Executive Vice President

0001420506-21-000890.txt : 20210715 0001420506-21-000890.hdr.sgml : 20210715 20210715090800 ACCESSION NUMBER: 0001420506-21-000890 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210715 DATE AS OF CHANGE: 20210715 EFFECTIVENESS DATE: 20210715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 211091819 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 06-30-2021 06-30-2021 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 07-14-2021 2 924 4548380 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001615293 028-16239 Lombard Odier (Europe) S.A. INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 270 1363 SH DFND 1363 0 0 ABBOTT LABS COM 002824100 1071 9248 SH DFND 9248 0 0 ABBVIE INC COM 00287Y109 2059 18276 SH DFND 18276 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 158 535 SH DFND 535 0 0 ACTIVISION BLIZZARD INC COM 00507V109 29 300 SH DFND 300 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 709 1211 SH DFND 1211 0 0 AIRBNB INC COM CL A 009066101 51 335 SH DFND 335 0 0 ALCON AG ORD SHS H01301128 301 4302 SH DFND 4302 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 583 2571 SH DFND 2571 0 0 ALPHABET INC CAP STK CL A 02079K305 4118 1686 SH DFND 1686 0 0 ALPHABET INC CAP STK CL C 02079K107 33 13 SH DFND 13 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 4 100 SH DFND 100 0 0 AMAZON COM INC COM 023135106 2821 821 SH DFND 821 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 0 0 SH DFND 0 0 0 AMETEK INC COM 031100100 294 2206 SH DFND 2206 0 0 AMGEN INC COM 031162100 567 2328 SH DFND 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SPONSORED ADS 29082A107 687 45366 SH DFND 1 45366 0 0 EMERSON ELEC CO COM 291011104 84 870 SH DFND 1 870 0 0 ENBRIDGE INC COM 29250N105 433 10805 SH DFND 1 10805 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 20 3400 SH DFND 1 3400 0 0 ENLIVEX THERAPEUTICS LTD COM M4130Y106 220 25000 SH DFND 1 25000 0 0 ENPHASE ENERGY INC COM 29355A107 55 300 SH DFND 1 300 0 0 EOG RES INC COM 26875P101 831 9953 SH DFND 1 9953 0 0 EQUIFAX INC COM 294429105 79 330 SH DFND 1 330 0 0 EQUINIX INC COM 29444U700 354 441 SH DFND 1 441 0 0 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 10 145 SH DFND 1 145 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 250 4125 SH DFND 1 4125 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 432 17900 SH DFND 1 17900 0 0 ETSY INC COM 29786A106 238 1158 SH DFND 1 1158 0 0 EVENTBRITE INC COM CL A 29975E109 355 18684 SH DFND 1 18684 0 0 EVERBRIDGE INC COM 29978A104 10 75 SH DFND 1 75 0 0 EXACT SCIENCES CORP COM 30063P105 429 3450 SH DFND 1 3450 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 620 500000 PRN DFND 1 500000 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 1517 1139000 PRN DFND 1 1139000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 94 1450 SH DFND 1 1450 0 0 EXELON CORP COM 30161N101 4495 101459 SH DFND 1 101459 0 0 EXPEDIA GROUP INC COM NEW 30212P303 448 2730 SH DFND 1 2730 0 0 EXXON MOBIL CORP COM 30231G102 14617 231712 SH DFND 1 231712 0 0 EXXON MOBIL CORP PUT 30231G952 0 0 SH Put DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 84833 243971 SH DFND 1 243971 0 0 FACEBOOK INC PUT 30303M952 0 0 SH Put DFND 1 0 0 0 FEDEX CORP COM 31428X106 84 282 SH DFND 1 282 0 0 FERRARI N V COM N3167Y103 34505 167202 SH DFND 1 167202 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 67 4200 SH DFND 1 4200 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 3643 19470 SH DFND 1 19470 0 0 FIRST SOLAR INC COM 336433107 479 5300 SH DFND 1 5300 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 309 2915 SH DFND 1 2915 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 0 0 SH DFND 1 0 0 0 FISERV INC COM 337738108 107 1000 SH DFND 1 1000 0 0 FISKER INC CL A COM STK 33813J106 0 0 SH DFND 1 0 0 0 FIVERR INTL LTD ORD SHS M4R82T106 109 450 SH DFND 1 450 0 0 FLUOR CORP NEW COM 343412102 15 850 SH DFND 1 850 0 0 FORD MTR CO DEL COM 345370860 245 16500 SH DFND 1 16500 0 0 FORTUNA SILVER MINES INC COM 349915108 35 6200 SH DFND 1 6200 0 0 FRANCO NEV CORP COM 351858105 240 1650 SH DFND 1 1650 0 0 FREEPORT-MCMORAN INC CL B 35671D857 5771 155538 SH DFND 1 155538 0 0 GARMIN LTD SHS H2906T109 14711 101710 SH DFND 1 101710 0 0 GARTNER INC COM 366651107 75 310 SH DFND 1 310 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 0 0 SH DFND 1 0 0 0 GENERAL DYNAMICS CORP COM 369550108 326 1730 SH DFND 1 1730 0 0 GENERAL ELECTRIC CO COM 369604103 413 30785 SH DFND 1 30785 0 0 GENERAL MLS INC COM 370334104 1615 26500 SH DFND 1 26500 0 0 GENERAL MTRS CO COM 37045V100 1040 17572 SH DFND 1 17572 0 0 GENERATION BIO CO COM 37148K100 28 1050 SH DFND 1 1050 0 0 GILEAD SCIENCES INC COM 375558103 2761 40095 SH DFND 1 40095 0 0 GLOBAL X FDS CANNABIS ETF 37954Y426 10 700 SH DFND 1 700 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 50 1050 SH DFND 1 1050 0 0 GLOBAL X FDS GLOBAL X SILVER 37954Y848 21 500 SH DFND 1 500 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 247 3400 SH DFND 1 3400 0 0 GODADDY INC CL A 380237107 200 2300 SH DFND 1 2300 0 0 GOL LINHAS AEREAS INTELIGENT SPON ADR PFD NEW 38045R206 103 11173 SH DFND 1 11173 0 0 GOLAR LNG LTD SHS G9456A100 13 1000 SH DFND 1 1000 0 0 GOLDEN MINERALS CO COM 381119106 6 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 5313 14000 SH DFND 1 14000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 20 1150 SH DFND 1 1150 0 0 GREAT PANTHER MNG LTD COM 39115V101 5 7900 SH DFND 1 7900 0 0 GROWGENERATION CORP COM 39986L109 26 550 SH DFND 1 550 0 0 GT BIOPHARMA INC COM NEW 36254L209 233 15000 SH DFND 1 15000 0 0 HALLIBURTON CO COM 406216101 2439 105503 SH DFND 1 105503 0 0 HARLEY DAVIDSON INC COM 412822108 23 500 SH DFND 1 500 0 0 HELMERICH & PAYNE INC COM 423452101 809 24803 SH DFND 1 24803 0 0 HENRY SCHEIN INC COM 806407102 45 600 SH DFND 1 600 0 0 HILL-ROM HLDGS INC COM 431475102 62 550 SH DFND 1 550 0 0 HOME DEPOT INC COM 437076102 61606 193157 SH DFND 1 193157 0 0 HOME DEPOT INC PUT 437076952 0 0 SH Put DFND 1 0 0 0 HONEYWELL INTL INC COM 438516106 35148 160198 SH DFND 1 160198 0 0 HOST HOTELS & RESORTS INC COM 44107P104 51 3000 SH DFND 1 3000 0 0 HUBSPOT INC COM 443573100 58 100 SH DFND 1 100 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 240 1140 SH DFND 1 1140 0 0 HYATT HOTELS CORP COM CL A 448579102 924 11900 SH DFND 1 11900 0 0 IDEXX LABS INC COM 45168D104 0 0 SH DFND 1 0 0 0 IHS MARKIT LTD SHS G47567105 4836 42916 SH DFND 1 42916 0 0 ILLINOIS TOOL WKS INC COM 452308109 3421 15300 SH DFND 1 15300 0 0 ILLUMINA INC CALL 452327909 496 4600 SH Call DFND 1 4600 0 0 ILLUMINA INC COM 452327109 97 205 SH DFND 1 205 0 0 ILLUMINA INC PUT 452327959 0 0 SH Put DFND 1 0 0 0 INARI MED INC COM 45332Y109 96 1030 SH DFND 1 1030 0 0 INCYTE CORP COM 45337C102 53 640 SH DFND 1 640 0 0 ING GROEP N.V. SPONSORED ADR 456837103 386 29152 SH DFND 1 29152 0 0 INGERSOLL RAND INC COM 45687V106 2401 49201 SH DFND 1 49201 0 0 INSEEGO CORP COM 45782B104 25 2500 SH DFND 1 2500 0 0 INTEL CORP COM 458140100 28390 505719 SH DFND 1 505719 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 486 3000 SH DFND 1 3000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 20 1000 SH DFND 1 1000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 187 1570 SH DFND 1 1570 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 8095 55210 SH DFND 1 55210 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 7814 52300 SH DFND 1 52300 0 0 INTUIT COM 461202103 1324 2700 SH DFND 1 2700 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1621 1763 SH DFND 1 1763 0 0 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 730 8651 SH DFND 1 8651 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 74 830 SH DFND 1 830 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 5680 16030 SH DFND 1 16030 0 0 INVITAE CORP COM 46185L103 153 4540 SH DFND 1 4540 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 1872 1850000 PRN DFND 1 1850000 0 0 IQIYI INC PUT 46267X958 0 0 SH Put DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 1558 100000 SH DFND 1 100000 0 0 IQVIA HLDGS INC COM 46266C105 65126 268757 SH DFND 1 268757 0 0 ISHARES INC CORE MSCI EMKT 46434G103 134 2000 SH DFND 1 2000 0 0 ISHARES INC JP MORGAN EM ETF 464286517 27 630 SH DFND 1 630 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 1119 27600 SH DFND 1 27600 0 0 ISHARES INC MSCI EMRG CHN 46434G764 0 0 SH DFND 1 0 0 0 ISHARES INC MSCI EURZONE ETF 464286608 3487 70650 SH DFND 1 70650 0 0 ISHARES INC MSCI PAC JP ETF 464286665 497 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI WORLD ETF 464286392 127 1000 SH DFND 1 1000 0 0 ISHARES INC US INTL HGH YLD 464286178 61 1200 SH DFND 1 1200 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4428 30680 SH DFND 1 30680 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 42 325 SH DFND 1 325 0 0 ISHARES TR CONV BD ETF 46435G102 327 3200 SH DFND 1 3200 0 0 ISHARES TR CORE S&P500 ETF 464287200 258 600 SH DFND 1 600 0 0 ISHARES TR GL TIMB FORE ETF 464288174 104 1200 SH DFND 1 1200 0 0 ISHARES TR GLB INFRASTR ETF 464288372 45 1000 SH DFND 1 1000 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 30 1125 SH DFND 1 1125 0 0 ISHARES TR ISHARES SEMICDTR 464287523 10 22 SH DFND 1 22 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 71 1300 SH DFND 1 1300 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 402 4250 SH DFND 1 4250 0 0 ISHARES TR MSCI ACWI ETF 464288257 1999 19750 SH DFND 1 19750 0 0 ISHARES TR MSCI CHINA ETF 46429B671 299 3631 SH DFND 1 3631 0 0 ISHARES TR MSCI EAFE ETF 464287465 367 4651 SH DFND 1 4651 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3911 70900 SH DFND 1 70900 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 66 2000 SH DFND 1 2000 0 0 ISHARES TR ROBOTICS ARTIF 46435U556 18 400 SH DFND 1 400 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 48 210 SH DFND 1 210 0 0 ISHARES TR S&P 100 ETF 464287101 78 400 SH DFND 1 400 0 0 ISHARES TR US AER DEF ETF 464288760 11 100 SH DFND 1 100 0 0 ISHARES TR US TREAS BD ETF 46429B267 808 30434 SH DFND 1 30434 0 0 ISHARES TR USD INV GRDE ETF 464288620 218 3600 SH DFND 1 3600 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 73 12168 SH DFND 1 12168 0 0 IZEA WORLDWIDE INC COM 46604H105 255 100000 SH DFND 1 100000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 2613 2358000 PRN DFND 1 2358000 0 0 JD.COM INC SPON ADR CL A 47215P106 1530 19170 SH DFND 1 19170 0 0 JETBLUE AWYS CORP COM 477143101 452 26952 SH DFND 1 26952 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 14 250 SH DFND 1 250 0 0 JOHNSON & JOHNSON COM 478160104 11827 71794 SH DFND 1 71794 0 0 JOHNSON OUTDOORS INC CL A 479167108 145 1200 SH DFND 1 1200 0 0 JPMORGAN CHASE & CO CALL 46625H900 0 0 SH Call DFND 1 0 0 0 JPMORGAN CHASE & CO COM 46625H100 92611 595381 SH DFND 1 595381 0 0 JPMORGAN CHASE & CO PUT 46625H950 0 0 SH Put DFND 1 0 0 0 KALA PHARMACEUTICALS INC COM 483119103 106 20000 SH DFND 1 20000 0 0 KALEYRA INC COM 483379103 18 1500 SH DFND 1 1500 0 0 KELLOGG CO COM 487836108 1809 28110 SH DFND 1 28110 0 0 KEYCORP COM 493267108 5 253 SH DFND 1 253 0 0 KINDER MORGAN INC DEL COM 49456B101 155 8500 SH DFND 1 8500 0 0 KINROSS GOLD CORP COM 496902404 0 0 SH DFND 1 0 0 0 KINSALE CAP GROUP INC COM 49714P108 6 35 SH DFND 1 35 0 0 KKR & CO INC COM 48251W104 214 3615 SH DFND 1 3615 0 0 KONTOOR BRANDS INC COM 50050N103 13 235 SH DFND 1 235 0 0 KRAFT HEINZ CO COM 500754106 5135 125900 SH DFND 1 125900 0 0 KRANESHARES TR MSCI CHINA CLEAN 500767850 18 370 SH DFND 1 370 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 0 0 SH DFND 1 0 0 0 KROGER CO COM 501044101 57 1500 SH DFND 1 1500 0 0 LAM RESEARCH CORP COM 512807108 55 85 SH DFND 1 85 0 0 LAS VEGAS SANDS CORP COM 517834107 28 540 SH DFND 1 540 0 0 LAUDER ESTEE COS INC CL A 518439104 27120 85261 SH DFND 1 85261 0 0 LEMONADE INC COM 52567D107 58 525 SH DFND 1 525 0 0 LENDINGTREE INC NEW COM 52603B107 6 30 SH DFND 1 30 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 18 4000 SH DFND 1 4000 0 0 LILLY ELI & CO COM 532457108 34 150 SH DFND 1 150 0 0 LINCOLN NATL CORP IND COM 534187109 88 1400 SH DFND 1 1400 0 0 LINDE PLC SHS G5494J103 104047 360482 SH DFND 1 360482 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1860 21239 SH DFND 1 21239 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 838 328433 SH DFND 1 328433 0 0 LOCKHEED MARTIN CORP COM 539830109 291 770 SH DFND 1 770 0 0 LOGITECH INTL S A SHS H50430232 50134 413335 SH DFND 1 413335 0 0 LORAL SPACE & COM INC COM 543881106 0 0 SH DFND 1 0 0 0 LOWES COS INC COM 548661107 0 0 SH DFND 1 0 0 0 LULULEMON ATHLETICA INC COM 550021109 1617 4430 SH DFND 1 4430 0 0 LULULEMON ATHLETICA INC PUT 550021959 0 0 SH Put DFND 1 0 0 0 LUMENTUM HLDGS INC COM 55024U109 17 213 SH DFND 1 213 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 2429 2239000 PRN DFND 1 2239000 0 0 MACERICH CO COM 554382101 12 650 SH DFND 1 650 0 0 MAGNOLIA OIL & GAS CORP CL A 559663109 532 34060 SH DFND 1 34060 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 47 1500 SH DFND 1 1500 0 0 MARATHON OIL CORP COM 565849106 450 33043 SH DFND 1 33043 0 0 MARATHON PETE CORP COM 56585A102 344 5691 SH DFND 1 5691 0 0 MARCUS CORP DEL COM 566330106 130 6136 SH DFND 1 6136 0 0 MARRIOTT INTL INC NEW CL A 571903202 1222 8950 SH DFND 1 8950 0 0 MARRIOTT VACATIONS WORLDWIDE COM 57164Y107 106 663 SH DFND 1 663 0 0 MARSH & MCLENNAN COS INC COM 571748102 7394 52554 SH DFND 1 52554 0 0 MASTEC INC COM 576323109 0 0 SH DFND 1 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1871 5125 SH DFND 1 5125 0 0 MATCH GROUP INC NEW COM 57667L107 33 200 SH DFND 1 200 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 0 0 SH DFND 1 0 0 0 MCCORMICK & CO INC COM NON VTG 579780206 10 113 SH DFND 1 113 0 0 MCDONALDS CORP COM 580135101 11197 48468 SH DFND 1 48468 0 0 MEDALLIA INC COM 584021109 107 3200 SH DFND 1 3200 0 0 MEDTRONIC PLC SHS G5960L103 12899 103921 SH DFND 1 103921 0 0 MERCADOLIBRE INC COM 58733R102 366 235 SH DFND 1 235 0 0 MERCK & CO INC COM 58933Y105 51223 658735 SH DFND 1 658735 0 0 MERCK & CO INC PUT 58933Y955 0 0 SH Put DFND 1 0 0 0 MERCURY SYS INC COM 589378108 179 2700 SH DFND 1 2700 0 0 MESOBLAST LTD SPONS ADR 590717104 15 2000 SH DFND 1 2000 0 0 METLIFE INC COM 59156R108 21087 352296 SH DFND 1 352296 0 0 MICRON TECHNOLOGY INC COM 595112103 614 7230 SH DFND 1 7230 0 0 MICROSOFT CORP COM 594918104 205766 759509 SH DFND 1 759509 0 0 MICROSOFT CORP PUT 594918954 0 0 SH Put DFND 1 0 0 0 MODERNA INC COM 60770K107 17521 74564 SH DFND 1 74564 0 0 MODERNA INC PUT 60770K957 0 0 SH Put DFND 1 0 0 0 MOMO INC ADR 60879B107 61 4000 SH DFND 1 4000 0 0 MONDELEZ INTL INC CL A 609207105 31190 499388 SH DFND 1 499388 0 0 MONGODB INC NOTE 0.250% 1/1 60937PAD8 0 0 PRN DFND 1 0 0 0 MOODYS CORP COM 615369105 82 225 SH DFND 1 225 0 0 MORGAN STANLEY COM NEW 617446448 225 2466 SH DFND 1 2466 0 0 MSC INDL DIRECT INC CL A 553530106 166 1855 SH DFND 1 1855 0 0 NANOVIRICIDES INC COM 630087302 278 60000 SH DFND 1 60000 0 0 NASDAQ INC COM 631103108 126 717 SH DFND 1 717 0 0 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 826 146487 SH DFND 1 146487 0 0 NCINO INC COM 63947U107 36 600 SH DFND 1 600 0 0 NEOVASC INC COM 64065J304 0 85 SH DFND 1 85 0 0 NETEASE INC SPONSORED ADS 64110W102 92 800 SH DFND 1 800 0 0 NETFLIX INC COM 64110L106 12743 24128 SH DFND 1 24128 0 0 NETFLIX INC PUT 64110L956 0 0 SH Put DFND 1 0 0 0 NEW RELIC INC COM 64829B100 209 3120 SH DFND 1 3120 0 0 NEWMONT CORP COM 651639106 1835 28952 SH DFND 1 28952 0 0 NEXTERA ENERGY INC COM 65339F101 20425 278715 SH DFND 1 278715 0 0 NEXTERA ENERGY INC PUT 65339F951 0 0 SH Put DFND 1 0 0 0 NIKE INC CL B 654106103 14346 92871 SH DFND 1 92871 0 0 NIO INC SPON ADS 62914V106 1385 26064 SH DFND 1 26064 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 268 9097 SH DFND 1 9097 0 0 NOV INC COM 62955J103 483 31522 SH DFND 1 31522 0 0 NOVAGOLD RES INC COM NEW 66987E206 132 16500 SH DFND 1 16500 0 0 NOVARTIS AG SPONSORED ADR 66987V109 27 300 SH DFND 1 300 0 0 NOVAVAX INC COM NEW 670002401 223 1050 SH DFND 1 1050 0 0 NOVOCURE LTD ORD SHS G6674U108 674 3040 SH DFND 1 3040 0 0 NUTANIX INC CL A 67059N108 259 6800 SH DFND 1 6800 0 0 NV5 GLOBAL INC COM 62945V109 8 85 SH DFND 1 85 0 0 NVIDIA CORPORATION COM 67066G104 16086 20108 SH DFND 1 20108 0 0 NVIDIA CORPORATION PUT 67066G954 0 0 SH Put DFND 1 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 823 4000 SH DFND 1 4000 0 0 OBSEVA SA COM H5861P103 12 3900 SH DFND 1 3900 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 17 1404 SH DFND 1 1404 0 0 OCCIDENTAL PETE CORP COM 674599105 312 9971 SH DFND 1 9971 0 0 OCEANEERING INTL INC COM 675232102 528 33921 SH DFND 1 33921 0 0 OI SA SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 26 312 SH DFND 1 312 0 0 OMNICOM GROUP INC COM 681919106 237 2960 SH DFND 1 2960 0 0 ONEOK INC NEW COM 682680103 90 1614 SH DFND 1 1614 0 0 ORACLE CORP COM 68389X105 804 10328 SH DFND 1 10328 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 96 169 SH DFND 1 169 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 55 4000 SH DFND 1 4000 0 0 OTIS WORLDWIDE CORP COM 68902V107 25 307 SH DFND 1 307 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 437 12500 SH DFND 1 12500 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 1356 51400 SH DFND 1 51400 0 0 PALO ALTO NETWORKS INC COM 697435105 73482 198042 SH DFND 1 198042 0 0 PALO ALTO NETWORKS INC PUT 697435955 0 0 SH Put DFND 1 0 0 0 PAN AMERN SILVER CORP COM 697900108 132 4600 SH DFND 1 4600 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 308 18302 SH DFND 1 18302 0 0 PARK HOTELS & RESORTS INC COM 700517105 41 2000 SH DFND 1 2000 0 0 PAYPAL HLDGS INC COM 70450Y103 16566 56836 SH DFND 1 56836 0 0 PAYSAFE LIMITED ORD G6964L107 3 250 SH DFND 1 250 0 0 PDC ENERGY INC COM 69327R101 182 3983 SH DFND 1 3983 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 310 2500 SH DFND 1 2500 0 0 PEPSICO INC COM 713448108 1013 6841 SH DFND 1 6841 0 0 PERION NETWORK LTD SHS NEW M78673114 11 500 SH DFND 1 500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1543 126128 SH DFND 1 126128 0 0 PFIZER INC COM 717081103 3740 95486 SH DFND 1 95486 0 0 PG&E CORP COM 69331C108 854 84000 SH DFND 1 84000 0 0 PHARVARIS N V COM N69605108 274 15030 SH DFND 1 15030 0 0 PHENIXFIN CORP COM 71742W103 102 2500 SH DFND 1 2500 0 0 PHILIP MORRIS INTL INC COM 718172109 3141 31690 SH DFND 1 31690 0 0 PHILLIPS 66 COM 718546104 1721 20039 SH DFND 1 20039 0 0 PINDUODUO INC NOTE 12/0 722304AC6 1294 1249000 PRN DFND 1 1249000 0 0 PINDUODUO INC SPONSORED ADS 722304102 66 520 SH DFND 1 520 0 0 PINTEREST INC CALL 72352L906 0 0 SH Call DFND 1 0 0 0 PINTEREST INC CL A 72352L106 43140 546430 SH DFND 1 546430 0 0 PINTEREST INC PUT 72352L956 0 0 SH Put DFND 1 0 0 0 PITNEY BOWES INC COM 724479100 31 3500 SH DFND 1 3500 0 0 PJT PARTNERS INC COM CL A 69343T107 6 85 SH DFND 1 85 0 0 PLUG POWER INC COM NEW 72919P202 359 10500 SH DFND 1 10500 0 0 PLUG POWER INC PUT 72919P952 0 0 SH Put DFND 1 0 0 0 POLARIS INC COM 731068102 12 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 1193 7022 SH DFND 1 7022 0 0 PRICE T ROWE GROUP INC COM 74144T108 950 4800 SH DFND 1 4800 0 0 PROCTER AND GAMBLE CO COM 742718109 28423 210746 SH DFND 1 210746 0 0 PROCTER AND GAMBLE CO PUT 742718959 0 0 SH Put DFND 1 0 0 0 PROGRESSIVE CORP COM 743315103 4272 43504 SH DFND 1 43504 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 27 1437 SH DFND 1 1437 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 111 1223 SH DFND 1 1223 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 0 0 SH DFND 1 0 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 0 0 SH DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 22 2400 SH DFND 1 2400 0 0 PROTO LABS INC COM 743713109 55 600 SH DFND 1 600 0 0 PTC INC COM 69370C100 20 140 SH DFND 1 140 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 8 130 SH DFND 1 130 0 0 PULTE GROUP INC COM 745867101 107 1959 SH DFND 1 1959 0 0 PVH CORPORATION COM 693656100 328 3052 SH DFND 1 3052 0 0 QIAGEN NV DEBT 1.000%11/1 N72482AT4 954 800000 PRN DFND 1 800000 0 0 QIAGEN NV SHS NEW N72482123 2793 57777 SH DFND 1 57777 0 0 QORVO INC COM 74736K101 331 1690 SH DFND 1 1690 0 0 QUALCOMM INC COM 747525103 451 3158 SH DFND 1 3158 0 0 QUALYS INC COM 74758T303 60 600 SH DFND 1 600 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 293 10000 SH DFND 1 10000 0 0 RALPH LAUREN CORP CL A 751212101 707 6000 SH DFND 1 6000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1145 13419 SH DFND 1 13419 0 0 REDFIN CORP COM 75737F108 19 300 SH DFND 1 300 0 0 REGENERON PHARMACEUTICALS COM 75886F107 598 1070 SH DFND 1 1070 0 0 RENT A CTR INC NEW COM 76009N100 5 100 SH DFND 1 100 0 0 REPUBLIC SVCS INC COM 760759100 22 200 SH DFND 1 200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 6 165 SH DFND 1 165 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 2940 2660000 PRN DFND 1 2660000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 503 6000 SH DFND 1 6000 0 0 RIOT BLOCKCHAIN INC COM 767292105 49 1300 SH DFND 1 1300 0 0 RLX TECHNOLOGY INC SPONSORED ADS 74969N103 2 240 SH DFND 1 240 0 0 ROBLOX CORP CL A 771049103 59 660 SH DFND 1 660 0 0 ROKU INC COM CL A 77543R102 403 877 SH DFND 1 877 0 0 ROLLINS INC COM 775711104 5 155 SH DFND 1 155 0 0 ROPER TECHNOLOGIES INC COM 776696106 48 100 SH DFND 1 100 0 0 ROSS STORES INC COM 778296103 69 555 SH DFND 1 555 0 0 ROYAL BK CDA COM 780087102 566 5581 SH DFND 1 5581 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 399 4670 SH DFND 1 4670 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 642 16531 SH DFND 1 16531 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 376 9320 SH DFND 1 9320 0 0 ROYAL GOLD INC COM 780287108 285 2500 SH DFND 1 2500 0 0 S&P GLOBAL INC COM 78409V104 105917 258046 SH DFND 1 258046 0 0 SABRE CORP COM 78573M104 96 7700 SH DFND 1 7700 0 0 SALESFORCE COM INC COM 79466L302 49189 201379 SH DFND 1 201379 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 0 0 SH DFND 1 0 0 0 SANGAMO THERAPEUTICS INC COM 800677106 120 10000 SH DFND 1 10000 0 0 SCHWAB CHARLES CORP COM 808513105 51 700 SH DFND 1 700 0 0 SEA LTD SPONSORD ADS 81141R100 22917 83454 SH DFND 1 83454 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 119 2200 SH DFND 1 2200 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 37 1000 SH DFND 1 1000 0 0 SEMPRA ENERGY COM 816851109 608 4590 SH DFND 1 4590 0 0 SERVICE CORP INTL COM 817565104 40 750 SH DFND 1 750 0 0 SERVICENOW INC COM 81762P102 19345 35235 SH DFND 1 35235 0 0 SHERWIN WILLIAMS CO COM 824348106 1635 6000 SH DFND 1 6000 0 0 SHOPIFY INC CL A 82509L107 1642 1125 SH DFND 1 1125 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 2629 2014000 PRN DFND 1 2014000 0 0 SIFY TECHNOLOGIES LTD SPONSORED ADS 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 15 2790 SH DFND 1 2790 0 0 SIMON PPTY GROUP INC NEW COM 828806109 465 3563 SH DFND 1 3563 0 0 SKYWEST INC COM 830879102 57 1331 SH DFND 1 1331 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 360 1880 SH DFND 1 1880 0 0 SL GREEN RLTY CORP COM 78440X804 96 1197 SH DFND 1 1197 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 155 3500 SH DFND 1 3500 0 0 SNAP INC CL A 83304A106 1910 28022 SH DFND 1 28022 0 0 SNOWFLAKE INC CL A 833445109 2034 8410 SH DFND 1 8410 0 0 SONOS INC COM 83570H108 6578 186700 SH DFND 1 186700 0 0 SOUTHERN COPPER CORP COM 84265V105 6 100 SH DFND 1 100 0 0 SPDR GOLD TR GOLD SHS 78463V107 356 2150 SH DFND 1 2150 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 0 0 SH DFND 1 0 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 58 440 SH DFND 1 440 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10746 25103 SH DFND 1 25103 0 0 SPDR SER TR S&P DIVID ETF 78464A763 21 175 SH DFND 1 175 0 0 SPDR SER TR SSGA GNDER ETF 78468R747 31 310 SH DFND 1 310 0 0 SPI ENERGY CO LTD SHS NEW G8651P110 16 2365 SH DFND 1 2365 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 439 9299 SH DFND 1 9299 0 0 SPIRIT AIRLS INC COM 848577102 131 4318 SH DFND 1 4318 0 0 SPLUNK INC COM 848637104 29 200 SH DFND 1 200 0 0 SPOTIFY TECHNOLOGY S A PUT L8681T952 0 0 SH Put DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 73703 267420 SH DFND 1 267420 0 0 SPROUTS FMRS MKT INC CALL 85208M902 0 0 SH Call DFND 1 0 0 0 SPROUTS FMRS MKT INC COM 85208M102 4144 166801 SH DFND 1 166801 0 0 SPROUTS FMRS MKT INC PUT 85208M952 0 0 SH Put DFND 1 0 0 0 SQUARE INC CL A 852234103 1131 4640 SH DFND 1 4640 0 0 STARBUCKS CORP COM 855244109 2509 22437 SH DFND 1 22437 0 0 STEEL CONNECT INC COM 858098106 2 800 SH DFND 1 800 0 0 STELLANTIS N.V SHS N82405106 570 29010 SH DFND 1 29010 0 0 STERICYCLE INC COM 858912108 43 600 SH DFND 1 600 0 0 STERIS PLC SHS USD G8473T100 155 750 SH DFND 1 750 0 0 STERLING BANCORP DEL COM 85917A100 81 3263 SH DFND 1 3263 0 0 STITCH FIX INC COM CL A 860897107 0 0 SH DFND 1 0 0 0 STRIDE INC COM 86333M108 161 5000 SH DFND 1 5000 0 0 STRYKER CORPORATION COM 863667101 96 370 SH DFND 1 370 0 0 SUNCOR ENERGY INC NEW COM 867224107 340 14172 SH DFND 1 14172 0 0 SYNCHRONY FINANCIAL COM 87165B103 460 9478 SH DFND 1 9478 0 0 SYNOPSYS INC COM 871607107 552 2000 SH DFND 1 2000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7855 65377 SH DFND 1 65377 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 88 500 SH DFND 1 500 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 8014 317650 SH DFND 1 317650 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 65 670 SH DFND 1 670 0 0 TAPESTRY INC COM 876030107 726 16700 SH DFND 1 16700 0 0 TARGET CORP COM 87612E106 169 700 SH DFND 1 700 0 0 TC ENERGY CORP COM 87807B107 561 11326 SH DFND 1 11326 0 0 TE CONNECTIVITY LTD REG SHS H84989104 3415 25244 SH DFND 1 25244 0 0 TECHNIPFMC PLC COM G87110105 475 52954 SH DFND 1 52954 0 0 TEEKAY CORPORATION COM Y8564W103 59 15900 SH DFND 1 15900 0 0 TELADOC HEALTH INC COM 87918A105 638 3825 SH DFND 1 3825 0 0 TELEFONICA BRASIL SA NEW ADR 87936R205 2 212 SH DFND 1 212 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 159 10290 SH DFND 1 10290 0 0 TERADYNE INC COM 880770102 27 200 SH DFND 1 200 0 0 TESLA INC COM 88160R101 3725 5483 SH DFND 1 5483 0 0 TESLA INC PUT 88160R951 40 500 SH Put DFND 1 500 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 20 2000 SH DFND 1 2000 0 0 TEXAS INSTRS INC COM 882508104 172 895 SH DFND 1 895 0 0 THE TRADE DESK INC COM CL A 88339J105 70 900 SH DFND 1 900 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 119884 237654 SH DFND 1 237654 0 0 THERMO FISHER SCIENTIFIC INC PUT 883556952 0 0 SH Put DFND 1 0 0 0 TILRAY INC COM CL 2 88688T100 0 0 SH DFND 1 0 0 0 TIM S A SPONSORED ADR 88706T108 1 45 SH DFND 1 45 0 0 TJX COS INC NEW COM 872540109 96 1423 SH DFND 1 1423 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 353 5026 SH DFND 1 5026 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 52 300 SH DFND 1 300 0 0 TRACTOR SUPPLY CO COM 892356106 138 740 SH DFND 1 740 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 27072 147038 SH DFND 1 147038 0 0 TRANSOCEAN LTD REG SHS H8817H100 766 169493 SH DFND 1 169493 0 0 TRIP COM GROUP LTD ADS 89677Q107 26594 749978 SH DFND 1 749978 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 93 28000 SH DFND 1 28000 0 0 TRUIST FINL CORP COM 89832Q109 444 8000 SH DFND 1 8000 0 0 TURQUOISE HILL RES LTD COM 900435207 82 4844 SH DFND 1 4844 0 0 TWILIO INC CL A 90138F102 1584 4020 SH DFND 1 4020 0 0 TWITTER INC COM 90184L102 62 900 SH DFND 1 900 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 1190 865000 PRN DFND 1 865000 0 0 TYSON FOODS INC CL A 902494103 267 3620 SH DFND 1 3620 0 0 UBER TECHNOLOGIES INC COM 90353T100 741 14800 SH DFND 1 14800 0 0 UBS GROUP AG SHS H42097107 46107 3009614 SH DFND 1 3009614 0 0 UGI CORP NEW COM 902681105 397 8576 SH DFND 1 8576 0 0 ULTA BEAUTY INC COM 90384S303 61 175 SH DFND 1 175 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 376 7000 SH DFND 1 7000 0 0 UNION PAC CORP COM 907818108 440 2000 SH DFND 1 2000 0 0 UNITED AIRLS HLDGS INC COM 910047109 480 9173 SH DFND 1 9173 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1744 4355 SH DFND 1 4355 0 0 UNUM GROUP COM 91529Y106 38 1350 SH DFND 1 1350 0 0 UPSTART HLDGS INC COM 91680M107 75 600 SH DFND 1 600 0 0 V F CORP COM 918204108 172 2100 SH DFND 1 2100 0 0 VALE S A SPONSORED ADS 91912E105 753 33000 SH DFND 1 33000 0 0 VALERO ENERGY CORP COM 91913Y100 27 350 SH DFND 1 350 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 13 400 SH DFND 1 400 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 281 6000 SH DFND 1 6000 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 105 400 SH DFND 1 400 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 203 1420 SH DFND 1 1420 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 413 1050 SH DFND 1 1050 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 0 0 SH DFND 1 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 137 1000 SH DFND 1 1000 0 0 VEEVA SYS INC CL A COM 922475108 280 900 SH DFND 1 900 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 13804 246417 SH DFND 1 246417 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 76 380 SH DFND 1 380 0 0 VIACOMCBS INC CL A 92556H107 0 0 SH DFND 1 0 0 0 VIATRIS INC COM 92556V106 170 11839 SH DFND 1 11839 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 367 19516 SH DFND 1 19516 0 0 VISA INC COM CL A 92826C839 197896 846361 SH DFND 1 846361 0 0 VORNADO RLTY TR SH BEN INT 929042109 93 2000 SH DFND 1 2000 0 0 VULCAN MATLS CO COM 929160109 226 1300 SH DFND 1 1300 0 0 WABTEC COM 929740108 1 16 SH DFND 1 16 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 153 2900 SH DFND 1 2900 0 0 WALMART INC COM 931142103 1135 8047 SH DFND 1 8047 0 0 WARNER MUSIC GROUP CORP COM CL A 934550203 146 4055 SH DFND 1 4055 0 0 WASTE MGMT INC DEL COM 94106L109 31253 223131 SH DFND 1 223131 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 1504 1540000 PRN DFND 1 1540000 0 0 WELLS FARGO CO NEW COM 949746101 5797 127981 SH DFND 1 127981 0 0 WENDYS CO COM 95058W100 239 10225 SH DFND 1 10225 0 0 WESTERN UN CO COM 959802109 917 39900 SH DFND 1 39900 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 300 6800 SH DFND 1 6800 0 0 WILLIAMS COS INC COM 969457100 192 7245 SH DFND 1 7245 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 702 11500 SH DFND 1 11500 0 0 WIX COM LTD SHS M98068105 44 150 SH DFND 1 150 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 1886 32587 SH DFND 1 32587 0 0 XCEL ENERGY INC COM 98389B100 23 350 SH DFND 1 350 0 0 XPENG INC ADS 98422D105 988 22235 SH DFND 1 22235 0 0 YOUDAO INC SPONSORED ADS 98741T104 46 2000 SH DFND 1 2000 0 0 YUM CHINA HLDGS INC COM 98850P109 11370 171626 SH DFND 1 171626 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 61 500 SH DFND 1 500 0 0 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 9 200 SH DFND 1 200 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 69 430 SH DFND 1 430 0 0 ZOETIS INC CL A 98978V103 656 3522 SH DFND 1 3522 0 0 ZOOM VIDEO COMMUNICATIONS IN CALL 98980L901 9 300 SH Call DFND 1 300 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 425 1100 SH DFND 1 1100 0 0 ZSCALER INC COM 98980G102 648 3000 SH DFND 1 3000 0 0 ZUORA INC COM CL A 98983V106 121 7000 SH DFND 1 7000 0 0 3M CO COM 88579Y101 2616 13145 SH DFND 2 13145 0 0 ABBOTT LABS COM 002824100 4650 40097 SH DFND 2 40097 0 0 ABBVIE INC COM 00287Y109 13158 116842 SH DFND 2 116842 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 18 61 SH DFND 2 61 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 10403 17769 SH DFND 2 17769 0 0 AGNICO EAGLE MINES LTD COM 008474108 192 3178 SH DFND 2 3178 0 0 AIR PRODS & CHEMS INC COM 009158106 4 15 SH DFND 2 15 0 0 ALCON AG ORD SHS H01301128 1135 16217 SH DFND 2 16217 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2496 10998 SH DFND 2 10998 0 0 ALPHABET INC CAP STK CL A 02079K305 25817 10573 SH DFND 2 10573 0 0 ALPHABET INC CAP STK CL C 02079K107 1861 742 SH DFND 2 742 0 0 AMAZON COM INC COM 023135106 19531 5678 SH DFND 2 5678 0 0 AMERICAN EXPRESS CO COM 025816109 8 47 SH DFND 2 47 0 0 AMETEK INC COM 031100100 613 4600 SH DFND 2 4600 0 0 AMGEN INC COM 031162100 251 1033 SH DFND 2 1033 0 0 AON PLC SHS CL A G0403H108 0 0 SH DFND 2 0 0 0 APPLE INC COM 037833100 10349 75568 SH DFND 2 75568 0 0 ARISTA NETWORKS INC COM 040413106 5044 13919 SH DFND 2 13919 0 0 AT&T INC COM 00206R102 58 2000 SH DFND 2 2000 0 0 AXIS CAP HLDGS LTD SHS G0692U109 98 2000 SH DFND 2 2000 0 0 BAIDU INC SPON ADR REP A 056752108 133 650 SH DFND 2 650 0 0 BALL CORP COM 058498106 9841 121381 SH DFND 2 121381 0 0 BANK NEW YORK MELLON CORP COM 064058100 548 10693 SH DFND 2 10693 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 72 260 SH DFND 2 260 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 9 112 SH DFND 2 112 0 0 BK OF AMERICA CORP COM 060505104 86 2074 SH DFND 2 2074 0 0 BLACKROCK INC COM 09247X101 695 793 SH DFND 2 793 0 0 BLACKSTONE GROUP INC COM 09260D107 2016 20756 SH DFND 2 20756 0 0 BOSTON SCIENTIFIC CORP COM 101137107 21 500 SH DFND 2 500 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 71 1060 SH DFND 2 1060 0 0 BROADCOM INC COM 11135F101 14 30 SH DFND 2 30 0 0 CATERPILLAR INC COM 149123101 109 500 SH DFND 2 500 0 0 CHUBB LIMITED COM H1467J104 3283 20628 SH DFND 2 20628 0 0 CINTAS CORP COM 172908105 5 14 SH DFND 2 14 0 0 COCA COLA CO COM 191216100 9995 184625 SH DFND 2 184625 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 40 580 SH DFND 2 580 0 0 COLGATE PALMOLIVE CO COM 194162103 65 800 SH DFND 2 800 0 0 COMCAST CORP NEW CL A 20030N101 61 1066 SH DFND 2 1066 0 0 COSTCO WHSL CORP NEW COM 22160K105 5 13 SH DFND 2 13 0 0 CSX CORP COM 126408103 3983 124254 SH DFND 2 124254 0 0 CVS HEALTH CORP COM 126650100 454 5432 SH DFND 2 5432 0 0 DISNEY WALT CO COM 254687106 16352 93027 SH DFND 2 93027 0 0 DOLLAR GEN CORP NEW COM 256677105 347 1605 SH DFND 2 1605 0 0 EBAY INC. COM 278642103 5 78 SH DFND 2 78 0 0 EMERSON ELEC CO COM 291011104 22 225 SH DFND 2 225 0 0 EOG RES INC COM 26875P101 15 200 SH DFND 2 200 0 0 EXELON CORP COM 30161N101 400 9030 SH DFND 2 9030 0 0 EXPEDIA GROUP INC COM NEW 30212P303 49 300 SH DFND 2 300 0 0 EXXON MOBIL CORP COM 30231G102 2 37 SH DFND 2 37 0 0 FACEBOOK INC CL A 30303M102 5921 17020 SH DFND 2 17020 0 0 FEDEX CORP COM 31428X106 0 0 SH DFND 2 0 0 0 FERRARI N V COM N3167Y103 2012 9754 SH DFND 2 9754 0 0 FRANCO NEV CORP COM 351858105 5 31 SH DFND 2 31 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2020 54431 SH DFND 2 54431 0 0 GENERAL ELECTRIC CO COM 369604103 368 27350 SH DFND 2 27350 0 0 HOME DEPOT INC COM 437076102 3898 12219 SH DFND 2 12219 0 0 HONEYWELL INTL INC COM 438516106 6746 30733 SH DFND 2 30733 0 0 IHS MARKIT LTD SHS G47567105 245 2174 SH DFND 2 2174 0 0 ILLINOIS TOOL WKS INC COM 452308109 11 49 SH DFND 2 49 0 0 INGERSOLL RAND INC COM 45687V106 31 626 SH DFND 2 626 0 0 INTEL CORP COM 458140100 337 6000 SH DFND 2 6000 0 0 IQVIA HLDGS INC COM 46266C105 2597 10718 SH DFND 2 10718 0 0 ISHARES INC CORE MSCI EMKT 46434G103 76 1139 SH DFND 2 1139 0 0 ISHARES INC MSCI EURZONE ETF 464286608 152 3086 SH DFND 2 3086 0 0 ISHARES INC MSCI SWITZERLAND 464286749 42 870 SH DFND 2 870 0 0 ISHARES INC US INTL HGH YLD 464286178 28 555 SH DFND 2 555 0 0 ISHARES TR CONV BD ETF 46435G102 29 286 SH DFND 2 286 0 0 ISHARES TR CORE S&P500 ETF 464287200 115 268 SH DFND 2 268 0 0 ISHARES TR GLB INFRASTR ETF 464288372 47 1036 SH DFND 2 1036 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 49 1773 SH DFND 2 1773 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 48 1469 SH DFND 2 1469 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 4049 55000 SH DFND 2 55000 0 0 ISHARES TR US HLTHCARE ETF 464287762 36 131 SH DFND 2 131 0 0 JOHNSON & JOHNSON COM 478160104 11 68 SH DFND 2 68 0 0 JPMORGAN CHASE & CO COM 46625H100 18437 118504 SH DFND 2 118504 0 0 KELLOGG CO COM 487836108 316 4918 SH DFND 2 4918 0 0 KLA CORP COM NEW 482480100 7 23 SH DFND 2 23 0 0 KRAFT HEINZ CO COM 500754106 408 10000 SH DFND 2 10000 0 0 LAM RESEARCH CORP COM 512807108 11 17 SH DFND 2 17 0 0 LAUDER ESTEE COS INC CL A 518439104 59 185 SH DFND 2 185 0 0 LINDE PLC SHS G5494J103 10380 35977 SH DFND 2 35977 0 0 LOGITECH INTL S A PUT H50430952 0 0 SH Put DFND 2 0 0 0 LOGITECH INTL S A SHS H50430232 1449 11948 SH DFND 2 11948 0 0 MARSH & MCLENNAN COS INC COM 571748102 157 1116 SH DFND 2 1116 0 0 MASTERCARD INCORPORATED CL A 57636Q104 0 0 SH DFND 2 0 0 0 MCDONALDS CORP COM 580135101 1718 7436 SH DFND 2 7436 0 0 MEDTRONIC PLC SHS G5960L103 170 1370 SH DFND 2 1370 0 0 MERCK & CO INC COM 58933Y105 12184 156673 SH DFND 2 156673 0 0 METLIFE INC COM 59156R108 6439 107509 SH DFND 2 107509 0 0 MICRON TECHNOLOGY INC COM 595112103 4 48 SH DFND 2 48 0 0 MICROSOFT CORP COM 594918104 13418 49543 SH DFND 2 49543 0 0 MODERNA INC COM 60770K107 611 2600 SH DFND 2 2600 0 0 MONDELEZ INTL INC CL A 609207105 2259 36218 SH DFND 2 36218 0 0 NASDAQ INC COM 631103108 6 35 SH DFND 2 35 0 0 NEXTERA ENERGY INC COM 65339F101 4336 59192 SH DFND 2 59192 0 0 NEXTERA ENERGY INC PUT 65339F951 0 0 SH Put DFND 2 0 0 0 NIKE INC CL B 654106103 244 1577 SH DFND 2 1577 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 6 10 SH DFND 2 10 0 0 PALO ALTO NETWORKS INC COM 697435105 12175 32815 SH DFND 2 32815 0 0 PAYPAL HLDGS INC COM 70450Y103 583 2000 SH DFND 2 2000 0 0 PEPSICO INC COM 713448108 6 41 SH DFND 2 41 0 0 PFIZER INC COM 717081103 150 3833 SH DFND 2 3833 0 0 PHILLIPS 66 COM 718546104 31 360 SH DFND 2 360 0 0 PINTEREST INC CL A 72352L106 1642 20806 SH DFND 2 20806 0 0 PNC FINL SVCS GROUP INC COM 693475105 10 54 SH DFND 2 54 0 0 PPG INDS INC COM 693506107 361 2130 SH DFND 2 2130 0 0 PROCTER AND GAMBLE CO COM 742718109 4822 35791 SH DFND 2 35791 0 0 PROGRESSIVE CORP COM 743315103 49 500 SH DFND 2 500 0 0 RESMED INC COM 761152107 4 16 SH DFND 2 16 0 0 ROSS STORES INC COM 778296103 0 0 SH DFND 2 0 0 0 S&P GLOBAL INC COM 78409V104 2064 5027 SH DFND 2 5027 0 0 SALESFORCE COM INC COM 79466L302 3727 15236 SH DFND 2 15236 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2099 30000 SH DFND 2 30000 0 0 SEMPRA ENERGY COM 816851109 391 2950 SH DFND 2 2950 0 0 SERVICENOW INC COM 81762P102 3337 6079 SH DFND 2 6079 0 0 SHERWIN WILLIAMS CO COM 824348106 11 39 SH DFND 2 39 0 0 SNOWFLAKE INC CL A 833445109 23 94 SH DFND 2 94 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 12234 44403 SH DFND 2 44403 0 0 SPROUTS FMRS MKT INC COM 85208M102 120 4800 SH DFND 2 4800 0 0 STELLANTIS N.V SHS N82405106 1800 91520 SH DFND 2 91520 0 0 STERICYCLE INC COM 858912108 61 850 SH DFND 2 850 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4058 33790 SH DFND 2 33790 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1109 8205 SH DFND 2 8205 0 0 TEXAS INSTRS INC COM 882508104 17 89 SH DFND 2 89 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 10811 21437 SH DFND 2 21437 0 0 THERMO FISHER SCIENTIFIC INC PUT 883556952 0 0 SH Put DFND 2 0 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 912 4940 SH DFND 2 4940 0 0 UNION PAC CORP COM 907818108 11 48 SH DFND 2 48 0 0 UNITEDHEALTH GROUP INC COM 91324P102 14 36 SH DFND 2 36 0 0 VERISIGN INC COM 92343E102 455 2000 SH DFND 2 2000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5398 96445 SH DFND 2 96445 0 0 VIATRIS INC COM 92556V106 5 363 SH DFND 2 363 0 0 VISA INC COM CL A 92826C839 20460 87503 SH DFND 2 87503 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 100 1892 SH DFND 2 1892 0 0 WASTE MGMT INC DEL COM 94106L109 5381 38400 SH DFND 2 38400 0 0 WELLS FARGO CO NEW COM 949746101 45 1000 SH DFND 2 1000 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 58 1000 SH DFND 2 1000 0 0