0001437749-23-023870.txt : 20230815 0001437749-23-023870.hdr.sgml : 20230815 20230815173833 ACCESSION NUMBER: 0001437749-23-023870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230815 DATE AS OF CHANGE: 20230815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ford Andrew CENTRAL INDEX KEY: 0001988030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231175931 MAIL ADDRESS: STREET 1: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. STREET 2: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 rdgdoc.xml 20230811F4AF X0508 4 2023-08-11 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001988030 Ford Andrew 265 TURNER DRIVE DURANGO CO 81303 1 VP Sales and Marketing 0 Common Stock 2023-08-11 4 A 0 6003 0 A 6089 D Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal installments beginning August 11, 2024, subject to continued service through each applicable vesting date. /s/ Tracy D. Wojcik, Attorney In Fact 2023-08-15