0001085146-21-000177.txt : 20210120 0001085146-21-000177.hdr.sgml : 20210120 20210119211228 ACCESSION NUMBER: 0001085146-21-000177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210119 EFFECTIVENESS DATE: 20210120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Triad Investment Management CENTRAL INDEX KEY: 0001615717 IRS NUMBER: 262103757 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19045 FILM NUMBER: 21537199 BUSINESS ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9496793991 MAIL ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001615717 XXXXXXXX 12-31-2020 12-31-2020 false Triad Investment Management

1301 DOVE STREET SUITE 1080 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-19045 N David Hutchison 949-679-3991 /s/David Hutchison Newport Beach CA 01-15-2021 0 54 90094 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALLISON TRANSMISSION HLDGS I COM 01973R101 3000 69559 SH SOLE 69559 0 0 ALPHABET INC CAP STK CL C 02079K107 226 129 SH SOLE 129 0 0 ALTRA INDL MOTION CORP COM 02208R106 392 7067 SH SOLE 7067 0 0 AMERICAN EXPRESS CO COM 025816109 981 8138 SH SOLE 8138 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 40 329251 SH SOLE 329251 0 0 ATLAS CORP SHARES Y0436Q109 3520 324723 SH SOLE 324723 0 0 AXALTA COATING SYS LTD COM G0750C108 2547 89217 SH SOLE 89217 0 0 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 301 24850 SH SOLE 24850 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 303 1308 SH SOLE 1308 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 285 17892 SH SOLE 17892 0 0 BORGWARNER INC COM 099724106 1909 49392 SH SOLE 49392 0 0 BROOKFIELD PPTY REIT INC CL A 11282X103 4630 309920 SH SOLE 309920 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 3852 216048 SH SOLE 216048 0 0 CANNAE HLDGS INC COM 13765N107 2023 45699 SH SOLE 45699 0 0 CBRE GROUP INC CL A 12504L109 2017 32155 SH SOLE 32155 0 0 CDW CORP COM 12514G108 1594 12092 SH SOLE 12092 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 117 77746 SH SOLE 77746 0 0 COMCAST CORP NEW CL A 20030N101 361 6884 SH SOLE 6884 0 0 DISCOVERY INC COM SER A 25470F104 2865 95210 SH SOLE 95210 0 0 DISCOVERY INC COM SER C 25470F302 1561 59602 SH SOLE 59602 0 0 DISNEY WALT CO COM 254687106 241 1331 SH SOLE 1331 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 373 22525 SH SOLE 22525 0 0 EATON VANCE FLTING RATE INC COM 278279104 1228 93319 SH SOLE 93319 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 120 48705 SH SOLE 48705 0 0 FRANKLIN RESOURCES INC COM 354613101 3347 133924 SH SOLE 133924 0 0 GARTNER INC COM 366651107 2096 13083 SH SOLE 13083 0 0 GENERAL ELECTRIC CO COM 369604103 121 11203 SH SOLE 11203 0 0 GOLUB CAP BDC INC COM 38173M102 1630 115241 SH SOLE 115241 0 0 HANESBRANDS INC COM 410345102 157 10744 SH SOLE 10744 0 0 HERCULES CAPITAL INC COM 427096508 2513 174247 SH SOLE 174247 0 0 JOHNSON & JOHNSON COM 478160104 797 5064 SH SOLE 5064 0 0 KAR AUCTION SVCS INC COM 48238T109 4649 249814 SH SOLE 249814 0 0 KORN FERRY COM NEW 500643200 3209 73759 SH SOLE 73759 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 885 700000 SH SOLE 700000 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 3548 817493 SH SOLE 817493 0 0 LINDBLAD EXPEDITIONS HLDGS I COM 535219109 649 37917 SH SOLE 37917 0 0 MACERICH CO COM 554382101 823 77110 SH SOLE 77110 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 4132 30111 SH SOLE 30111 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 2830 2500000 SH SOLE 2500000 0 0 MERCK & CO. INC COM 58933Y105 219 2675 SH SOLE 2675 0 0 MICROSOFT CORP COM 594918104 378 1700 SH SOLE 1700 0 0 MOHAWK INDS INC COM 608190104 3448 24466 SH SOLE 24466 0 0 MRC GLOBAL INC COM 55345K103 1358 204819 SH SOLE 204819 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 3892 698703 SH SOLE 698703 0 0 PATTERSON-UTI ENERGY INC COM 703481101 57 10748 SH SOLE 10748 0 0 SCHLUMBERGER LTD COM 806857108 2329 106693 SH SOLE 106693 0 0 SCHWAB CHARLES CORP COM 808513105 212 4005 SH SOLE 4005 0 0 SEACOR MARINE HLDGS INC COM 78413P101 79 29169 SH SOLE 29169 0 0 SOLAR CAP LTD COM 83413U100 2159 123296 SH SOLE 123296 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 2544 34971 SH SOLE 34971 0 0 THOR INDS INC COM 885160101 1578 16965 SH SOLE 16965 0 0 WELLS FARGO CO NEW COM 949746101 639 21174 SH SOLE 21174 0 0 WESTROCK CO COM 96145D105 2344 53858 SH SOLE 53858 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 2986 66566 SH SOLE 66566 0 0