Managing Principal

0001616026-14-000004.txt : 20141105 0001616026-14-000004.hdr.sgml : 20141105 20141105135850 ACCESSION NUMBER: 0001616026-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 EFFECTIVENESS DATE: 20141105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Capital Management, LLC CENTRAL INDEX KEY: 0001616026 IRS NUMBER: 352429157 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16264 FILM NUMBER: 141196271 BUSINESS ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 BUSINESS PHONE: 360-715-9000 MAIL ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001616026 XXXXXXXX 09-30-2014 09-30-2014 Tradewinds Capital Management, LLC

2211 RIMLAND DRIVE SUITE 401 BELLINGHAM WA 98226

13F HOLDINGS REPORT 028-16264 N Bryant J. Engebretson Managing Principal 360.715.9000 Bryant J. Engebretson Bellingham WA 11-04-2014 0 617 131888 false INFORMATION TABLE 2 tradewinds13f3q2014.xml COEUR MNG INC *W EXP 04/16/201 192108116 0 31 SH SOLE 0 0 31 GENERAL MTRS CO *W EXP 07/10/201 37045V118 1 35 SH SOLE 0 0 35 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1 35 SH SOLE 0 0 35 ISHARES TR 2016 CORP EX ETF 46432FAD9 100 1000 SH SOLE 0 0 1000 ERICSSON ADR B SEK 10 294821608 7 560 SH SOLE 0 0 560 HDFC BANK LTD ADR REPS 3 SHS 40415F101 139 2975 SH SOLE 0 0 2975 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 2 75 SH SOLE 0 0 75 CAMBRIA ETF TR CAMBRIA FGN SHR 132061300 3 102 SH SOLE 0 0 102 WISDOMTREE TR CHINESE YUAN FD 97717W182 17 686 SH SOLE 0 0 686 ECHOSTAR CORP CL A 278768106 8 160 SH SOLE 0 0 160 EMPIRE ST RLTY TR INC CL A 292104106 3 202 SH SOLE 0 0 202 INTERNATIONAL SPEEDWAY CORP CL A 460335201 3 103 SH SOLE 0 0 103 LIBERTY MEDIA CORP DELAWARE CL A 531229102 7 138 SH SOLE 0 0 138 MARTHA STEWART LIVING OMNIME CL A 573083102 1 146 SH SOLE 0 0 146 MONDELEZ INTL INC CL A 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36116M106 1 125 SH SOLE 0 0 125 GENERAL MTRS CO COM 37045V100 6 200 SH SOLE 0 0 200 GOLDMAN SACHS GROUP INC COM 38141G104 30 164 SH SOLE 0 0 164 HARBINGER GROUP INC COM 41146A106 0 32 SH SOLE 0 0 32 HERITAGE FINL CORP WASH COM 42722X106 3 178 SH SOLE 0 0 178 HERTZ GLOBAL HOLDINGS INC COM 42805T105 3 130 SH SOLE 0 0 130 HESS CORP COM 42809H107 46 489 SH SOLE 0 0 489 INTERDIGITAL INC COM 45867G101 12 300 SH SOLE 0 0 300 INVESCO MUN TR COM 46131J103 969 77187 SH SOLE 0 0 77187 INVESCO TR INVT GRADE MUNS COM 46131M106 1757 133984 SH SOLE 0 0 133984 INVESCO MUN OPPORTUNITY TR COM 46132C107 263 21000 SH SOLE 0 0 21000 INVESCO CALIF VALUE MUN INC COM 46132H106 354 29000 SH SOLE 0 0 29000 INVESCO VALUE MUN INCOME TR COM 46132P108 643 42364 SH SOLE 0 0 42364 INVESCO MUNI INCOME OPP TRST COM 46132X101 247 36392 SH SOLE 0 0 36392 INVESCO QUALITY MUNI INC TRS COM 46133G107 1298 107126 SH SOLE 0 0 107126 IXYS CORP COM 46600W106 8 800 SH SOLE 0 0 800 JPMORGAN CHASE & CO COM 46625H100 98 1634 SH SOLE 0 0 1634 KEURIG GREEN MTN INC COM 49271M100 13 99 SH SOLE 0 0 99 KINDER MORGAN INC DEL COM 49456B101 13 350 SH SOLE 0 0 350 KRAFT FOODS GROUP INC COM 50076Q106 20 349 SH SOLE 0 0 349 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 5 87 SH SOLE 0 0 87 MACYS INC COM 55616P104 8 136 SH SOLE 0 0 136 MAGNUM HUNTER RES CORP DEL COM 55973B102 1 187 SH SOLE 0 0 187 MAIN STREET CAPITAL CORP COM 56035L104 3 104 SH SOLE 0 0 104 MANAGED DURATION INVT GRD FU COM 56165R103 544 40646 SH SOLE 0 0 40646 MANNKIND CORP COM 56400P201 30 5000 SH SOLE 0 0 5000 MANULIFE FINL CORP COM 56501R106 17 906 SH SOLE 0 0 906 MCKESSON CORP COM 58155Q103 7 35 SH SOLE 0 0 35 MERCK & CO INC NEW COM 58933Y105 294 4957 SH SOLE 0 0 4957 MFS CALIF MUN FD COM 59318C106 129 12000 SH SOLE 0 0 12000 MONSANTO CO NEW COM 61166W101 225 2003 SH SOLE 0 0 2003 NAUTILUS INC COM 63910B102 2 133 SH SOLE 0 0 133 NEXTERA ENERGY INC COM 65339F101 291 3102 SH SOLE 0 0 3102 NUANCE COMMUNICATIONS INC COM 67020Y100 0 10 SH SOLE 0 0 10 NUVEEN QUALITY MUN FD INC COM 67062N103 330 25500 SH SOLE 0 0 25500 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 588 40583 SH SOLE 0 0 40583 NUVEEN PREM INCOME MUN FD COM 67062T100 790 58952 SH SOLE 0 0 58952 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 12 900 SH SOLE 0 0 900 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 238 17330 SH SOLE 0 0 17330 NVIDIA CORP COM 67066G104 3 185 SH SOLE 0 0 185 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 313 22597 SH SOLE 0 0 22597 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 792 55600 SH SOLE 0 0 55600 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 271 19600 SH SOLE 0 0 19600 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 271 21250 SH SOLE 0 0 21250 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 143 10300 SH SOLE 0 0 10300 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 220 15626 SH SOLE 0 0 15626 ONE GAS INC COM 68235P108 24 690 SH SOLE 0 0 690 ORACLE CORP COM 68389X105 1326 34644 SH SOLE 0 0 34644 ORASURE TECHNOLOGIES INC COM 68554V108 11 1500 SH SOLE 0 0 1500 ORGANOVO HLDGS INC COM 68620A104 0 30 SH SOLE 0 0 30 PG&E CORP COM 69331C108 17 374 SH SOLE 0 0 374 PARAMOUNT GOLD & SILVER CORP COM 69924P102 2 2000 SH SOLE 0 0 2000 PENGROWTH ENERGY CORP COM 70706P104 0 55 SH SOLE 0 0 55 PERNIX THERAPEUTICS HLDGS IN COM 71426V108 1 100 SH SOLE 0 0 100 POTASH CORP SASK INC COM 73755L107 99 2878 SH SOLE 0 0 2878 PRAXAIR INC COM 74005P104 17 134 SH SOLE 0 0 134 PRINCIPAL FINL GROUP INC COM 74251V102 26 500 SH SOLE 0 0 500 REGENERON PHARMACEUTICALS COM 75886F107 36 100 SH SOLE 0 0 100 RETAIL OPPORTUNITY INVTS COR COM 76131N101 3 215 SH SOLE 0 0 215 SEALED AIR CORP NEW COM 81211K100 15 428 SH SOLE 0 0 428 SILICON IMAGE INC COM 82705T102 5 1000 SH SOLE 0 0 1000 SILVERCORP METALS INC COM 82835P103 2 1000 SH SOLE 0 0 1000 SIRIUS XM HLDGS INC COM 82968B103 23 6650 SH SOLE 0 0 6650 SOLARCITY CORP COM 83416T100 2 32 SH SOLE 0 0 32 SOUTHERN COPPER CORP COM 84265V105 3 100 SH SOLE 0 0 100 SPECTRA ENERGY PARTNERS LP COM 84756N109 3 50 SH SOLE 0 0 50 SPIRIT RLTY CAP INC NEW COM 84860W102 6 540 SH SOLE 0 0 540 STILLWATER MNG CO COM 86074Q102 3 200 SH SOLE 0 0 200 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 18 177 SH SOLE 0 0 177 TERADATA CORP DEL COM 88076W103 1 13 SH SOLE 0 0 13 TESLA MTRS INC COM 88160R101 22 90 SH SOLE 0 0 90 3M CO COM 88579Y101 245 1728 SH SOLE 0 0 1728 TIME WARNER CABLE INC COM 88732J207 32 223 SH SOLE 0 0 223 TRANSCANADA CORP COM 89353D107 519 10064 SH SOLE 0 0 10064 TRIQUINT SEMICONDUCTOR INC COM 89674K103 42 2200 SH SOLE 0 0 2200 TRUEBLUE INC COM 89785X101 4 150 SH SOLE 0 0 150 TWO HBRS INVT CORP COM 90187B101 4 459 SH SOLE 0 0 459 UNITEDHEALTH GROUP INC COM 91324P102 35 411 SH SOLE 0 0 411 VALERO ENERGY CORP NEW COM 91913Y100 16 351 SH SOLE 0 0 351 VERIZON COMMUNICATIONS INC COM 92343V104 248 4954 SH SOLE 0 0 4954 VERTEX PHARMACEUTICALS INC COM 92532F100 9 81 SH SOLE 0 0 81 VIRNETX HLDG CORP COM 92823T108 1 100 SH SOLE 0 0 100 WASTE MGMT INC DEL COM 94106L109 2 50 SH SOLE 0 0 50 WESTERN ASSET HIGH INCM OPP COM 95766K109 6 1000 SH SOLE 0 0 1000 WESTERN ASSET MUN HI INCM FD COM 95766N103 13 1772 SH SOLE 0 0 1772 WINDSTREAM HLDGS INC COM 97382A101 20 1824 SH SOLE 0 0 1824 XCEL ENERGY INC COM 98389B100 62 2047 SH SOLE 0 0 2047 XYLEM INC COM 98419M100 1 32 SH SOLE 0 0 32 ZIMMER HLDGS INC COM 98956P102 80 796 SH SOLE 0 0 796 ZIX CORP COM 98974P100 0 75 SH SOLE 0 0 75 ZOGENIX INC COM 98978L105 1 1000 SH SOLE 0 0 1000 AIRCASTLE LTD COM G0129K104 16 1000 SH SOLE 0 0 1000 CORE LABORATORIES N V COM N22717107 22 150 SH SOLE 0 0 150 VERITIV CORP COM 923454102 0 4 SH SOLE 0 0 4 VECTRUS INC COM 92242T101 0 1 SH SOLE 0 0 1 SEVENTY SEVEN ENERGY INC COM 818097107 0 20 SH SOLE 0 0 20 GROUPON INC COM CL A 399473107 12 1740 SH SOLE 0 0 1740 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 8 200 SH SOLE 0 0 200 VISA INC COM CL A 92826C839 247 1156 SH SOLE 0 0 1156 DISNEY WALT CO COM DISNEY 254687106 669 7511 SH SOLE 0 0 7511 CITIGROUP INC COM NEW 172967424 11 209 SH SOLE 0 0 209 CRAY INC COM NEW 225223304 17 640 SH SOLE 0 0 640 DELTA AIR LINES INC DEL COM NEW 247361702 81 2250 SH SOLE 0 0 2250 DUKE REALTY CORP COM NEW 264411505 4 233 SH SOLE 0 0 233 ITT CORP NEW COM NEW 450911201 1 16 SH SOLE 0 0 16 KANSAS CITY SOUTHERN COM NEW 485170302 17 140 SH SOLE 0 0 140 MICROVISION INC DEL COM NEW 594960304 1 313 SH SOLE 0 0 313 MORGAN STANLEY COM NEW 617446448 41 1191 SH SOLE 0 0 1191 MOTOROLA SOLUTIONS INC COM NEW 620076307 3 50 SH SOLE 0 0 50 RAYTHEON CO COM NEW 755111507 61 600 SH SOLE 0 0 600 SAFEWAY INC COM NEW 786514208 41 1200 SH SOLE 0 0 1200 SMUCKER J M CO COM NEW 832696405 3 31 SH SOLE 0 0 31 TIME WARNER INC COM NEW 887317303 76 1015 SH SOLE 0 0 1015 TUESDAY MORNING CORP COM NEW 899035505 16 800 SH SOLE 0 0 800 US BANCORP DEL COM NEW 902973304 55 1304 SH SOLE 0 0 1304 UNISYS CORP COM NEW 909214306 1 24 SH SOLE 0 0 24 VISTA GOLD CORP COM NEW 927926303 1 2800 SH SOLE 0 0 2800 ZWEIG FD COM NEW 989834205 2 102 SH SOLE 0 0 102 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 1 167 SH SOLE 0 0 167 BANNER CORP COM NEW 06652V208 9 228 SH SOLE 0 0 228 CHENIERE ENERGY INC COM NEW 16411R208 18 225 SH SOLE 0 0 225 DUKE ENERGY CORP NEW COM NEW 26441C204 35 466 SH SOLE 0 0 466 INTUITIVE SURGICAL INC COM NEW 46120E602 3 6 SH SOLE 0 0 6 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 77 1686 SH SOLE 0 0 1686 3-D SYS CORP DEL COM NEW 88554D205 2 40 SH SOLE 0 0 40 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 1 165 SH SOLE 0 0 165 JDS UNIPHASE CORP COM PAR $0.001 46612J507 18 1388 SH SOLE 0 0 1388 NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 1 142 SH SOLE 0 0 142 FORD MTR CO DEL COM PAR $0.01 345370860 84 5678 SH SOLE 0 0 5678 FLAGSTAR BANCORP INC COM PAR .001 337930705 0 26 SH SOLE 0 0 26 DORAL FINL CORP COM PAR 0.01 25811P852 0 50 SH SOLE 0 0 50 SPRINT CORP COM SER 1 85207U105 109 17160 SH SOLE 0 0 17160 STARZ COM SER A 85571Q102 0 14 SH SOLE 0 0 14 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 0 4 SH SOLE 0 0 4 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 5 116 SH SOLE 0 0 116 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 275 21500 SH SOLE 0 0 21500 ISHARES TR CORE S&P MCP ETF 464287507 10 71 SH SOLE 0 0 71 ISHARES TR CORE S&P SCP ETF 464287804 10 100 SH SOLE 0 0 100 ISHARES TR CORE S&P500 ETF 464287200 11 57 SH SOLE 0 0 57 ISHARES TR CORE US AGGBD ET 464287226 2 20 SH SOLE 0 0 20 DBX ETF TR DBXTR HAR CS 300 233051879 4 150 SH SOLE 0 0 150 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 7 107 SH SOLE 0 0 107 ISHARES EAFE VALUE ETF 464288877 7 129 SH SOLE 0 0 129 WISDOMTREE TR EMERG MKTS ETF 97717W315 2 52 SH SOLE 0 0 52 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 55 2160 SH SOLE 0 0 2160 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 4 100 SH SOLE 0 0 100 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 3 50 SH SOLE 0 0 50 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15 359 SH SOLE 0 0 359 GLOBAL X FDS GBLX URANIUM NEW 37950E275 3 225 SH SOLE 0 0 225 ISHARES GLB INFRASTR ETF 464288372 4 100 SH SOLE 0 0 100 ISHARES TR GLOBAL ENERG ETF 464287341 15 350 SH SOLE 0 0 350 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1 27 SH SOLE 0 0 27 SPDR GOLD TRUST GOLD SHS 78463V107 219 1883 SH SOLE 0 0 1883 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 20 949 SH SOLE 0 0 949 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 35 1665 SH SOLE 0 0 1665 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 15 727 SH SOLE 0 0 727 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 6 81 SH SOLE 0 0 81 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 2 15 SH SOLE 0 0 15 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 1 47 SH SOLE 0 0 47 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 30 1317 SH SOLE 0 0 1317 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 6 223 SH SOLE 0 0 223 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 311 5970 SH SOLE 0 0 5970 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 493 15890 SH SOLE 0 0 15890 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 79 2529 SH SOLE 0 0 2529 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 31 1000 SH SOLE 0 0 1000 ISHARES SILVER TRUST ISHARES 46428Q109 108 6596 SH SOLE 0 0 6596 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 5 150 SH SOLE 0 0 150 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 0 4 SH SOLE 0 0 4 VANGUARD INDEX FDS MID CAP ETF 922908629 438 3732 SH SOLE 0 0 3732 ISHARES TR MSCI EAFE ETF 464287465 5 79 SH SOLE 0 0 79 ISHARES TR MSCI EMG MKT ETF 464287234 5 127 SH SOLE 0 0 127 UNILEVER N V N Y SHS NEW 904784709 12 291 SH SOLE 0 0 291 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1 28 SH SOLE 0 0 28 ISHARES NW ZEALND CP ETF 464289123 10 250 SH SOLE 0 0 250 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 3 81 SH SOLE 0 0 81 SINA CORP ORD G81477104 23 560 SH SOLE 0 0 560 ALLEGION PUB LTD CO ORD SHS G0176J109 31 649 SH SOLE 0 0 649 CARNIVAL CORP PAIRED CTF 143658300 20 502 SH SOLE 0 0 502 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 11 200 SH SOLE 0 0 200 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 135 2120 SH SOLE 0 0 2120 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 30 1171 SH SOLE 0 0 1171 PROSHARES TR PSHS SHORT DOW30 74347R701 5 200 SH SOLE 0 0 200 PROSHARES TR PSHS ULTSH 20YRS 74347B201 2 37 SH SOLE 0 0 37 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 24 2000 SH SOLE 0 0 2000 TE CONNECTIVITY LTD REG SHS H84989104 5 99 SH SOLE 0 0 99 TRANSOCEAN LTD REG SHS H8817H100 0 15 SH SOLE 0 0 15 VANGUARD INDEX FDS REIT ETF 922908553 189 2629 SH SOLE 0 0 2629 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 15 2164 SH SOLE 0 0 2164 ISHARES TR RUS 1000 GRW ETF 464287614 46 498 SH SOLE 0 0 498 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1986 17608 SH SOLE 0 0 17608 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2370 28874 SH SOLE 0 0 28874 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 678 3988 SH SOLE 0 0 3988 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1483 14493 SH SOLE 0 0 14493 SPDR SERIES TRUST S&P DIVID ETF 78464A763 42 558 SH SOLE 0 0 558 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 10 218 SH SOLE 0 0 218 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 11 235 SH SOLE 0 0 235 ISHARES TR SELECT DIVID ETF 464287168 9 120 SH SOLE 0 0 120 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 17 3150 SH SOLE 0 0 3150 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 1308 114969 SH SOLE 0 0 114969 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 234 17200 SH SOLE 0 0 17200 ETFS PLATINUM TR SH BEN INT 26922V101 3 20 SH SOLE 0 0 20 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 275 22300 SH SOLE 0 0 22300 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 33 2515 SH SOLE 0 0 2515 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 34 2438 SH SOLE 0 0 2438 FIRST TR US IPO INDEX FD SHS 336920103 5 100 SH SOLE 0 0 100 DREYFUS MUN BD INFRSTRCTR FD SHS 26203D101 902 76621 SH SOLE 0 0 76621 COVIDIEN PLC SHS G2554F113 7 77 SH SOLE 0 0 77 GASLOG LTD SHS G37585109 4 165 SH SOLE 0 0 165 INGERSOLL-RAND PLC SHS G47791101 110 1950 SH SOLE 0 0 1950 MALLINCKRODT PUB LTD CO SHS G5785G107 3 38 SH SOLE 0 0 38 NABORS INDUSTRIES LTD SHS G6359F103 9 400 SH SOLE 0 0 400 PROTHENA CORP PLC SHS G72800108 0 11 SH SOLE 0 0 11 SEADRILL LIMITED SHS G7945E105 14 536 SH SOLE 0 0 536 SEAGATE TECHNOLOGY PLC SHS G7945M107 8 145 SH SOLE 0 0 145 PERRIGO CO PLC SHS G97822103 7 46 SH SOLE 0 0 46 TYCO INTERNATIONAL LTD SHS H89128104 3 62 SH SOLE 0 0 62 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 6 162 SH SOLE 0 0 162 PENTAIR PLC SHS G7S00T104 1 13 SH SOLE 0 0 13 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 63 775 SH SOLE 0 0 775 YANDEX N V SHS CLASS A N97284108 4 135 SH SOLE 0 0 135 VANGUARD INDEX FDS SMALL CP ETF 922908751 31 278 SH SOLE 0 0 278 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 7 1095 SH SOLE 0 0 1095 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2 14 SH SOLE 0 0 14 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 49 1498 SH SOLE 0 0 1498 SAP AG SPON ADR 803054204 40 560 SH SOLE 0 0 560 WIPRO LTD SPON ADR 1 SH 97651M109 30 2489 SH SOLE 0 0 2489 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 157 6240 SH SOLE 0 0 6240 HSBC HLDGS PLC SPON ADR NEW 404280406 81 1596 SH SOLE 0 0 1596 DIAGEO P L C SPON ADR NEW 25243Q205 226 1962 SH SOLE 0 0 1962 BAIDU INC SPON ADR REP A 056752108 36 164 SH SOLE 0 0 164 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 3 100 SH SOLE 0 0 100 ALCATEL-LUCENT SPONSORED ADR 013904305 4 1193 SH SOLE 0 0 1193 BP PLC SPONSORED ADR 055622104 141 3219 SH SOLE 0 0 3219 BHP BILLITON LTD SPONSORED ADR 088606108 7 122 SH SOLE 0 0 122 CANON INC SPONSORED ADR 138006309 14 436 SH SOLE 0 0 436 INFOSYS LTD SPONSORED ADR 456788108 59 976 SH SOLE 0 0 976 NOKIA CORP SPONSORED ADR 654902204 41 4812 SH SOLE 0 0 4812 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 152 3162 SH SOLE 0 0 3162 RIO TINTO PLC SPONSORED ADR 767204100 111 2252 SH SOLE 0 0 2252 TELEFONICA S A SPONSORED ADR 879382208 2 141 SH SOLE 0 0 141 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 23 491 SH SOLE 0 0 491 NOVARTIS A G SPONSORED ADR 66987V109 63 666 SH SOLE 0 0 666 STATOIL ASA SPONSORED ADR 85771P102 56 2046 SH SOLE 0 0 2046 SYNGENTA AG SPONSORED ADR 87160A100 8 122 SH SOLE 0 0 122 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 51 570 SH SOLE 0 0 570 ISHARES TR TIPS BD ETF 464287176 25 222 SH SOLE 0 0 222 SPDR S&P 500 ETF TR TR UNIT 78462F103 236 1199 SH SOLE 0 0 1199 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 15 2150 SH SOLE 0 0 2150 ISHARES TR U.S. BAS MTL ETF 464287838 6 67 SH SOLE 0 0 67 PROSHARES TR II ULTRA GOLD 74347W601 3 75 SH SOLE 0 0 75 PROSHARES TR II ULTRA SILVER NEW 74347W353 2 50 SH SOLE 0 0 50 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 36 3650 SH SOLE 0 0 3650 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 4 400 SH SOLE 0 0 400 PACIFIC COAST OIL TR UNIT BEN INT 694103102 2 150 SH SOLE 0 0 150 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 20 866 SH SOLE 0 0 866 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 115 1166 SH SOLE 0 0 1166 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 10 203 SH SOLE 0 0 203 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3202 65106 SH SOLE 0 0 65106 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3432 80488 SH SOLE 0 0 80488 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 8 176 SH SOLE 0 0 176 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2785 71975 SH SOLE 0 0 71975 SCHWAB STRATEGIC TR US REIT ETF 808524847 12715 373302 SH SOLE 0 0 373302 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2715 52818 SH SOLE 0 0 52818 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 30 319 SH SOLE 0 0 319 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 10 60 SH SOLE 0 0 60 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3 10 SH SOLE 0 0 10 PROSHARES TR II VIX MDTRM FUTR 74347W684 6 400 SH SOLE 0 0 400 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 4 599 SH SOLE 0 0 599