0001085146-20-001811.txt : 20200717 0001085146-20-001811.hdr.sgml : 20200717 20200717171547 ACCESSION NUMBER: 0001085146-20-001811 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200717 DATE AS OF CHANGE: 20200717 EFFECTIVENESS DATE: 20200717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Triad Investment Management CENTRAL INDEX KEY: 0001615717 IRS NUMBER: 262103757 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19045 FILM NUMBER: 201034393 BUSINESS ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9496793991 MAIL ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001615717 XXXXXXXX 06-30-2020 06-30-2020 false Triad Investment Management

1301 DOVE STREET SUITE 1080 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-19045 N David Hutchison 949-679-3991 /s/ David Hutchison Newport Beach CA 07-16-2020 0 52 73876 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE BORGWARNER INC COM 099724106 2861 81053 SH SOLE 81053 0 0 EATON VANCE FLTING RATE INC COM 278279104 1434 125780 SH SOLE 125780 0 0 AMERICAN EXPRESS CO COM 025816109 771 8138 SH SOLE 8138 0 0 FRANKLIN RESOURCES INC COM 354613101 2992 142695 SH SOLE 142695 0 0 KORN FERRY COM NEW 500643200 1335 43451 SH SOLE 43451 0 0 CBRE GROUP INC CL A 12504L109 1474 32588 SH SOLE 32588 0 0 SEACOR MARINE HLDGS INC COM 78413P101 62 24169 SH SOLE 24169 0 0 GENERAL ELECTRIC CO COM 369604103 77 11203 SH SOLE 11203 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 522 530000 SH SOLE 530000 0 0 SOLAR CAP LTD COM 83413U100 1602 100068 SH SOLE 100068 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 61 68629 SH SOLE 68629 0 0 THOR INDS INC COM 885160101 1829 17172 SH SOLE 17172 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 1823 32275 SH SOLE 32275 0 0 LINDBLAD EXPEDITIONS HLDGS I COM 535219109 297 38450 SH SOLE 38450 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 349 249142 SH SOLE 249142 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 126 12743 SH SOLE 12743 0 0 GOLUB CAP BDC INC COM 38173M102 1707 146524 SH SOLE 146524 0 0 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 297 26778 SH SOLE 26778 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 2120 323134 SH SOLE 323134 0 0 KAR AUCTION SVCS INC COM 48238T109 3597 261437 SH SOLE 261437 0 0 MERCK & CO. INC COM 58933Y105 207 2675 SH SOLE 2675 0 0 EATON VANCE CORP COM NON VTG 278265103 2969 76911 SH SOLE 76911 0 0 PATTERSON UTI ENERGY INC COM 703481101 37 10748 SH SOLE 10748 0 0 HERCULES CAPITAL INC COM 427096508 1941 185399 SH SOLE 185399 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 3390 758287 SH SOLE 758287 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 365 23760 SH SOLE 23760 0 0 WELLS FARGO CO NEW COM 949746101 542 21174 SH SOLE 21174 0 0 ALTRA INDL MOTION CORP COM 02208R106 231 7237 SH SOLE 7237 0 0 MACERICH CO COM 554382101 754 84091 SH SOLE 84091 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 2399 2605000 SH SOLE 2605000 0 0 CANNAE HLDGS INC COM 13765N107 1903 46307 SH SOLE 46307 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 2005 71139 SH SOLE 71139 0 0 MRC GLOBAL INC COM 55345K103 1467 248224 SH SOLE 248224 0 0 WESTROCK CO COM 96145D105 2909 102931 SH SOLE 102931 0 0 COMCAST CORP NEW CL A 20030N101 268 6884 SH SOLE 6884 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 91 42500 SH SOLE 42500 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 708 50837 SH SOLE 50837 0 0 JOHNSON & JOHNSON COM 478160104 712 5064 SH SOLE 5064 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 2632 71560 SH SOLE 71560 0 0 SCHLUMBERGER LTD COM 806857108 2148 116811 SH SOLE 116811 0 0 CBL & ASSOC PPTYS INC COM 124830100 11 41000 SH SOLE 41000 0 0 ATLAS CORP SHS Y0436Q109 2496 328419 SH SOLE 328419 0 0 BROOKFIELD PPTY REIT INC CL A 11282X103 4009 402539 SH SOLE 402539 0 0 MICROSOFT CORP COM 594918104 448 2200 SH SOLE 2200 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 2508 30509 SH SOLE 30509 0 0 AXALTA COATING SYS LTD COM G0750C108 2041 90498 SH SOLE 90498 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 41 29830 SH SOLE 29830 0 0 MOHAWK INDS INC COM 608190104 2623 25781 SH SOLE 25781 0 0 HANESBRANDS INC COM 410345102 193 17096 SH SOLE 17096 0 0 DISCOVERY INC COM SER A 25470F104 2108 99922 SH SOLE 99922 0 0 DISCOVERY INC COM SER C 25470F302 1160 60247 SH SOLE 60247 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 3224 193531 SH SOLE 193531 0 0