0001209191-23-025515.txt : 20230425
0001209191-23-025515.hdr.sgml : 20230425
20230425160552
ACCESSION NUMBER: 0001209191-23-025515
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220422
FILED AS OF DATE: 20230425
DATE AS OF CHANGE: 20230425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steelberg Chad
CENTRAL INDEX KEY: 0001704669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38093
FILM NUMBER: 23844871
MAIL ADDRESS:
STREET 1: 3366 VIA LIDO
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Veritone, Inc.
CENTRAL INDEX KEY: 0001615165
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 471161641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2420 17TH STREET
STREET 2: OFFICE 3002
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-507-1737
MAIL ADDRESS:
STREET 1: 2420 17TH STREET
STREET 2: OFFICE 3002
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2022-04-22
0
0001615165
Veritone, Inc.
VERI
0001704669
Steelberg Chad
2420 17TH STREET, OFFICE 3002
DENVER
CO
80202
1
0
1
0
0
Common Stock
2022-04-22
4
A
0
3692
0.00
A
508349
D
Common Stock
2023-04-22
4
F
0
1831
5.06
D
506518
D
Common Stock
2023-04-22
4
A
0
19743
0.00
A
19743
I
Held by Steel Holdings, LLC
Common Stock
59629
I
The C&CS Family Trust dated September 7, 2012
Common Stock
160426
I
Held by CSVH, LLC
Common Stock
425603
I
Held by Son
Common Stock
425603
I
Held by Daughter
Common Stock
425603
I
Held by spouse as custodian
Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023.
Represents the number of shares held as of April 22, 2023.
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.
Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions.
Reporting person is the sole manager and member of Steel Holdings, LLC.
Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Reporting person is the sole manager and member of CSVH, LLC.
Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.
/s/ Craig Gatarz, As Attorney-in-fact
2023-04-25