The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 354 | 1,941 | SH | DFND | 1,941 | 0 | 0 | ||
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | 821 | 4,870 | SH | DFND | 4,870 | 0 | 0 | ||
| NOKIA CORP | SPONSORED ADR | 654902204 | 143 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| AK STL HLDG CORP | COM | 001547108 | 109 | 39,727 | SH | DFND | 39,727 | 0 | 0 | ||
| AGNICO EAGLE MINES LTD | COM | 008474108 | 674 | 15,502 | SH | DFND | 15,502 | 0 | 0 | ||
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 311 | 53,489 | SH | DFND | 53,489 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 717 | 609 | SH | DFND | 609 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 4,995 | 2,805 | SH | DFND | 2,805 | 0 | 0 | ||
| AMERICAN OUTDOOR BRANDS CORP | COM | 02874P103 | 115 | 12,300 | SH | DFND | 12,300 | 0 | 0 | ||
| ASPEN GROUP INC | COM NEW | 04530L203 | 261 | 48,960 | SH | DFND | 48,960 | 0 | 0 | ||
| AVEDRO INC | COM | 05355N109 | 167 | 13,603 | SH | DFND | 13,603 | 0 | 0 | ||
| BOEING CO | COM | 097023105 | 229 | 601 | SH | DFND | 601 | 0 | 0 | ||
| CASTLE BRANDS INC | COM | 148435100 | 122 | 174,718 | SH | DFND | 174,718 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 12,374 | 131,161 | SH | DFND | 131,161 | 0 | 0 | ||
| COCA COLA CO | COM | 191216100 | 865 | 18,460 | SH | DFND | 18,460 | 0 | 0 | ||
| COTY INC | COM CL A | 222070203 | 12,118 | 1,053,701 | SH | DFND | 1,053,701 | 0 | 0 | ||
| DOW INC | COM | 260557103 | 213 | 4,126 | SH | DFND | 4,126 | 0 | 0 | ||
| EASTSIDE DISTILLING INC | COM PAR | 277802302 | 1,893 | 325,783 | SH | DFND | 325,783 | 0 | 0 | ||
| FEDEX CORP | COM | 31428X106 | 258 | 1,420 | SH | DFND | 1,420 | 0 | 0 | ||
| FIRST DATA CORP NEW | COM CL A | 32008D106 | 709 | 27,000 | SH | DFND | 27,000 | 0 | 0 | ||
| GAIA INC NEW | CL A | 36269P104 | 132 | 14,474 | SH | DFND | 14,474 | 0 | 0 | ||
| GOLDCORP INC NEW | COM | 380956409 | 7,506 | 656,101 | SH | DFND | 656,101 | 0 | 0 | ||
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | 225 | 12,411 | SH | DFND | 12,411 | 0 | 0 | ||
| HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 526 | 30,307 | SH | DFND | 30,307 | 0 | 0 | ||
| HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 | 141 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
| INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,445 | 29,499 | SH | DFND | 29,499 | 0 | 0 | ||
| K12 INC | COM | 48273U102 | 420 | 12,300 | SH | DFND | 12,300 | 0 | 0 | ||
| LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 189 | 16,591 | SH | DFND | 16,591 | 0 | 0 | ||
| LOVESAC COMPANY | COM | 54738L109 | 349 | 12,566 | SH | DFND | 12,566 | 0 | 0 | ||
| LYFT INC | CL A COM | 55087P104 | 262 | 3,350 | SH | DFND | 3,350 | 0 | 0 | ||
| MARKER THERAPEUTICS INC | COM | 57055L107 | 319 | 48,326 | SH | DFND | 48,326 | 0 | 0 | ||
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | 174 | 38,888 | SH | DFND | 38,888 | 0 | 0 | ||
| MITEK SYS INC | COM NEW | 606710200 | 248 | 20,250 | SH | DFND | 20,250 | 0 | 0 | ||
| NETFLIX INC | COM | 64110L106 | 1,398 | 3,922 | SH | DFND | 3,922 | 0 | 0 | ||
| NEWS CORP NEW | CL B | 65249B208 | 207 | 16,563 | SH | DFND | 16,563 | 0 | 0 | ||
| PPL CORP | COM | 69351T106 | 225 | 7,100 | SH | DFND | 7,100 | 0 | 0 | ||
| PETIQ INC | COM CL A | 71639T106 | 258 | 8,200 | SH | DFND | 8,200 | 0 | 0 | ||
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 129 | 12,730 | SH | DFND | 12,730 | 0 | 0 | ||
| PROFIRE ENERGY INC | COM | 74316X101 | 47 | 25,980 | SH | DFND | 25,980 | 0 | 0 | ||
| RED HAT INC | COM | 756577102 | 17,164 | 93,946 | SH | DFND | 93,946 | 0 | 0 | ||
| REDFIN CORP | COM | 75737F108 | 243 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
| SPARK THERAPEUTICS INC | COM | 84652J103 | 11,042 | 96,960 | SH | DFND | 96,960 | 0 | 0 | ||
| STURM RUGER & CO INC | COM | 864159108 | 217 | 4,100 | SH | DFND | 4,100 | 0 | 0 | ||
| URBAN OUTFITTERS INC | COM | 917047102 | 296 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| VERSUM MATLS INC | COM | 92532W103 | 2,075 | 41,249 | SH | DFND | 41,249 | 0 | 0 | ||
| WALMART INC | COM | 931142103 | 240 | 2,462 | SH | DFND | 2,462 | 0 | 0 | ||
| TECNOGLASS INC | SHS | G87264100 | 127 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 1,065 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
| MYLAN N V | SHS EURO | N59465109 | 548 | 19,354 | SH | DFND | 19,354 | 0 | 0 | ||
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 739 | 73,721 | SH | DFND | 73,721 | 0 | 0 | ||
| DIREXION SHS ETF TR | DAILY SM CAP BEA | 25490K521 | 355 | 36,000 | SH | DFND | 36,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 961 | 3,401 | SH | DFND | 3,401 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 367 | 3,004 | SH | DFND | 3,004 | 0 | 0 | ||
| VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 677 | 21,343 | SH | DFND | 21,343 | 0 | 0 | ||
| ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 1 | 22,400 | SH | DFND | 22,400 | 0 | 0 | ||