MA-A
0001614705
XXXXXXXX
Garry Kimball
512-275-7300
garry@spubfin.com
steven@spfmuni.com
garry@spubfin.com
edgar@halyardcompliance.com
12-31-2025
Y
Specialized Public Finance Inc.
148951
26-3557084
866-00363-00
867-00261
248 ADDIE ROY ROAD
SUITE B-103
AUSTIN
TX
78746
512-275-7300
512-275-7305
Add
4925 Greenville Avenue
Suite 1350
Dallas
TX
75206
214-373-3911
Add
711 North Carancahua Street
Suite 1615
Corpus Christi
TX
78401
361-278-1310
Amend
17721 Rogers Ranch Parkway
Suite 140
San Antonio
TX
78258
210-239-0204
N
http://www.spubfin.com
Garry
Richard
Kimball
Director
248 ADDIE ROY ROAD
SUITE B-103
AUSTIN
TX
78746
512-275-7300
512-275-7305
garry@spubfin.com
Garry
Richard
Kimball
248 Addie Roy Road
Suite B-103
Austin
TX
78746
512-275-7300
512-275-7305
garry@spubfin.com
Add
FIGER & COMPANY
4101 PARKSTONE HEIGHTS
SUITE 220
AUSTIN
TX
78746
512-327-2266
512-327-3493
ACCOUNTING RECORDS
SPF Properties LLC
N
December
TX
10-16-2008
N
17
14
0
0
0
574
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice ME Investments
Advice On Selection
N
0
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Garry
Richard
Kimball
Directo / Chief Compliance Officer
10-01-2008
B
Y
2363615
Daniel
Edward
Wegmiller
Vice President
10-01-2008
B
Y
2399497
Jennifer
Ritter
Douglas
Secretary
10-01-2008
B
Y
4448192
Steven
Allen
Adams
President
10-01-2008
B
Y
2007294
Jeffrey
Don
Garland
Treasurer
10-01-2008
B
Y
2634527
PAUL
NICHOLAS
Jasin
Director
12-01-2010
B
Y
3082213
Victor
NMN
Quiroga
Director
08-08-2025
A
Y
4441039
Garry
Richard
Kimball
Directo / Chief Compliance Officer
10-01-2008
B
Y
2363615
Daniel
Edward
Wegmiller
Vice President
10-01-2008
B
Y
2399497
Jennifer
Ritter
Douglas
Secretary
10-01-2008
B
Y
4448192
Steven
Allen
Adams
President
10-01-2008
B
Y
2007294
Jeffrey
Don
Garland
Treasurer
10-01-2008
B
Y
2634527
PAUL
NICHOLAS
Jasin
Director
12-01-2010
B
Y
3082213
Victor
NMN
Quiroga
Director
08-08-2025
A
Y
4441039
9-C2
9-C4
9-C5
SEC Administrative Proceeding
File No. 3-22127
100 F St. NE
Washington
DC
20002
The SEC began an industry-wide initiative to investigate whether municipal advisors were properly retaining written communications, such as text messages. The firm was selected by the SEC to participate in this initiative. The firm cooperated with the SEC staff regarding the initiative. When the firm learned of alleged recordkeeping violations it promptly undertook remedial measures and cooperated with the SEC staff in all respects. The firm has now settled the matter with the SEC. For more information, the Order is available to the public on the SEC's website (https://www.sec.gov) and may be found under Administrative Proceeding File No. 3-22127 or Securities Exchange Act Release No. 101047.
09-17-2024
Cease and Desist
Censure
CivilAdminPenaltyFine
Undertaking
No Product
Alleged recordkeeping failures resulted in violations of Section 15B(c)(1) and Section 17(a) of the Exchange Act and Rule 15Ba1-8 thereunder, MSRB Rules G-8, G-9and G-44.
09-17-2024
Order
Settled
The firm submitted a Offer of Settlement and the SEC accepted it by issuing an Order Instituting Administrative Proceedings.
N
Y
Cease and Desist
Censure
CivilAdminPenaltyFine
Undertaking
250000.00
250000.00
09-26-2024
250000.00
Garry Kimball
Garry Kimball
Principal
03-30-2026
2363615
N
N
N
N
N
Y
N
Y
N
N
Y
N
Y
N
N
N
N
N
N
N
N