0000950170-24-118266.txt : 20241029 0000950170-24-118266.hdr.sgml : 20241029 20241029162459 ACCESSION NUMBER: 0000950170-24-118266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241025 FILED AS OF DATE: 20241029 DATE AS OF CHANGE: 20241029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEYGAN JEFFREY RICHART CENTRAL INDEX KEY: 0001733547 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 241406087 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER NAME: FORMER CONFORMED NAME: GEYGAN JEFFREY RICHART GEYGAN DATE OF NAME CHANGE: 20180306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 ownership.xml 4 X0508 4 2024-10-25 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001733547 GEYGAN JEFFREY RICHART 265 TURNER DRIVE DURANGO CO 81303 true true true false Interim CEO false Common Stock 2024-10-25 4 A false 15877 A 184596 D Common Stock 2024-10-28 4 P false 6244 2.9942 A 1660291 I By Global Value Investment Corporation Common Stock 2024-10-29 4 P false 42063 2.8871 A 1702354 I By Global Value Investment Corporation The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Represents the annual common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program for the period November 30, 2023, to August 31, 2024. /s/ Jeffrey R. Geygan 2024-10-29