CHIEF COMPLIANCE OFFICER

0001614986-21-000008.txt : 20211109 0001614986-21-000008.hdr.sgml : 20211109 20211109062711 ACCESSION NUMBER: 0001614986-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Boussard & Gavaudan Investment Management LLP CENTRAL INDEX KEY: 0001614986 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16285 FILM NUMBER: 211389769 BUSINESS ADDRESS: STREET 1: One vIne Street CITY: London STATE: X0 ZIP: W1J 0AH BUSINESS PHONE: 00-44-203-751-5400 MAIL ADDRESS: STREET 1: One vIne Street CITY: London STATE: X0 ZIP: W1J 0AH 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true true 0001614986 XXXXXXXX 09-30-2021 09-30-2021 true 1 RESTATEMENT Boussard & Gavaudan Investment Management LLP

One vIne Street London X0 W1J 0AH

13F HOLDINGS REPORT 028-16285 Y Following an human error, we amend the previous report. Please find attached the final 13F Filing. DEBORAH GEWINNER CHIEF COMPLIANCE OFFICER 0033144903958 DEBORAH GEWINNER London X0 11-09-2021 0 139 1184568 false INFORMATION TABLE 2 Report.xml ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 90041 609268 SH SOLE 609268 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 51478 190209 SH SOLE 190209 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 112038 12972 SH Put SOLE 12972 0 0 ALIBABA GROUP HLDG LTD CALL 01609W902 491 1743 SH Call SOLE 1743 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 43870 27007 SH SOLE 27007 0 0 SQUARE INC NOTE 0.125% 3/0 852234AF0 37109 18283 SH SOLE 18283 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 32664 116059 SH SOLE 116059 0 0 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 30479 16689 SH SOLE 16689 0 0 MERCK & CO INC COM 58933Y105 29971 399026 SH SOLE 399026 0 0 BGC PARTNERS INC CL A 05541T101 27281 5236279 SH SOLE 5236279 0 0 XILINX INC COM 983919101 23888 158209 SH SOLE 158209 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 23302 12798 SH SOLE 12798 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 21552 124794 SH SOLE 124794 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 21522 13030 SH SOLE 13030 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 21213 385412 SH SOLE 385412 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 19241 13713 SH SOLE 13713 0 0 CONSTELLIUM SE CL A SHS F21107101 18602 990522 SH SOLE 990522 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 17735 11427 SH SOLE 11427 0 0 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 17441 13712 SH SOLE 13712 0 0 AMBAC FINL GROUP INC COM NEW 023139884 17440 1217906 SH SOLE 1217906 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 16403 11141 SH SOLE 11141 0 0 IHS MARKIT LTD SHS G47567105 15864 136028 SH SOLE 136028 0 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 154413 11976 SH SOLE 11976 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 13442 13255 SH SOLE 13255 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 13188 9142 SH SOLE 9142 0 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 13029 9142 SH SOLE 9142 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 12353 7710 SH SOLE 7710 0 0 2U INC NOTE 2.250% 5/0 90214JAB7 12201 8685 SH SOLE 8685 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 11744 7771 SH SOLE 7771 0 0 JACKSON FINANCIAL INC COM CL A 46817M107 11479 441489 SH SOLE 441489 0 0 OKTA INC NOTE 0.375% 6/1 679295AF2 11207 9109 SH SOLE 9109 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 11109 234018 SH SOLE 234018 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 10487 8227 SH SOLE 8227 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 10235 6824 SH SOLE 6824 0 0 FIVE9 INC NOTE 0.500% 6/0 338307AD3 9791 7261 SH SOLE 7261 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 9254 8189 SH SOLE 8189 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 9240 6377 SH SOLE 6377 0 0 BROADSTONE ACQUISITION CORP SHS CL A G1739V100 9131 917700 SH SOLE 917700 0 0 AVANTI ACQUISITION CORP SHS CL A G0682V109 8811 900000 SH SOLE 900000 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 8620 6171 SH SOLE 6171 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 8596 6814 SH SOLE 6814 0 0 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 8200 6170 SH SOLE 6170 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 7931 5423 SH SOLE 5423 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 7154 273796 SH SOLE 273796 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 6493 5713 SH SOLE 5713 0 0 WORLD QUANTUM GROWTH ACQUISI UNIT 99/99/9999 G5596W119 5025 500000 SH SOLE 500000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 5004 4525 SH SOLE 4525 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 4910 500000 SH SOLE 500000 0 0 NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 63845RAB3 4433 2285 SH SOLE 2285 0 0 PILGRIMS PRIDE CORP COM 72147K108 4044 139051 SH SOLE 139051 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 3940 200000 SH SOLE 200000 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 3904 400000 SH SOLE 400000 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 3896 400000 SH SOLE 400000 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 3791 2742 SH SOLE 2742 0 0 JATT ACQUISITION CORP SHS CL A G50752107 3684 375000 SH SOLE 375000 0 0 DECARBONIZATION PLUS ACQU II CLASS A COM 24279D105 3516 349900 SH SOLE 349900 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 3469 350000 SH SOLE 350000 0 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 3406 350000 SH SOLE 350000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 3324 2742 SH SOLE 2742 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 2941 2688 SH SOLE 2688 0 0 SILVER SPIKE ACQUISITN CORP CLASS A ORD SHS G8201H105 2940 300000 SH SOLE 300000 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 2928 300000 SH SOLE 300000 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 2922 300000 SH SOLE 300000 0 0 OAKTREE ACQUISITION CORP II CL A SHS G6715X103 2450 250000 SH SOLE 250000 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 2438 250000 SH SOLE 250000 0 0 JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 2436 250000 SH SOLE 250000 0 0 ELLIOTT OPPORTUNITY II CORP SHS CL A G30092103 2435 250000 SH SOLE 250000 0 0 ORION ACQUISITION CORP COM CL A 68626A108 2134 220000 SH SOLE 220000 0 0 LIBERTY MEDIA ACQUISITION CO COM SR A 53073L104 2049 203249 SH SOLE 203249 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 2030 200000 SH SOLE 200000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 2024 200000 SH SOLE 200000 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 1988 200000 SH SOLE 200000 0 0 SPARTAN ACQUISITION CORP III COM CL A 84677R106 1976 200000 SH SOLE 200000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 1964 200000 SH SOLE 200000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 1956 200000 SH SOLE 200000 0 0 HEALTH ASSURN ACQUISITION CO COM CL A 42226W109 1956 200000 SH SOLE 200000 0 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 1942 200000 SH SOLE 200000 0 0 FIVE9 INC COM 338307101 1850 11584 SH SOLE 11584 0 0 DECARBONIZATION PLUS ACQU II COM CL A 242794105 1349 136365 SH SOLE 136365 0 0 SLAM CORP CL A SHS G8210L105 1219 125000 SH SOLE 125000 0 0 PRIMAVERA CAPITAL ACQUIST CO SHS CL A G7255E109 1219 125000 SH SOLE 125000 0 0 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 1219 125000 SH SOLE 125000 0 0 ALTIMAR ACQUISITION CORP II SHS CL A G03709105 985 100000 SH SOLE 100000 0 0 MARQUEE RAINE ACQUISITION CO CL A SHS G58442107 912 91269 SH SOLE 91269 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 760 78191 SH SOLE 78191 0 0 GORES METROPOULOS II INC CL A 382873107 618 62500 SH SOLE 62500 0 0 SUPERNOVA PARTNERS ACQUISTN SHS CL A G8T86C105 598 61550 SH SOLE 61550 0 0 BLACKSKY TECHNOLOGY INC *W EXP 10/30/202 09263B116 587 371479 SH SOLE 371479 0 0 ALIGHT INC *W EXP 05/26/202 01626W119 574 188100 SH SOLE 188100 0 0 CC NEUBERGER PRINCIPAL HOLDN SHS CL A G1992N100 561 57400 SH SOLE 57400 0 0 BROADSTONE ACQUISITION CORP *W EXP 09/15/202 G1739V126 496 458850 SH SOLE 458850 0 0 DIAMONDHEAD HOLDINGS CORP CL A 25278L105 486 50000 SH SOLE 50000 0 0 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 474 160290 SH SOLE 160290 0 0 DECARBONIZATION PLUS ACQU II *W EXP 03/19/202 24279D113 420 200000 SH SOLE 200000 0 0 AVANTI ACQUISITION CORP *W EXP 99/99/999 G0682V125 327 500000 SH SOLE 500000 0 0 AMERICAN AIRLS GROUP INC PUT 02376R952 323 5000 SH Put SOLE 5000 0 0 JOBY AVIATION INC *W EXP 08/10/202 G65163118 281 125000 SH SOLE 125000 0 0 ORIGIN MATERIALS INC *W EXP 06/24/202 68622D114 262 166667 SH SOLE 166667 0 0 FINTECH ACQUISITION CORP VI CLASS A COM 31811H106 249 25000 SH SOLE 25000 0 0 FTAC ATHENA ACQUISITION CORP CL A SHS G37283101 247 25000 SH SOLE 25000 0 0 BLADE AIR MOBILITY INC *W EXP 09/01/202 092667112 221 76852 SH SOLE 76852 0 0 SVF INVESTMENT CORP 3 CL A SHS G8601N108 197 20000 SH SOLE 20000 0 0 SVF INVESTMENT CORP 2 CL A SHS G8601M100 196 20000 SH SOLE 20000 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 196 20000 SH SOLE 20000 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 169 116666 SH SOLE 116666 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 140 75000 SH SOLE 75000 0 0 CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 126 125000 SH SOLE 125000 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 115 100000 SH SOLE 100000 0 0 JATT ACQUISITION CORP *W EXP 07/19/202 G50752123 113 187500 SH SOLE 187500 0 0 INDIE SEMICONDUCTOR INC *W EXP 06/15/202 45569U119 107 30338 SH SOLE 30338 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G82514111 88 50000 SH SOLE 50000 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 87 116666 SH SOLE 116666 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633D125 85 50000 SH SOLE 50000 0 0 SILVER SPIKE ACQUISITN CORP *W EXP 02/26/202 G8201H113 81 75000 SH SOLE 75000 0 0 FTAC HERA ACQUISITION CORP *W EXP 02/28/202 G3728Y111 77 75000 SH SOLE 75000 0 0 JAWS HURRICANE ACQUISITN COR *W EXP 03/26/202 47201B111 72 62500 SH SOLE 62500 0 0 ELLIOTT OPPORTUNITY II CORP *W EXP 03/02/202 G30092111 69 62500 SH SOLE 62500 0 0 ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 68 80000 SH SOLE 80000 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 66 62500 SH SOLE 62500 0 0 OAKTREE ACQUISITION CORP II *W EXP 09/15/202 G6715X111 56 62500 SH SOLE 62500 0 0 DECARBONIZATION PLUS ACQU II *W EXP 01/19/202 242794113 56 45455 SH SOLE 45455 0 0 SPARTAN ACQUISITION CORP III *W EXP 02/04/202 84677R114 55 50000 SH SOLE 50000 0 0 PRIMAVERA CAPITAL ACQUIST CO *W EXP 01/19/202 G7255E117 53 62500 SH SOLE 62500 0 0 HEALTH ASSURN ACQUISITION CO *W EXP 11/12/202 42226W117 52 50000 SH SOLE 50000 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 47 66666 SH SOLE 66666 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/15/202 88605T118 45 60000 SH SOLE 60000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 45 40000 SH SOLE 40000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 37 40000 SH SOLE 40000 0 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 35 55000 SH SOLE 55000 0 0 MARQUEE RAINE ACQUISITION CO *W EXP 12/01/202 G58442123 32 22866 SH SOLE 22866 0 0 KKR ACQUISITION HOLDING I CO *W EXP 99/99/999 48253T117 30 31250 SH SOLE 31250 0 0 BENSON HILL INC *W EXP 99/99/999 082490111 28 20000 SH SOLE 20000 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 28 31250 SH SOLE 31250 0 0 ALTIMAR ACQUISITION CORP II *W EXP 02/09/202 G03709121 26 25000 SH SOLE 25000 0 0 GORES METROPOULOS II INC *W EXP 01/31/202 382873115 21 12500 SH SOLE 12500 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 14 15638 SH SOLE 15638 0 0 SUPERNOVA PARTNERS ACQUISTN *W EXP 99/99/999 G8T86C121 12 15387 SH SOLE 15387 0 0 CC NEUBERGER PRINCIPAL HOLDN *W EXP 99/99/999 G1992N126 12 11480 SH SOLE 11480 0 0 DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 7 12500 SH SOLE 12500 0 0