The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED ACCELERATOR APPLIC | SPONSORED ADS | 00790T100 | 210 | 2,579 | SH | DFND | 2,579 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 46 | 4,500 | SH | Call | DFND | 4,500 | 0 | 0 | |
AGRIUM INC | COM | 008916108 | 1,442 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 9,669 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,379 | 8,000 | SH | Call | DFND | 1 | 8,000 | 0 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 712 | 66,000 | SH | DFND | 1 | 66,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 1,065 | 15,250 | SH | DFND | 15,250 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 1,397 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 2,515 | 36,000 | SH | Call | DFND | 1 | 36,000 | 0 | 0 |
ANALOG DEVICES INC | COM | 032654105 | 267 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 831 | 21,384 | SH | DFND | 21,384 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 5,233 | 161,700 | SH | Call | DFND | 161,700 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 698 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 251 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
BARD C R INC | COM | 067383109 | 24,367 | 76,400 | SH | DFND | 76,400 | 0 | 0 | ||
BARRACUDA NETWORKS INC | COM | 068323104 | 610 | 22,178 | SH | DFND | 22,178 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 368 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
BIG LOTS INC | COM | 089302103 | 562 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 267 | 1,500 | SH | Call | DFND | 1 | 1,500 | 0 | 0 |
BRUNSWICK CORP | COM | 117043109 | 2,485 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
CALITHERA BIOSCIENCES INC | COM | 13089P101 | 334 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CALPINE CORP | COM NEW | 131347304 | 32,831 | 2,169,937 | SH | DFND | 2,169,937 | 0 | 0 | ||
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 177 | 166,666 | SH | DFND | 166,666 | 0 | 0 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 4,844 | 499,998 | SH | DFND | 499,998 | 0 | 0 | ||
CASA SYS INC | COM | 14713L102 | 408 | 23,000 | SH | DFND | 1 | 23,000 | 0 | 0 | |
CINTAS CORP | COM | 172908105 | 312 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
DELPHI TECHNOLOGIES PLC | SHS | G2709G107 | 525 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | 560 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 735 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
ENTERGY CORP NEW | COM | 29364G103 | 326 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 261 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
FIRST DATA CORP NEW | COM CL A | 32008D106 | 1,778 | 106,430 | SH | DFND | 106,430 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 135 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
GARMIN LTD | SHS | H2906T109 | 1,072 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
GENESCO INC | COM | 371532102 | 390 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
GGP INC | COM | 36174X101 | 923 | 39,450 | SH | DFND | 39,450 | 0 | 0 | ||
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 151 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
GOGO INC | COM | 38046C109 | 2,343 | 207,700 | SH | DFND | 207,700 | 0 | 0 | ||
HELEN OF TROY CORP LTD | COM | G4388N106 | 1,156 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 20,848 | 110,000 | SH | Put | DFND | 110,000 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 1,834 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 30 | 1,000 | SH | Put | DFND | 1,000 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 460 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 928 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 5,074 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 729 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,287 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
JABIL INC | COM | 466313103 | 394 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
JABIL INC | COM | 466313103 | 1,943 | 74,000 | SH | Call | DFND | 74,000 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 1,450 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
JOHNSON OUTDOORS INC | CL A | 479167108 | 373 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 723 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 70 | 2,200 | SH | Put | DFND | 2,200 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 3,164 | 72,000 | SH | Put | DFND | 72,000 | 0 | 0 | |
MASONITE INTL CORP NEW | COM | 575385109 | 445 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 411 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 856 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
MOSAIC CO NEW | COM | 61945C103 | 770 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 927 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 64 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 20,491 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
OVERSTOCK COM INC DEL | COM | 690370101 | 1,215 | 19,000 | SH | Call | DFND | 1 | 14,000 | 0 | 0 |
POLARIS INDS INC | COM | 731068102 | 6,447 | 52,000 | SH | Put | DFND | 52,000 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 1,109 | 14,000 | SH | DFND | 14,000 | 0 | 0 | ||
POST HLDGS INC | COM | 737446104 | 2,377 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
POTASH CORP SASK INC | COM | 73755L107 | 248 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,517 | 29,000 | SH | Put | DFND | 29,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,672 | 30,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 563 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
PURE STORAGE INC | CL A | 74624M102 | 48 | 3,000 | SH | Put | DFND | 3,000 | 0 | 0 | |
REMARK HLDGS INC | COM | 75955K102 | 97 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
RIOT BLOCKCHAIN INC | COM | 767292105 | 213 | 7,500 | SH | Call | DFND | 1 | 7,500 | 0 | 0 |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 2,893 | 33,887 | SH | DFND | 33,887 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 351 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
SONY CORP | SPONSORED ADR | 835699307 | 450 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,340 | 35,000 | SH | Put | DFND | 35,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,669 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 10,299 | 232,700 | SH | Put | DFND | 232,700 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 255 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 50 | 600 | SH | Put | DFND | 600 | 0 | 0 | |
SPROUTS FMRS MKT INC | COM | 85208M102 | 365 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 83 | 1,200 | SH | Put | DFND | 1,200 | 0 | 0 | |
TERADATA CORP DEL | COM | 88076W103 | 77 | 2,000 | SH | Put | DFND | 2,000 | 0 | 0 | |
TERRAFORM GLOBAL INC | CL A | 88104M101 | 0 | 21,099 | SH | DFND | 21,099 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 2,491 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 3,044 | 33,282 | SH | DFND | 33,282 | 0 | 0 | ||
TITAN INTL INC ILL | COM | 88830M102 | 394 | 30,600 | SH | DFND | 30,600 | 0 | 0 | ||
TOLL BROTHERS INC | COM | 889478103 | 2,881 | 60,000 | SH | Put | DFND | 60,000 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 6,742 | 158,740 | SH | DFND | 158,740 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 24 | 1,000 | SH | Call | DFND | 1,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 408 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 720 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
UNITED STATES STL CORP NEW | COM | 912909108 | 211 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 147 | 83,000 | SH | DFND | 1 | 83,000 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 1,884 | 55,188 | SH | DFND | 55,188 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 3,413 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,394 | 60,000 | SH | Put | DFND | 60,000 | 0 | 0 | |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 782 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 42 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 167 | 40,000 | SH | Call | DFND | 1 | 40,000 | 0 | 0 |
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 113 | 30,100 | SH | DFND | 1 | 30,100 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 1,686 | 10,000 | SH | DFND | 10,000 | 0 | 0 |