0001615072-23-000019.txt : 20231227 0001615072-23-000019.hdr.sgml : 20231227 20231227110909 ACCESSION NUMBER: 0001615072-23-000019 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: AMINI-NICOLOPOULOS,LISA,ROSHAN, FILED AS OF DATE: 20231227 DATE AS OF CHANGE: 20231227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sperry Capital, Inc. CENTRAL INDEX KEY: 0001615072 ORGANIZATION NAME: IRS NUMBER: 943222765 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02893 FILM NUMBER: 231515516 BUSINESS ADDRESS: STREET 1: 591 REDWOOD HWY FRONTAGE RD STREET 2: SUITE 3260 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 4153399201 MAIL ADDRESS: STREET 1: 591 REDWOOD HWY FRONTAGE RD STREET 2: SUITE 3260 CITY: MILL VALLEY STATE: CA ZIP: 94941 FORMER COMPANY: FORMER CONFORMED NAME: Sperry Capital Inc. DATE OF NAME CHANGE: 20140728 MA-I/A 1 primary_doc.xml MA-I/A 0001615072 XXXXXXXX Terrence Bryant Jenkins 6509965075 bjenkins@sperrycapital.com lamini@sperrycapital.com bjenkins@sperrycapital.com compliance@sperrycapital.com Y 0001615072-22-000018 N Lisa Roshan Amini-Nicolopoulos N 1 0001615072 Sperry Capital Inc. 03-12-2013 N 867-00555 LOCATED SUPERVISED 03-12-2013 591 REDWOOD HWY FRONTAGE RD SUITE 3260 MILL VALLEY CA 94941 Lisa Roshan Amini Lisa Roshan Amini Nicolopoulos 03-2013 Sperry Capital Inc. MILL VALLEY CA 94941 Y Y Principal 09-2007 03-2013 ADN Capital Ventures, Inc. Kentfield CA 94904 N N Vice President and CFO (Due to EDGAR limitations with overlapping employment - employment at ADN Capital Ventures is ongoing at the present time) Y 09-2007 ADN Capital Ventures, Inc. 2200 Larkspur Landing Circle Suite 101 Larkspur CA 94939 N N Consulting services for infrastructure and energy projects Vice President and CFO 20 Manage tax, accounting and finance matters and consulting services 11-2022 Sperry Acquisition Inc. 591 REDWOOD HWY FRONTAGE RD SUITE 3260 MILL VALLEY CA 94941 N N Holding company Secretary 2 Secretary N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-27-2023 TERRENCE BRYANT JENKINS Managing Principal and Chief Compliance Officer