0001214659-18-001302.txt : 20180214
0001214659-18-001302.hdr.sgml : 20180214
20180214173434
ACCESSION NUMBER: 0001214659-18-001302
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quad Capital Management Advisors LLC
CENTRAL INDEX KEY: 0001615486
IRS NUMBER: 471010516
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18173
FILM NUMBER: 18614053
BUSINESS ADDRESS:
STREET 1: 77 WATER STREET
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2122102120
MAIL ADDRESS:
STREET 1: 77 WATER STREET
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001615486
XXXXXXXX
12-31-2017
12-31-2017
false
Quad Capital Management Advisors LLC
77 Water Street
15th Floor
New York
NY
10005
13F HOLDINGS REPORT
028-18173
N
Frances Galasso
CCO
212-201-2120
/s/ Frances Galasso
New York
NY
02-14-2018
1
102
242787
1
0001589689
028-18448
MYDA Advisors LLC
INFORMATION TABLE
2
infotable.xml
ADVANCED ACCELERATOR APPLIC
SPONSORED ADS
00790T100
210
2579
SH
DFND
2579
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
46
4500
SH
Call
DFND
4500
0
0
AGRIUM INC
COM
008916108
1442
12500
SH
DFND
12500
0
0
AKORN INC
COM
009728106
9669
300000
SH
DFND
300000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1379
8000
SH
Call
DFND
1
8000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
712
66000
SH
DFND
1
66000
0
0
ALTABA INC
COM
021346101
1065
15250
SH
DFND
15250
0
0
ALTABA INC
COM
021346101
1397
20000
SH
DFND
1
20000
0
0
ALTABA INC
COM
021346101
2515
36000
SH
Call
DFND
1
36000
0
0
ANALOG DEVICES INC
COM
032654105
267
3000
SH
DFND
3000
0
0
AT&T INC
COM
00206R102
831
21384
SH
DFND
21384
0
0
AXALTA COATING SYS LTD
COM
G0750C108
5233
161700
SH
Call
DFND
161700
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
698
25000
SH
DFND
25000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
251
9000
SH
DFND
1
9000
0
0
BARD C R INC
COM
067383109
24367
76400
SH
DFND
76400
0
0
BARRACUDA NETWORKS INC
COM
068323104
610
22178
SH
DFND
22178
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
368
8000
SH
DFND
1
8000
0
0
BIG LOTS INC
COM
089302103
562
10000
SH
DFND
10000
0
0
BLUEBIRD BIO INC
COM
09609G100
267
1500
SH
Call
DFND
1
1500
0
0
BRUNSWICK CORP
COM
117043109
2485
45000
SH
DFND
45000
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
334
40000
SH
DFND
40000
0
0
CALPINE CORP
COM NEW
131347304
32831
2169937
SH
DFND
2169937
0
0
CAPITOL INVT CORP IV
*W EXP 01/01/202
G18920127
177
166666
SH
DFND
166666
0
0
CAPITOL INVT CORP IV
CL A ORD
G18920101
4844
499998
SH
DFND
499998
0
0
CASA SYS INC
COM
14713L102
408
23000
SH
DFND
1
23000
0
0
CINTAS CORP
COM
172908105
312
2000
SH
DFND
2000
0
0
DELPHI TECHNOLOGIES PLC
SHS
G2709G107
525
10000
SH
Put
DFND
10000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
560
25000
SH
DFND
25000
0
0
ELECTRONIC ARTS INC
COM
285512109
735
7000
SH
DFND
7000
0
0
ENTERGY CORP NEW
COM
29364G103
326
4000
SH
DFND
4000
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
261
8000
SH
DFND
1
8000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
1778
106430
SH
DFND
106430
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
135
20000
SH
Call
DFND
1
20000
0
0
GARMIN LTD
SHS
H2906T109
1072
18000
SH
DFND
18000
0
0
GENESCO INC
COM
371532102
390
12000
SH
DFND
12000
0
0
GGP INC
COM
36174X101
923
39450
SH
DFND
39450
0
0
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
151
10000
SH
DFND
1
10000
0
0
GOGO INC
COM
38046C109
2343
207700
SH
DFND
207700
0
0
HELEN OF TROY CORP LTD
COM
G4388N106
1156
12000
SH
DFND
12000
0
0
HOME DEPOT INC
COM
437076102
20848
110000
SH
Put
DFND
110000
0
0
IAC INTERACTIVECORP
COM
44919P508
1834
15000
SH
DFND
15000
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
30
1000
SH
Put
DFND
1000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
460
3000
SH
DFND
1
3000
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
928
35000
SH
DFND
35000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
5074
40000
SH
Put
DFND
40000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
729
9000
SH
DFND
1
9000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2287
15000
SH
Put
DFND
1
15000
0
0
JABIL INC
COM
466313103
394
15000
SH
DFND
15000
0
0
JABIL INC
COM
466313103
1943
74000
SH
Call
DFND
74000
0
0
JD COM INC
SPON ADR CL A
47215P106
1450
35000
SH
DFND
35000
0
0
JOHNSON OUTDOORS INC
CL A
479167108
373
6000
SH
DFND
6000
0
0
KINDER MORGAN INC DEL
COM
49456B101
723
40000
SH
DFND
1
40000
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
70
2200
SH
Put
DFND
2200
0
0
MASCO CORP
COM
574599106
3164
72000
SH
Put
DFND
72000
0
0
MASONITE INTL CORP NEW
COM
575385109
445
6000
SH
DFND
6000
0
0
MICRON TECHNOLOGY INC
COM
595112103
411
10000
SH
DFND
10000
0
0
MONDELEZ INTL INC
CL A
609207105
856
20000
SH
DFND
20000
0
0
MOSAIC CO NEW
COM
61945C103
770
30000
SH
DFND
30000
0
0
NEWELL BRANDS INC
COM
651229106
927
30000
SH
DFND
30000
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
64
100000
SH
DFND
100000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
20491
175000
SH
DFND
175000
0
0
OVERSTOCK COM INC DEL
COM
690370101
1215
19000
SH
Call
DFND
1
14000
0
0
POLARIS INDS INC
COM
731068102
6447
52000
SH
Put
DFND
52000
0
0
POST HLDGS INC
COM
737446104
1109
14000
SH
DFND
14000
0
0
POST HLDGS INC
COM
737446104
2377
30000
SH
Call
DFND
30000
0
0
POTASH CORP SASK INC
COM
73755L107
248
12000
SH
DFND
1
12000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
4517
29000
SH
Put
DFND
29000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
4672
30000
SH
Put
DFND
1
15000
0
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
563
30000
SH
DFND
30000
0
0
PURE STORAGE INC
CL A
74624M102
48
3000
SH
Put
DFND
3000
0
0
REMARK HLDGS INC
COM
75955K102
97
10000
SH
DFND
1
10000
0
0
RIOT BLOCKCHAIN INC
COM
767292105
213
7500
SH
Call
DFND
1
7500
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
2893
33887
SH
DFND
33887
0
0
SNAP INC
CL A
83304A106
351
24000
SH
DFND
1
24000
0
0
SONY CORP
SPONSORED ADR
835699307
450
10000
SH
DFND
1
10000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9340
35000
SH
Put
DFND
35000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2669
10000
SH
Put
DFND
1
10000
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
10299
232700
SH
Put
DFND
232700
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
255
3000
SH
DFND
1
3000
0
0
SPLUNK INC
COM
848637104
50
600
SH
Put
DFND
600
0
0
SPROUTS FMRS MKT INC
COM
85208M102
365
15000
SH
DFND
15000
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
83
1200
SH
Put
DFND
1200
0
0
TERADATA CORP DEL
COM
88076W103
77
2000
SH
Put
DFND
2000
0
0
TERRAFORM GLOBAL INC
CL A
88104M101
0
21099
SH
DFND
21099
0
0
TESLA INC
COM
88160R101
2491
8000
SH
DFND
8000
0
0
TIME WARNER INC
COM NEW
887317303
3044
33282
SH
DFND
33282
0
0
TITAN INTL INC ILL
COM
88830M102
394
30600
SH
DFND
30600
0
0
TOLL BROTHERS INC
COM
889478103
2881
60000
SH
Put
DFND
60000
0
0
TRIBUNE MEDIA CO
CL A
896047503
6742
158740
SH
DFND
158740
0
0
TWITTER INC
COM
90184L102
24
1000
SH
Call
DFND
1000
0
0
TWITTER INC
COM
90184L102
408
17000
SH
DFND
1
17000
0
0
TWITTER INC
COM
90184L102
720
30000
SH
Call
DFND
1
30000
0
0
UNITED STATES STL CORP NEW
COM
912909108
211
6000
SH
DFND
1
6000
0
0
URANIUM ENERGY CORP
COM
916896103
147
83000
SH
DFND
1
83000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
1884
55188
SH
DFND
55188
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
3413
100000
SH
Call
DFND
100000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1394
60000
SH
Put
DFND
60000
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
782
30000
SH
Call
DFND
1
30000
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
42
10000
SH
DFND
1
10000
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
167
40000
SH
Call
DFND
1
40000
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
113
30100
SH
DFND
1
30100
0
0
WHIRLPOOL CORP
COM
963320106
1686
10000
SH
DFND
10000
0
0