0001614281-22-000005.txt : 20220415
0001614281-22-000005.hdr.sgml : 20220415
20220415082855
ACCESSION NUMBER: 0001614281-22-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KREMER,MICHAEL,DENNIS,
FILED AS OF DATE: 20220414
DATE AS OF CHANGE: 20220415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC
CENTRAL INDEX KEY: 0001614281
IRS NUMBER: 954529722
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02083
FILM NUMBER: 22829063
BUSINESS ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 805-496-2211
MAIL ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
MA-I/A
1
primary_doc.xml
MA-I/A
0001614281
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
Y
N
Michael
Dennis
Kremer
2746386
N
1
0001614281
Montague DeRose & Associates, LLC
03-31-2016
N
867-00281
LOCATED
SUPERVISED
03-31-2016
30700 RUSSELL RANCH ROAD
SUITE 250
WESTLAKE VILLAGE
CA
91362
SUPERVISED
04-01-2022
03-2016
Montague DeRose and Associates, LLC
Westlake Village
CA
91362
Y
N
Senior Vice President
01-2016
03-2016
HILLTOP SECURITIES
DALLAS
TX
75270
Y
Y
Director
05-2005
01-2016
FIRST SOUTHWEST COMPANY, LLC
DALLAS
TX
75201
Y
Y
Senior Vice President
Y
06-2017
Santa Monica-Malibu Unified School District
1651 16th Street
Santa Monica
CA
90404
N
N
School District
Financial Oversight Committee Member
2
Attend board meetings, committee member duties
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-14-2022
Kimberly McManus
President, Alternative Regulatory Solutions LLC