0001614281-22-000015.txt : 20221027 0001614281-22-000015.hdr.sgml : 20221027 20221027110355 ACCESSION NUMBER: 0001614281-22-000015 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BEMIS,JAMES,RAYFIELD, FILED AS OF DATE: 20221027 DATE AS OF CHANGE: 20221027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02083 FILM NUMBER: 221335615 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 MA-I/A 1 primary_doc.xml MA-I/A 0001614281 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001614281-22-000004 N James Rayfield Bemis 4860743 N 1 0001614281 Montague DeRose & Associates, LLC Montague DeRose & Associates 07-01-1999 N 867-00281 LOCATED SUPERVISED 08-01-2007 30700 RUSSELL RANCH ROAD SUITE 250 WESTLAKE VILLAGE CA 91362 SUPERVISED 04-01-2022 Jim Rayfield Bemis 07-1999 Montague DeRose & Associates, LLC WESTLAKE VILLAGE CA 91362 Y N Principal Y 09-2007 Condo Burbank Estates 4441 Burbank Drive #1301 BATON ROUGE LA 70820 N N Rental Property Owner of rental property 2 Owner - no operations involvement 09-2017 B + M Partners, Inc dba Visiting Angels Home Care 1176 Roadrunner Way SIMI VALLEY CA 93065 N N Home Care Owner 2 owner duties 02-2017 Meridian Condominiums 11550 Southfork Ave #711 BATON ROUGE LA 70820 N N Rental Property Property Owner 2 Property owner 02-2017 Meridian Condominiums 11550 Southfork Ave #712 BATON ROUGE LA 70820 N N Rental Property Property owner 2 owner duties 02-2017 Meridian Condominiums 11550 Southfork Ave #402 BATON ROUGE LA 70820 N N Rental Property Property Owner 2 Owner duties 06-2009 Bemis, Vaughn, Nealy, & Sehnem Properties 6827 Rain Creek Way CHARLOTTE NC 28262 N N Rental Property Property Owner 2 Owner duties 06-2009 Bemis, Scanlon, Makiri, Roberts, & Sehnem Properties 1203 Helms Road CHARLOTTE NC 28214 N N Rental Property Property Owner 2 Owner duties 02-2015 California State Treasury 915 Capitol Mall C-15 SACRAMENTO CA 95814 N N Develop best practice guidelines regarding fiduciary care Task Force on Bond Accountability- Member 2 Attend meetings, committee duties 07-2021 Bemis, Scanlon & Sehnem Properties 234 Goldenwood Circle SIMI VALLEY CA 93065 N N Rental Property Owner/Partner 9 Passive Investor for multiple properties - 910 Overhill St. Gastonia, NC 28052; 805 Park R. Dallas, NC 28034; 1014 W. Mauney Ave. Gastonia, NC 28052; 932 Overhill St. Gastonia, NC 28052; 412 S. Ridge St. Dallas, NC 28034; 506 N. Apple St. Gastonia, NC 28052; 1610 Berry St. Gastonia, NC 28054; 215 S. Pasour St. Dallas, NC 28034; 106 Robinson St., Dallas, NC 28034, 611 Scruggs Ave., Gastonia, NC 28052, 607 Pear St., Gastonia, NC 28054, 212 Wood St., Mount Holly, NC 28120 01-2022 Rayfield Financial Ventures, Inc. 2850 W. Horizon Ridge Ste. 200 HENDERSON NV 89052 N N Own and operate residential care facilities for seniors Partner 2 Passive Investor N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-27-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC