0001614281-22-000005.txt : 20220415 0001614281-22-000005.hdr.sgml : 20220415 20220415082855 ACCESSION NUMBER: 0001614281-22-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KREMER,MICHAEL,DENNIS, FILED AS OF DATE: 20220414 DATE AS OF CHANGE: 20220415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02083 FILM NUMBER: 22829063 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 MA-I/A 1 primary_doc.xml MA-I/A 0001614281 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com Y N Michael Dennis Kremer 2746386 N 1 0001614281 Montague DeRose & Associates, LLC 03-31-2016 N 867-00281 LOCATED SUPERVISED 03-31-2016 30700 RUSSELL RANCH ROAD SUITE 250 WESTLAKE VILLAGE CA 91362 SUPERVISED 04-01-2022 03-2016 Montague DeRose and Associates, LLC Westlake Village CA 91362 Y N Senior Vice President 01-2016 03-2016 HILLTOP SECURITIES DALLAS TX 75270 Y Y Director 05-2005 01-2016 FIRST SOUTHWEST COMPANY, LLC DALLAS TX 75201 Y Y Senior Vice President Y 06-2017 Santa Monica-Malibu Unified School District 1651 16th Street Santa Monica CA 90404 N N School District Financial Oversight Committee Member 2 Attend board meetings, committee member duties N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-14-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC