0001614847-17-000002.txt : 20170214 0001614847-17-000002.hdr.sgml : 20170214 20170214141028 ACCESSION NUMBER: 0001614847-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARXIS SECURITIES LLC CENTRAL INDEX KEY: 0001614847 IRS NUMBER: 471345796 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17872 FILM NUMBER: 17606889 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-565-3338 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001614847 XXXXXXXX 12-31-2016 12-31-2016 ARXIS SECURITIES LLC

623 FIFTH AVENUE 21ST FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-17872 N Patrick Chi 646-565-3338 Patrick Chi New York NY 02-14-2017 0 60 73059 false INFORMATION TABLE 2 dec312016form13f6.xml ABERDEEN ASIA-PAC INC Closed-end fund 003009107 48 10381 SH SOLE 0 0 0 10381 BANCO SANTANDER SA ADR ADR 05964H105 132 25595 SH SOLE 0 0 0 25595 Barclays Bank iPath S&P 500 VIX Short Term Futures ETN ETP 06740Q252 435 17057 SH SOLE 0 0 0 17057 BARCLAYS BK PLC IPATH S ETP 06740Q252 435 17057 SH SOLE 0 0 0 17057 BLACKROCK INC Common Stock 09247X101 491 1291 SH SOLE 0 1291 0 0 Carolina bank Holdings Inc Common Stock 143785103 333 12906 SH SOLE 0 12906 0 0 CELLECTAR BIOSCIENCES Common Stock 15117F302 20 16397 SH SOLE 0 16397 0 0 CHUBB LTD Common Stock H1467J104 595 4507 SH SOLE 0 4507 0 0 COCA COLA COM Common Stock 191216100 353 8516 SH SOLE 0 8516 0 0 COMPANHIA D SNMNTO BSCO ADR 20441A102 96 11097 SH SOLE 0 0 0 11097 COMSTK MINING, INC. Common Stock 205750102 3 11932 SH SOLE 0 11932 0 0 COSI INC SHS Common Stock 22122P200 20 1472841 SH SOLE 0 1472841 0 0 DARLING INGREDIENTS INC Common Stock 237266101 147 11418 SH SOLE 0 11418 0 0 DB 170421P00017000 Options 9AA9QZHF8 5725 5725030 PRN Put SOLE 0 0 0 316300 DB 170421P00020000 Options 9AA9QYLK0 1484 1484200 PRN Put SOLE 0 0 0 82000 Deutsche Bank AG Common Stock D18190898 7174 396362 SH SOLE 0 396362 0 0 EATON VANCE MUNICIPAL Closed-end fund 27827X101 141 11390 SH SOLE 0 0 0 11390 EATON VANCE TAX MAN GLB Closed-end fund 27829C105 116 11609 SH SOLE 0 0 0 11609 EATON VANCE TAX-MANAGED Closed-end fund 27828N102 214 20768 SH SOLE 0 0 0 20768 ELLIE MAE INCCOM Common Stock 28849P100 209 2501 SH SOLE 0 2501 0 0 ENPHASE ENERGY INC Common Stock 29355A107 17 17621 SH SOLE 0 17621 0 0 ERICKSON INC Common Stock 29482P100 1 13340 SH SOLE 0 13340 0 0 FIRST TR DORSEY WRT ETP 33738R605 448 19364 SH SOLE 0 0 0 19364 FIT 170217P00017000 Options 9AA869LU3 1513 1513044 PRN Put SOLE 0 0 0 206700 FITBIT INC SHS CL A Common Stock 33812L102 107 14701 SH SOLE 0 14701 0 0 FITBIT INC SHS CL A Common Stock 33812L102 80 11027 SH SOLE 0 11027 0 0 FITBIT INC SHS CL A Common Stock 33812L102 1513 206700 SH SOLE 0 206700 0 0 FORD MOTOR CO Common Stock 345370860 611 50385 SH SOLE 0 50385 0 0 FORTUNE BRANDS HOME AND Common Stock 34964C106 254 4767 SH SOLE 0 4767 0 0 FREEPORT-MCMORAN INC Common Stock 35671D857 193 14693 SH SOLE 0 14693 0 0 FRONTIER COMMUNICATIONS Common Stock 35906A108 40 11860 SH SOLE 0 11860 0 0 GALENA BIOPHARMA INC REG Common Stock 363256504 25 13039 SH SOLE 0 13039 0 0 GATX CORPORATION Common Stock 361448103 206 3348 SH SOLE 0 3348 0 0 GENETIC TECHNOLOGIES LTD ADR 37185R208 12 11875 SH SOLE 0 0 0 11875 GLU MOBILE INC Common Stock 379890106 87 45016 SH SOLE 0 45016 0 0 GOLDCORP INC Common Stock 380956409 166 12268 SH SOLE 0 12268 0 0 GPRO 170217C00012000 Options 9ABAE4RD3 304 304850 PRN Call SOLE 0 0 0 35000 GPRO 170217P00011000 Options 9ABAE4RP3 270 270010 PRN Put SOLE 0 0 0 31000 GRAN TIERRA ENERGY INC. Common Stock 38500T101 31 10358 SH SOLE 0 10358 0 0 GREAT PANTHER SILVER LTD Common Stock 39115V101 18 11164 SH SOLE 0 11164 0 0 GROUPON INC Common Stock 399473107 34 10281 SH SOLE 0 10281 0 0 HALLIBURTON COMPANY Common Stock 406216101 225 4176 SH SOLE 0 4176 0 0 HEAT BIOLOGICS INC Common Stock 42237K102 36 43057 SH SOLE 0 43057 0 0 HILTON WORLDWIDE Common Stock 43300A203 606 10890 SH SOLE 0 10890 0 0 HOVNANIAN ENTRPRSES CL A Common Stock 442487203 115 42465 SH SOLE 0 42465 0 0 IDEXX LAB INC DEL $0.10 Common Stock 45168D104 216 1842 SH SOLE 0 1842 0 0 ISHARES IBOXX $ ETP 464287242 253 2162 SH SOLE 0 0 0 2162 ITAU UNIBANCO BANCO HOLD ADR 465562106 224 21802 SH SOLE 0 0 0 21802 Proshares Ultra VIX short term futures ETF ETP 74347W254 0 75 SH SOLE 0 0 0 75 SEADRILL LTD Common Stock G7945E105 45 13294 SH SOLE 0 13294 0 0 TE CONNECTIVITY LTD Common Stock H84989104 547 7900 SH SOLE 0 7900 0 0 Tesla Inc Common Stock 88160R101 16154 75597 SH SOLE 0 75597 0 0 TSLA 170120P00210000 Options 9AA38JG64 10663 10663131 PRN Put SOLE 0 0 0 49900 TSLA 170217P00165000 Options 9ABAUCRP8 4787 4786656 PRN Put SOLE 0 0 0 22400 TSLA 170317P00205000 Options 9AA9HPWQ6 5342 5342250 PRN Put SOLE 0 0 0 25000 UAA 170120P00040000 Options 9ABAPDWU7 1452 1452500 PRN Put SOLE 0 0 0 50000 UAA 170421C00040000 Options 9ABAPDWQ7 2905 2905000 PRN Call SOLE 0 0 0 100000 UBS GROUP AG NAMEN-AKT Common Stock H42097107 181 11568 SH SOLE 0 11568 0 0 WEATHERFORD INTL PLC Common Stock G48833100 90 18113 SH SOLE 0 18113 0 0 XLF 170120C00025000 Options 9AA38HTR8 5117 5117325 PRN Call SOLE 0 0 0 220100