The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 15,470 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 5,120 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| BALLARD PWR SYS INC NEW | COM | 058586108 | 7,865 | 3,972,000 | SH | SOLE | 3,972,000 | 0 | 0 | ||
| CHINA DIGITAL TV HLDG CO LTD | SPONSORED ADR | 16938G107 | 7,348 | 2,401,316 | SH | SOLE | 2,401,316 | 0 | 0 | ||
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | 2,138 | 976,272 | SH | SOLE | 976,272 | 0 | 0 | ||
| CHINA NEPSTAR CHAIN DRUGSTOR | SPONSORED ADR | 16943C109 | 158 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 166 | 37,000 | SH | Call | SOLE | 37,000 | 0 | 0 | |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 5,430 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| CVD EQUIPMENT CORP | COM | 126601103 | 1,439 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| DORIAN LPG LTD | SHS USD | Y2106R110 | 1,389 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| PHOENIX NEW MEDIA LTD | SPONSORED ADS | 71910C103 | 16,620 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| TUNIU CORP | SPONSORED ADS CL | 89977P106 | 1,800 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||