Chief Compliance Officer

0001614986-22-000006.txt : 20220810 0001614986-22-000006.hdr.sgml : 20220810 20220810090428 ACCESSION NUMBER: 0001614986-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220810 DATE AS OF CHANGE: 20220810 EFFECTIVENESS DATE: 20220810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Boussard & Gavaudan Investment Management LLP CENTRAL INDEX KEY: 0001614986 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16285 FILM NUMBER: 221150577 BUSINESS ADDRESS: STREET 1: One vIne Street CITY: London STATE: X0 ZIP: W1J 0AH BUSINESS PHONE: 00-44-203-751-5400 MAIL ADDRESS: STREET 1: One vIne Street CITY: London STATE: X0 ZIP: W1J 0AH 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001614986 XXXXXXXX 06-30-2022 06-30-2022 Boussard & Gavaudan Investment Management LLP

One vIne Street London X0 W1J 0AH

13F HOLDINGS REPORT 028-16285 N Deborah Gewinner Chief Compliance Officer 44-203-751-54-12 Deborah Gewinner London X0 08-10-2022 0 135 550844 false INFORMATION TABLE 2 Report.xml ACTIVISION BLIZZARD INC COM 00507V109 40968 528282 SH SOLE 528282 0 0 ALIBABA GROUP HLDG LTD CALL 01609W902 8 134783 SH Call SOLE 134783 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 14958 12170 SH SOLE 12170 0 0 ALVOTECH *W EXP 06/15/202 L01800116 64 62500 SH SOLE 62500 0 0 AMBAC FINL GROUP INC COM NEW 023139884 12218 1112712 SH SOLE 1112712 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 3936 400000 SH SOLE 400000 0 0 ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 18 80000 SH SOLE 80000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 5326 4540 SH SOLE 4540 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 2438 250000 SH SOLE 250000 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 1952 200000 SH SOLE 200000 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 11 62500 SH SOLE 62500 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633D125 14 50000 SH SOLE 50000 0 0 AVANTI ACQUISITION CORP SHS CL A G0682V109 8919 900000 SH SOLE 900000 0 0 AVANTI ACQUISITION CORP *W EXP 99/99/999 G0682V125 45 500000 SH SOLE 500000 0 0 BGC PARTNERS INC CL A 05541T101 24559 7287564 SH SOLE 7287564 0 0 BLACKSKY TECHNOLOGY INC *W EXP 10/30/202 09263B116 95 265081 SH SOLE 265081 0 0 BLEUACACIA LTD RIGHT 10/30/2026 G11728139 26 225000 SH SOLE 225000 0 0 BLEUACACIA LTD CLASS A ORD SHS G11728105 2189 225000 SH SOLE 225000 0 0 BLEUACACIA LTD *W EXP 10/30/202 G11728113 11 112500 SH SOLE 112500 0 0 BULLPEN PARLAY ACQUISITION C CLASS A ORD SHS G1792A100 226 22814 SH SOLE 22814 0 0 BULLPEN PARLAY ACQUISITION C *W EXP 12/03/202 G1792A118 1 10000 SH SOLE 10000 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 4988 500000 SH SOLE 500000 0 0 CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 58 125000 SH SOLE 125000 0 0 CC NEUBERGER PRINCIPAL HOLDN SHS CL A G1992N100 565 57400 SH SOLE 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ZEUS ACQUISITION COR CLASS A COM 30320F106 1484 150000 SH SOLE 150000 0 0 FTAC ZEUS ACQUISITION COR *W EXP 04/15/202 30320F114 12 75000 SH SOLE 75000 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 19705 11190 SH SOLE 11190 0 0 GLOBAL TECHNOLGY ACQSTN CORP CLASS A ORD G3934N107 2243 225000 SH SOLE 225000 0 0 GLOBAL TECHNOLGY ACQSTN CORP *W EXP 10/19/202 G3934N115 14 112500 SH SOLE 112500 0 0 GORES HOLDINGS IX INC CLASS A COM 38287A101 2153 223383 SH SOLE 223383 0 0 GORES HOLDINGS IX INC *W EXP 01/14/202 38287A119 37 74461 SH SOLE 74461 0 0 GORES HOLDINGS IX INC UNIT 01/14/2029 38287A200 126 12764 SH SOLE 12764 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 219 22320 SH SOLE 22320 0 0 GORES TECHNOLOGY PARTNERS IN CLASS A COM 382870103 199 20300 SH SOLE 20300 0 0 HEALTH ASSURN ACQUISITION CO COM CL A 42226W109 1978 200000 SH SOLE 200000 0 0 HEALTH ASSURN ACQUISITION CO *W EXP 11/12/202 42226W117 9 50000 SH SOLE 50000 0 0 HEALTHCARE RLTY TR COM 421946104 1869 67730 SH SOLE 67730 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 4152 146767 SH SOLE 146767 0 0 INFINERA CORP NOTE 2.500% 3/0 45667GAE3 4013 4001 SH SOLE 4001 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 8631 7500 SH SOLE 7500 0 0 JATT ACQUISITION CORP SHS CL A G50752107 3731 375000 SH SOLE 375000 0 0 JATT ACQUISITION CORP *W EXP 07/19/202 G50752123 32 187500 SH SOLE 187500 0 0 JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 2428 250000 SH SOLE 250000 0 0 JAWS HURRICANE ACQUISITN COR *W EXP 03/26/202 47201B111 24 62500 SH SOLE 62500 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 3936 400000 SH SOLE 400000 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 30 100000 SH SOLE 100000 0 0 JOBY AVIATION INC *W EXP 08/10/202 G65163118 79 75000 SH SOLE 75000 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 48371 25064 SH SOLE 25064 0 0 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 1224 125000 SH SOLE 125000 0 0 KKR ACQUISITION HOLDING I CO *W EXP 03/17/202 48253T117 11 31250 SH SOLE 31250 0 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 3444 350000 SH SOLE 350000 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 12 116666 SH SOLE 116666 0 0 LIBERTY BROADBAND CORP LIBERTY BROADBAND CORP 530307305 6125 53101 SH SOLE 53101 0 0 LIBERTY MEDIA ACQUISITION CO COM SR A 53073L104 3932 400000 SH SOLE 400000 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 15318 421585 SH SOLE 421585 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 735 1000 SH SOLE 1000 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 27279 19409 SH SOLE 19409 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 11385 10999 SH SOLE 10999 0 0 MARAVAI LIFESCIENCES HLDGS I COM CL A 56600D107 4459 160617 SH SOLE 160617 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 8932 9761 SH SOLE 9761 0 0 MOTIVE CAPITAL CORP II CL A ORD G6293R106 1976 200000 SH SOLE 200000 0 0 MOTIVE CAPITAL CORP II *W EXP 99/99/999 G6293R114 17 66666 SH SOLE 66666 0 0 NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 63845RAB3 5441 4771 SH SOLE 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83333 SH SOLE 83333 0 0 SILVER SPIKE ACQUISITN CORP CLASS A ORD SHS G8201H105 2940 300000 SH SOLE 300000 0 0 SILVER SPIKE ACQUISITN CORP *W EXP 02/26/202 G8201H113 5 75000 SH SOLE 75000 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 32 58207 SH SOLE 58207 0 0 SLAM CORP CL A SHS G8210L105 1226 125000 SH SOLE 125000 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 8 31250 SH SOLE 31250 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 1989 200000 SH SOLE 200000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 1987 200000 SH SOLE 200000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 34 75000 SH SOLE 75000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G82514111 24 50000 SH SOLE 50000 0 0 SOLID POWER INC *W EXP 12/08/202 83422N113 50 45387 SH SOLE 45387 0 0 SPDR SER TR PUT 78464A958 575 1600 SH Put SOLE 1600 0 0 SVF INVESTMENT CORP 2 CL A SHS G8601M100 196 20000 SH SOLE 20000 0 0 SYSTEM1 INC *W EXP 99/99/999 87200P117 40 56666 SH SOLE 56666 0 0 TALON 1 ACQUISITION CORP CLASS A ORD G86656108 1007 100000 SH SOLE 100000 0 0 TALON 1 ACQUISITION CORP *W EXP 07/30/202 G86656116 8 50000 SH SOLE 50000 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 2952 300000 SH SOLE 300000 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/01/202 88605T118 14 60000 SH SOLE 60000 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 196 20000 SH SOLE 20000 0 0 T-MOBILE US INC COM 872590104 9554 70820 SH SOLE 70820 0 0 TWITTER INC COM 90184L102 5836 155427 SH SOLE 155427 0 0 USHG ACQUISITION CORP COM CL A 91748P100 1962 200000 SH SOLE 200000 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 92 240000 SH SOLE 240000 0 0 VINTAGE WINE ESTATES INC *W EXP 06/08/202 92747V114 589 420900 SH SOLE 420900 0 0 VONAGE HLDGS CORP COM 92886T201 9974 532244 SH DFND 532244 0 0 VONAGE HLDGS CORP PUT 92886T951 692 4394 SH Put DFND 4394 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 1962 200000 SH SOLE 200000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 1962 200000 SH SOLE 200000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 11 40000 SH SOLE 40000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 12 40000 SH SOLE 40000 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 9581 8785 SH SOLE 8785 0 0 WORLD QUANTUM GROWTH ACQUISI SHS CL A G5596W101 4960 500000 SH SOLE 500000 0 0 WORLD QUANTUM GROWTH ACQUISI *W EXP 08/04/202 G5596W127 42 249999 SH SOLE 249999 0 0 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 18965 15497 SH SOLE 15497 0 0