788H303 | 4,256 | 1,916,921 | SH | DFND | 1 | 0 | 1,916,921 | 0 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 1,906 | 93,500 | SH | DFND | 1 | 0 | 93,500 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 1,644 | 3,161,114 | SH | DFND | 1 | 0 | 3,161,114 | 0 | |
ADVANCED DISP SVCS INC | COM | 00790X101 | 1,329 | 41,656 | SH | DFND | 1 2 3 | 0 | 41,656 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 1,188 | 7,098 | SH | DFND | 1 2 3 | 0 | 7,098 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 3,488 | 49,428 | SH | DFND | 1 2 3 | 0 | 49,428 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 2,367 | 51,095 | SH | DFND | 1 2 3 | 0 | 51,095 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 3,595 | 304,135 | SH | DFND | 1 2 3 | 0 | 304,135 | 0 | |
CELGENE CORP | COM | 151020104 | 6,375 | 68,963 | SH | DFND | 1 2 3 | 0 | 68,963 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 1,296 | 58,285 | SH | DFND | 1 2 3 | 0 | 58,285 | 0 | |
FIRST DATA CORP | COM CL A | 32008D106 | 9,361 | 345,825 | SH | DFND | 1 2 3 | 0 | 345,825 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 13,508 | 55,097 | SH | DFND | 1 2 3 | 0 | 55,097 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 1,170 | 10,569 | SH | DFND | 1 2 3 | 0 | 10,569 | 0 | |
RED HAT INC | COM | 756577102 | 11,909 | 63,427 | SH | DFND | 1 2 3 | 0 | 63,427 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 1,193 | 23,591 | SH | DFND | 1 2 3 | 0 | 23,591 | 0 | |
SOTHEBYS | COM | 835898107 | 199 | 3,416 | SH | DFND | 1 2 3 | 0 | 3,416 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 2,191 | 21,403 | SH | DFND | 1 2 3 | 0 | 21,403 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 3,152 | 18,988 | SH | DFND | 1 2 3 | 0 | 18,988 | 0 | |
TOTAL SYS SVCS INC | COM | 891906109 | 1,277 | 9,954 | SH | DFND | 1 2 3 | 0 | 9,954 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 11,656 | 252,176 | SH | DFND | 1 2 3 | 0 | 252,176 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 6,024 | 116,789 | SH | DFND | 1 2 3 | 0 | 116,789 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 4,487 | 15,740 | SH | DFND | 1 2 3 | 0 | 15,740 | 0 | |
WORLDPAY INC | CL A | 981558109 | 6,701 | 54,683 | SH | DFND | 1 2 3 | 0 | 54,683 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 5,750 | 174,734 | SH | DFND | 1 2 3 | 0 | 174,734 | 0 | |
ARRAY BIOPHARMA INC | PUT | 04269X105 | 16 | 191 | SH | Put | DFND | 1 2 3 | 0 | 191 | 0 |
ADVANCED DISP SVCS INC | COM | 00790X101 | 2,998 | 93,950 | SH | DFND | 1 2 3 4 | 0 | 93,950 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 2,904 | 17,344 | SH | DFND | 1 2 3 4 | 0 | 17,344 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 4,608 | 65,300 | SH | DFND | 1 2 3 4 | 0 | 65,300 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 5,777 | 124,691 | SH | DFND | 1 2 3 4 | 0 | 124,691 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 6,510 | 550,802 | SH | DFND | 1 2 3 4 | 0 | 550,802 | 0 | |
CELGENE CORP | COM | 151020104 | 15,493 | 167,606 | SH | DFND | 1 2 3 4 | 0 | 167,606 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 3,155 | 141,840 | SH | DFND | 1 2 3 4 | 0 | 141,840 | 0 | |
FIRST DATA CORP | COM CL A | 32008D106 | 20,463 | 755,914 | SH | DFND | 1 2 3 4 | 0 | 755,914 | 0 | |
GLOBAL BRASS & COPPR HLDGS I | COM | 37953G103 | 796 | 18,202 | SH | DFND | 1 2 3 4 | 0 | 18,202 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 20,402 | 83,216 | SH | DFND | 1 2 3 4 | 0 | 83,216 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 1,987 | 17,951 | SH | DFND | 1 2 3 4 | 0 | 17,951 | 0 | |
RED HAT INC | COM | 756577102 | 29,215 | 155,597 | SH | DFND | 1 2 3 4 | 0 | 155,597 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 2,989 | 59,139 | SH | DFND | 1 2 3 4 | 0 | 59,139 | 0 | |
SOTHEBYS | COM | 835898107 | 503 | 8,646 | SH | DFND | 1 2 3 4 | 0 | 8,646 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 5,389 | 52,642 | SH | DFND | 1 2 3 4 | 0 | 52,642 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 2,326 | 37,003 | SH | DFND | 1 2 3 4 | 0 | 37,003 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 10,028 | 60,400 | SH | DFND | 1 2 3 4 | 0 | 60,400 | 0 | |
TOTAL SYS SVCS INC | COM | 891906109 | 3,161 | 24,645 | SH | DFND | 1 2 3 4 | 0 | 24,645 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 27,945 | 604,613 | SH | DFND | 1 2 3 4 | 0 | 604,613 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 4,300 | 33,023 | SH | DFND | 1 2 3 4 | 0 | 33,023 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 13,983 | 271,091 | SH | DFND | 1 2 3 4 | 0 | 271,091 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 10,329 | 36,232 | SH | DFND | 1 2 3 4 | 0 | 36,232 | 0 | |
WORLDPAY INC | CL A | 981558109 | 16,668 | 136,009 | SH | DFND | 1 2 3 4 | 0 | 136,009 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 14,318 | 435,062 | SH | DFND | 1 2 3 4 | 0 | 435,062 | 0 | |
ARRAY BIOPHARMA INC | PUT | 04269X105 | 7 | 80 | SH | Put | DFND | 1 2 3 4 | 0 | 80 | 0 |
ADVANCED DISP SVCS INC | COM | 00790X101 | 1,547 | 48,471 | SH | DFND | 1 2 3 5 | 0 | 48,471 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 1,487 | 8,880 | SH | DFND | 1 2 3 5 | 0 | 8,880 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 2,851 | 61,544 | SH | DFND | 1 2 3 5 | 0 | 61,544 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 2,986 | 252,656 | SH | DFND | 1 2 3 5 | 0 | 252,656 | 0 | |
CELGENE CORP | COM | 151020104 | 7,619 | 82,421 | SH | DFND | 1 2 3 5 | 0 | 82,421 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 1,629 | 73,233 | SH | DFND | 1 2 3 5 | 0 | 73,233 | 0 | |
FIRST DATA CORP | COM CL A | 32008D106 | 10,702 | 395,350 | SH | DFND | 1 2 3 5 | 0 | 395,350 | 0 | |
GLOBAL BRASS & COPPR HLDGS I | COM | 37953G103 | 419 | 9,591 | SH | DFND | 1 2 3 5 | 0 | 9,591 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 13,995 | 57,082 | SH | DFND | 1 2 3 5 | 0 | 57,082 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 1,122 | 10,142 | SH | DFND | 1 2 3 5 | 0 | 10,142 | 0 | |
RED HAT INC | COM | 756577102 | 14,701 | 78,296 | SH | DFND | 1 2 3 5 | 0 | 78,296 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 1,531 | 30,283 | SH | DFND | 1 2 3 5 | 0 | 30,283 | 0 | |
SOTHEBYS | COM | 835898107 | 252 | 4,339 | SH | DFND | 1 2 3 5 | 0 | 4,339 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 2,735 | 26,713 | SH | DFND | 1 2 3 5 | 0 | 26,713 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 3,844 | 23,151 | SH | DFND | 1 2 3 5 | 0 | 23,151 | 0 | |
TOTAL SYS SVCS INC | COM | 891906109 | 1,368 | 10,666 | SH | DFND | 1 2 3 5 | 0 | 10,666 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 14,653 | 317,023 | SH | DFND | 1 2 3 5 | 0 | 317,023 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,931 | 22,508 | SH | DFND | 1 2 3 5 | 0 | 22,508 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 6,993 | 135,582 | SH | DFND | 1 2 3 5 | 0 | 135,582 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 5,251 | 18,421 | SH | DFND | 1 2 3 5 | 0 | 18,421 | 0 | |
WORLDPAY INC | CL A | 981558109 | 8,114 | 66,206 | SH | DFND | 1 2 3 5 | 0 | 66,206 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 7,133 | 216,736 | SH | DFND | 1 2 3 5 | 0 | 216,736 | 0 | |
ARRAY BIOPHARMA INC | PUT | 04269X105 | 17 | 198 | SH | Put | DFND | 1 2 3 5 | 0 | 198 | 0 |