The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
TAKEDA PHARMACEUTICAL CO LTD | CALL | 874060205 | 90 | 1,056 | SH | Call | DFND | 1 | 0 | 1,056 | 0 |
ARRIS INTERNATIONAL PLC | SHS | G0551A103 | 10,659 | 337,209 | SH | DFND | 1 | 0 | 337,209 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 1,330 | 79,026 | SH | DFND | 1 | 0 | 79,026 | 0 | |
CELGENE CORP | COM | 151020104 | 23,112 | 244,988 | SH | DFND | 1 | 0 | 244,988 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 150 | 45,001 | SH | DFND | 1 | 0 | 45,001 | 0 | |
FIRST DATA CORP | COM CL A | 32008D106 | 9,015 | 343,171 | SH | DFND | 1 | 0 | 343,171 | 0 | |
HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 18,885 | 1,359,627 | SH | DFND | 1 | 0 | 1,359,627 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 11,056 | 225,688 | SH | DFND | 1 | 0 | 225,688 | 0 | |
LUXOFT HLDG INC | ORD SHS CL A | G57279104 | 2,508 | 42,718 | SH | DFND | 1 | 0 | 42,718 | 0 | |
NAVIENT CORPORATION | COM | 63938C108 | 121 | 10,441 | SH | DFND | 1 | 0 | 10,441 | 0 | |
NEXTDECADE CORP | COM | 65342K105 | 52,163 | 9,449,846 | SH | DFND | 1 | 0 | 9,449,846 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 5,250 | 726,106 | SH | DFND | 1 | 0 | 726,106 | 0 | |
RED HAT INC | COM | 756577102 | 18,379 | 100,596 | SH | DFND | 1 | 0 | 100,596 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 3,705 | 32,530 | SH | DFND | 1 | 0 | 32,530 | 0 | |
T MOBILE US INC | COM | 872590104 | 4,891 | 70,776 | SH | DFND | 1 | 0 | 70,776 | 0 | |
FOX CORP | CL A COM | 35137L105 | 2,906 | 79,158 | SH | DFND | 1 | 0 | 79,158 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 2,804 | 8,493 | SH | DFND | 1 | 0 | 8,493 | 0 | |
U S G CORP | COM | 903293405 | 4,696 | 108,444 | SH | DFND | 1 | 0 | 108,444 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 8,650 | 171,934 | SH | DFND | 1 | 0 | 171,934 | 0 | |
BRISTOL MYERS SQUIBB CO | PUT | 110122108 | 182 | 633 | SH | Put | DFND | 1 | 0 | 633 | 0 |
VISTRA ENERGY CORP | W EXP 02/02/2024 | 92840M128 | 391 | 180,582 | SH | DFND | 1 | 0 | 180,582 | 0 | |
FINJAN HLDGS INC | COM | 31788H303 | 5,617 | 1,916,921 | SH | DFND | 1 | 0 | 1,916,921 | 0 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 4,022 | 187,000 | SH | DFND | 1 | 0 | 187,000 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 415 | 921,728 | SH | DFND | 1 | 0 | 921,728 | 0 | |
DISNEY WALT CO | COM | 254687106 | 4,865 | 43,821 | SH | DFND | 1 | 0 | 43,821 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | CALL | 874060205 | 21 | 247 | SH | Call | DFND | 1 2 3 | 0 | 247 | 0 |
ARRIS INTERNATIONAL PLC | SHS | G0551A103 | 9,249 | 292,591 | SH | DFND | 1 2 3 | 0 | 292,591 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 707 | 42,025 | SH | DFND | 1 2 3 | 0 | 42,025 | 0 | |
CELGENE CORP | COM | 151020104 | 8,307 | 88,050 | SH | DFND | 1 2 3 | 0 | 88,050 | 0 | |
FIRST DATA CORP | COM CL A | 32008D106 | 11,014 | 419,253 | SH | DFND | 1 2 3 | 0 | 419,253 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 9,799 | 200,024 | SH | DFND | 1 2 3 | 0 | 200,024 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 8,970 | 43,466 | SH | DFND | 1 2 3 | 0 | 43,466 | 0 | |
LUXOFT HLDG INC | ORD SHS CL A | G57279104 | 5,897 | 100,441 | SH | DFND | 1 2 3 | 0 | 100,441 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 3,050 | 25,765 | SH | DFND | 1 2 3 | 0 | 25,765 | 0 | |
NAVIENT CORPORATION | COM | 63938C108 | 71 | 6,153 | SH | DFND | 1 2 3 | 0 | 6,153 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 1,654 | 228,829 | SH | DFND | 1 2 3 | 0 | 228,829 | 0 | |
RED HAT INC | COM | 756577102 | 10,066 | 55,097 | SH | DFND | 1 2 3 | 0 | 55,097 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,985 | 17,432 | SH | DFND | 1 2 3 | 0 | 17,432 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,931 | 27,946 | SH | DFND | 1 2 3 | 0 | 27,946 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 11,252 | 243,871 | SH | DFND | 1 2 3 | 0 | 243,871 | 0 | |
FOX CORP | CL A COM | 35137L105 | 1,230 | 33,501 | SH | DFND | 1 2 3 | 0 | 33,501 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 9,142 | 27,691 | SH | DFND | 1 2 3 | 0 | 27,691 | 0 | |
U S G CORP | COM | 903293405 | 4,577 | 105,703 | SH | DFND | 1 2 3 | 0 | 105,703 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 4,584 | 91,123 | SH | DFND | 1 2 3 | 0 | 91,123 | 0 | |
WORLDPAY INC | CL A | 981558109 | 4,678 | 41,218 | SH | DFND | 1 2 3 | 0 | 41,218 | 0 | |
BRISTOL MYERS SQUIBB CO | PUT | 110122108 | 79 | 277 | SH | Put | DFND | 1 2 3 | 0 | 277 | 0 |
DISNEY WALT CO | COM | 254687106 | 2,046 | 18,425 | SH | DFND | 1 2 3 | 0 | 18,425 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | CALL | 874060205 | 24 | 281 | SH | Call | DFND | 1 2 3 4 | 0 | 281 | 0 |
ARRIS INTERNATIONAL PLC | SHS | G0551A103 | 18,301 | 578,953 | SH | DFND | 1 2 3 4 | 0 | 578,953 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 1,412 | 83,906 | SH | DFND | 1 2 3 4 | 0 | 83,906 | 0 | |
CELGENE CORP | COM | 151020104 | 16,754 | 177,588 | SH | DFND | 1 2 3 4 | 0 | 177,588 | 0 | |
FIRST DATA CORP | COM CL A | 32008D106 | 20,906 | 795,831 | SH | DFND | 1 2 3 4 | 0 | 795,831 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 18,932 | 386,441 | SH | DFND | 1 2 3 4 | 0 | 386,441 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 12,325 | 59,722 | SH | DFND | 1 2 3 4 | 0 | 59,722 | 0 | |
LUXOFT HLDG INC | ORD SHS CL A | G57279104 | 11,815 | 201,239 | SH | DFND | 1 2 3 4 | 0 | 201,239 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 4,274 | 36,110 | SH | DFND | 1 2 3 4 | 0 | 36,110 | 0 | |
NAVIENT CORPORATION | COM | 63938C108 | 132 | 11,423 | SH | DFND | 1 2 3 4 | 0 | 11,423 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 3,166 | 437,872 | SH | DFND | 1 2 3 4 | 0 | 437,872 | 0 | |
RED HAT INC | COM | 756577102 | 20,380 | 111,550 | SH | DFND | 1 2 3 4 | 0 | 111,550 | 0 | |
SPARK THERAPEUTICS INC | SPONSORED ADR | 84652J103 | 4,020 | 35,301 | SH | DFND | 1 2 3 4 | 0 | 35,301 | 0 | |
T MOBILE US INC | COM | 872590104 | 2,930 | 42,396 | SH | DFND | 1 2 3 4 | 0 | 42,396 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 168 | 8,233 | SH | DFND | 1 2 3 4 | 0 | 8,233 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 22,945 | 497,296 | SH | DFND | 1 2 3 4 | 0 | 497,296 | 0 | |
FOX CORP | CL A COM | 35137L105 | 1,690 | 46,042 | SH | DFND | 1 2 3 4 | 0 | 46,042 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 18,223 | 55,200 | SH | DFND | 1 2 3 4 | 0 | 55,200 | 0 | |
U S G CORP | COM | 903293405 | 9,286 | 214,460 | SH | DFND | 1 2 3 4 | 0 | 214,460 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 9,106 | 180,989 | SH | DFND | 1 2 3 4 | 0 | 180,989 | 0 | |
WORLDPAY INC | CL A | 981558109 | 9,592 | 84,509 | SH | DFND | 1 2 3 4 | 0 | 84,509 | 0 | |
DISNEY WALT CO | COM | 254687106 | 11,652 | 104,944 | SH | DFND | 1 2 3 4 | 0 | 104,944 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | CALL | 874060205 | 12 | 136 | SH | Call | DFND | 1 2 3 5 | 0 | 136 | 0 |
ARRIS INTERNATIONAL PLC | SHS | G0551A103 | 8,822 | 279,098 | SH | DFND | 1 2 3 5 | 0 | 279,098 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 743 | 44,147 | SH | DFND | 1 2 3 5 | 0 | 44,147 | 0 | |
CELGENE CORP | COM | 151020104 | 8,782 | 93,084 | SH | DFND | 1 2 3 5 | 0 | 93,084 | 0 | |
FIRST DATA CORP | COM CL A | 32008D106 | 10,567 | 402,230 | SH | DFND | 1 2 3 5 | 0 | 402,230 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 10,289 | 210,018 | SH | DFND | 1 2 3 5 | 0 | 210,018 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 8,879 | 43,026 | SH | DFND | 1 2 3 5 | 0 | 43,026 | 0 | |
LUXOFT HLDG INC | ORD SHS CL A | G57279104 | 6,194 | 105,494 | SH | DFND | 1 2 3 5 | 0 | 105,494 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 2,371 | 20,032 | SH | DFND | 1 2 3 5 | 0 | 20,032 | 0 | |
NAVIENT CORPORATION | COM | 63938C108 | 68 | 5,844 | SH | DFND | 1 2 3 5 | 0 | 5,844 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 1,698 | 234,870 | SH | DFND | 1 2 3 5 | 0 | 234,870 | 0 | |
RED HAT INC | COM | 756577102 | 10,404 | 56,944 | SH | DFND | 1 2 3 5 | 0 | 56,944 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 2,091 | 18,358 | SH | DFND | 1 2 3 5 | 0 | 18,358 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,917 | 27,737 | SH | DFND | 1 2 3 5 | 0 | 27,737 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 12,008 | 260,258 | SH | DFND | 1 2 3 5 | 0 | 260,258 | 0 | |
FOX CORP | CL A COM | 35137L105 | 840 | 22,890 | SH | DFND | 1 2 3 5 | 0 | 22,890 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 9,603 | 29,088 | SH | DFND | 1 2 3 5 | 0 | 29,088 | 0 | |
U S G CORP | COM | 903293405 | 4,857 | 112,180 | SH | DFND | 1 2 3 5 | 0 | 112,180 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 4,814 | 95,691 | SH | DFND | 1 2 3 5 | 0 | 95,691 | 0 | |
WORLDPAY INC | CL A | 981558109 | 5,006 | 44,108 | SH | DFND | 1 2 3 5 | 0 | 44,108 | 0 | |
BRISTOL MYERS SQUIBB CO | PUT | 110122108 | 56 | 195 | SH | Put | DFND | 1 2 3 5 | 0 | 195 | 0 |
DISNEY WALT CO | COM | 254687106 | 4,455 | 40,120 | SH | DFND | 1 2 3 5 | 0 | 40,120 | 0 |