0001104659-21-096532.txt : 20210727 0001104659-21-096532.hdr.sgml : 20210727 20210727213650 ACCESSION NUMBER: 0001104659-21-096532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210727 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Truong Vu CENTRAL INDEX KEY: 0001749993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38630 FILM NUMBER: 211119610 MAIL ADDRESS: STREET 1: 5941 OPTICAL CT. CITY: SAN JOSE STATE: CA ZIP: 95138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aridis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001614067 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 320074500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 983 UNIVERSITY AVENUE, BLDG. B CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: (408) 385-1742 MAIL ADDRESS: STREET 1: 983 UNIVERSITY AVENUE, BLDG. B CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 tm2123438-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-27 0 0001614067 Aridis Pharmaceuticals, Inc. ARDS 0001749993 Truong Vu C/O ARIDIS PHARMACEUTICALS, INC. 983 UNIVERSITY AVENUE, BLDG. B LOS GATOS CA 95032 1 1 0 0 CEO Common Stock 2021-07-27 4 P 0 5000 5.11 A 737353 D /s/ Vu Truong 2021-07-27