0001415889-24-005058.txt : 20240223 0001415889-24-005058.hdr.sgml : 20240223 20240223165145 ACCESSION NUMBER: 0001415889-24-005058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steelberg Chad CENTRAL INDEX KEY: 0001704669 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38093 FILM NUMBER: 24672241 MAIL ADDRESS: STREET 1: 3366 VIA LIDO CITY: NEWPORT BEACH STATE: CA ZIP: 92663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veritone, Inc. CENTRAL INDEX KEY: 0001615165 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 471161641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1615 PLATTE STREET STREET 2: 2ND FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-507-1737 MAIL ADDRESS: STREET 1: 1615 PLATTE STREET STREET 2: 2ND FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 form4-02232024_090236.xml X0508 4 2023-11-15 0001615165 Veritone, Inc. VERI 0001704669 Steelberg Chad C/O VERITONE, INC. 1615 PLATTE STREET, 2ND FLOOR DENVER CO 80202 true false true false 0 Common Stock 2023-11-15 4 A 0 39486 0 A 59229 I Held by Steel Holdings, LLC Common Stock 506518 D Common Stock 59629 I The C&CS Family Trust dated September 7, 2012 Common Stock 160426 I Held by CSVH, LLC Common Stock 425603 I Held by son Common Stock 425603 I Held by daughter Common Stock 425603 I Held by spouse as custodian Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions. Reporting person is the sole manager and member of Steel Holdings, LLC. Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Reporting person is the sole manager and member of CSVH, LLC. Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares. Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares. Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares. /s/ Craig Gatarz, Attorney-in-Fact 2024-02-23