MA-A
0001615603
XXXXXXXX
Carla Bennett
1-484-460-2285
cbennett@chathamfinancial.com
linskip@chathamfinancial.com
mziegler1@chathamfinancial.com
rgannon@chathamfinancial.com
complianceus@chathamfinancial.com
12-31-2023
Y
Chatham Hedging Advisors, LLC
27-4732680
866-01632-00
867-01257
Commodity Futures Trading Commission
NFA ID 0429008
235 WHITEHORSE LANE
KENNETT SQUARE
PA
19348
6109253120
6109253125
Add
7926 S. Platte Canyon Rd.
Littleton
CO
80128
7202213500
7202213519
N
www.chathamfinancial.com
Add
www.chathamrates.com
Carla
NMN
Bennett
235 Whitehorse Lane
Kennett Square
PA
19348
1-484-460-2285
cbennett@chathamfinancial.com
Mary
NMN
Ziegler
235 WHITEHORSE LANE
KENNETT SQUARE
PA
19348
1-484-731-0158
complianceus@chathamfinancial.com
Chatham Investment Advisors, LLC
Y
U.S. Securities and Exchange Commission
158802
Chatham Financial Corp.
N
Chatham Financial Europe, Ltd.
Y
Financial Conduct Authority
197251
X0
Chatham Financial Pty Ltd.
Y
Australian Securities and Investment Commission (ASIC)
0450968
C3
Chatham Financial Pte. Ltd.
Y
Japanese Financial Services Agency
2781
M0
Chatham Capital Advisors, LLC
N
Chatham Financial Europe sp. z o.o.
Y
Komisja Nadzoru Finasowego (KNF)
R9
Union Square Capital Partners, LLC
Y
Securities and Exchange Commission
801-111658
JCRA Financial, LLC
Y
CFTC; NFA; SEC; FINRA
NFA ID: 0455489; CRD#: 149305/SEC#: 8-68135
JC Rathbone Associates Limited
Y
Financial Conduct Authority (UK)
145229
X0
Chatham Canada Corp.
N
Chatham Financial Securities LLC
Y
SEC
SEC#: 8-53722; CRD #: 118818
December
DE
01-28-2011
N
4
1
4
0
0
0
7
Municipal Entities
Non-profit organizations
Corporations or other businesses
Other
Businesses and non-profit organizations that are not obligated persons.
0
0
0
Not Applicable
Fixed Fees
Not Applicable
Advice Insurance Of MS
Advice Use Of MD
Y
Y
Y
Y
Pennsylvania
Y
The applicant's primary business is risk management services for clients who are not municipalities.
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Commodity trading advisor
Accountant or accounting firm
8
Delete
Accountant or accounting firm
Daniel Scott Gentzel
Managing Principal Hedge Accounting
Y
Y
N
Add
Investment Adviser
Chatham Financial Pty Ltd.
Chatham Financial Pty Ltd.
N
Y
Y
Australian Securities and Investment Commission (ASIC)
450968
C3
Add
Investment Adviser
Chatham Investment Advisors, LLC
Chatham Investment Advisors, LLC
N
Y
N
Add
Investment Adviser
Chatham Financial Europe Ltd.
Chatham Financial Europe Ltd.
N
Y
Y
Financial Conduct Authority
197251
X0
Add
Investment Adviser
Chatham Financial Pte. Ltd
Chatham Financial Pte. Ltd
N
Y
N
Add
Accountant or accounting firm
Steven Pingree Castleton
Managing Principal
Y
Y
N
Add
Investment Adviser
Union Square Capital Partners, LLC
Investment Adviser
N
Y
N
Add
Investment Adviser
Chatham Financial Europe sp. z o.o.
Investment Adviser
N
Y
Y
Komisja Nadzoru Finansowego
R9
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Commodity trading advisor
JCRA Financial, LLC
JCRA Financial, LLC
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Chatham Financial Corp.
N
23-2659499
Member
01-28-2011
E
Y
000000000
Daniel
Scott
Gentzel
Managing Principal Hedge Accounting
08-14-2013
NA
Y
000000000
Matthew
Paul
Henry
Managing Principal
10-23-2013
NA
Y
000000000
Amol
Prakash
Dhargalkar
Managing Principal Corporates
10-11-2012
NA
Y
000000000
Steven
Pingree
Castleton
Managing Principal Hedge Accounting
08-21-2013
NA
Y
000000000
Michael
Steven
DeMarco
Principal
08-02-2011
NA
Y
6092840
Joseph
Chung Yeung
Siu
Managing Principal
10-02-2013
NA
Y
000000000
Laura
Korban
Grant
Managing Principal
03-17-2020
NA
Y
000000000
Ryan
Robert
Gannon
Municipal Advisor Principal
03-31-2021
NA
Y
000000000
Matthew
David
Tevis
Managing Principal
04-01-2021
NA
Y
000000000
Carla
NMN
Bennett
Chief Compliance Officer
12-31-2022
NA
Y
000000000
Chatham Financial Corp.
N
23-2659499
Member
01-28-2011
E
Y
000000000
Delete
Daniel
Scott
Gentzel
Managing Principal Hedge Accounting
08-14-2013
NA
Y
000000000
Matthew
Paul
Henry
Managing Principal
10-23-2013
NA
Y
000000000
Amol
Prakash
Dhargalkar
Managing Principal Corporates
10-11-2012
NA
Y
000000000
Steven
Pingree
Castleton
Managing Principal Hedge Accounting
08-21-2013
NA
Y
000000000
Michael
Steven
DeMarco
Principal
08-02-2011
NA
Y
6092840
Joseph
Chung Yeung
Siu
Managing Principal
10-02-2013
NA
Y
000000000
Laura
Korban
Grant
Managing Principal
03-17-2020
NA
Y
000000000
Ryan
Robert
Gannon
Municipal Advisor Principal
03-31-2021
NA
Y
000000000
Matthew
David
Tevis
Managing Principal
04-01-2021
NA
Y
000000000
Carla
NMN
Bennett
Chief Compliance Officer
12-31-2022
NA
Y
000000000
NewAdd
Jon
Michael
Skeem
Managing Principal
04-03-2023
NA
Y
000000000
Carla Bennett
Carla Bennett
Compliance Officer
03-29-2024
N
N
N
N
N
Y
N
Y
N
Y
N
N
Y
N
N
N
N
N
N
N
Y