0001085146-20-000122.txt : 20200113 0001085146-20-000122.hdr.sgml : 20200113 20200110191606 ACCESSION NUMBER: 0001085146-20-000122 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200110 EFFECTIVENESS DATE: 20200113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Triad Investment Management CENTRAL INDEX KEY: 0001615717 IRS NUMBER: 262103757 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19045 FILM NUMBER: 20522321 BUSINESS ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9496793991 MAIL ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001615717 XXXXXXXX 12-31-2019 12-31-2019 false Triad Investment Management

1301 DOVE STREET SUITE 1080 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-19045 N David Hutchison 949-679-3991 /s/ David Hutchison Newport Beach CA 01-10-2020 0 45 103192 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLISON TRANSMISSION HLDGS I COM 01973R101 2184 45195 SH SOLE 45195 0 0 AMC NETWORKS INC CL A 00164V103 2380 60255 SH SOLE 60255 0 0 AMERICAN EXPRESS CO COM 025816109 1093 8810 SH SOLE 8809 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2669 259618 SH SOLE 259618 0 0 ANNALY CAP MGMT INC COM 035710409 2102 223107 SH SOLE 223107 0 0 AXALTA COATING SYS LTD COM G0750C108 2968 97621 SH SOLE 97621 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 297 18110 SH SOLE 18110 0 0 BORGWARNER INC COM 099724106 2479 57151 SH SOLE 57151 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 483 26426 SH SOLE 26426 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 4234 229561 SH SOLE 229561 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 4405 206332 SH SOLE 206332 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1293 27728 SH SOLE 27728 0 0 CANNAE HLDGS INC COM 13765N107 3907 105042 SH SOLE 105042 0 0 CARMAX INC COM 143130102 2108 24043 SH SOLE 24043 0 0 CBL & ASSOC PPTYS INC COM 124830100 37 35000 SH SOLE 35000 0 0 COLFAX CORP COM 194014106 3141 86338 SH SOLE 86338 0 0 COMCAST CORP NEW CL A 20030N101 310 6884 SH SOLE 6884 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2071 288108 SH SOLE 288107 0 0 DISCOVERY INC COM SER A 25470F104 3455 105523 SH SOLE 105523 0 0 DISCOVERY INC COM SER C 25470F302 1593 52260 SH SOLE 52260 0 0 EATON VANCE CORP COM NON VTG 278265103 3761 80544 SH SOLE 80544 0 0 EATON VANCE FLTING RATE INC COM 278279104 1620 118110 SH SOLE 118110 0 0 FOSSIL GROUP INC COM 34988V106 1136 144225 SH SOLE 144225 0 0 FRANKLIN RES INC COM 354613101 2919 112358 SH SOLE 112358 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4585 19943 SH SOLE 19943 0 0 HANESBRANDS INC COM 410345102 239 16107 SH SOLE 16107 0 0 JOHNSON & JOHNSON COM 478160104 753 5164 SH SOLE 5164 0 0 KAR AUCTION SVCS INC COM 48238T109 3347 153588 SH SOLE 153588 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 2921 81495 SH SOLE 81495 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1557 9205 SH SOLE 9205 0 0 MACERICH CO COM 554382101 1569 58274 SH SOLE 58273 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 2170 2035000 SH SOLE 2035000 0 0 MEDNAX INC COM 58502B106 1719 61853 SH SOLE 61853 0 0 MERCK & CO INC COM 58933Y105 243 2675 SH SOLE 2674 0 0 MICROSOFT CORP COM 594918104 347 2200 SH SOLE 2200 0 0 MOHAWK INDS INC COM 608190104 3510 25735 SH SOLE 25735 0 0 MRC GLOBAL INC COM 55345K103 3185 233529 SH SOLE 233529 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 3608 660773 SH SOLE 660772 0 0 SCHLUMBERGER LTD COM 806857108 4879 121371 SH SOLE 121371 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 534 545000 SH SOLE 545000 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 2912 47419 SH SOLE 47419 0 0 THOR INDS INC COM 885160101 4534 61029 SH SOLE 61029 0 0 WELLS FARGO CO NEW COM 949746101 1139 21174 SH SOLE 21173 0 0 WESTROCK CO COM 96145D105 4625 107791 SH SOLE 107791 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 2171 42006 SH SOLE 42006 0 0