0001613665-19-000078.txt : 20191203 0001613665-19-000078.hdr.sgml : 20191203 20191203172755 ACCESSION NUMBER: 0001613665-19-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191203 DATE AS OF CHANGE: 20191203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karels Kenneth James CENTRAL INDEX KEY: 0001622162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36688 FILM NUMBER: 191266541 MAIL ADDRESS: STREET 1: C/O GREAT WESTERN BANCORP, INC. STREET 2: 100 NORTH PHILLIPS AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Western Bancorp, Inc. CENTRAL INDEX KEY: 0001613665 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 471308512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 BUSINESS PHONE: 605-334-2548 MAIL ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 4 1 wf-form4_157541205657199.xml FORM 4 X0306 4 2019-11-29 0 0001613665 Great Western Bancorp, Inc. GWB 0001622162 Karels Kenneth James C/O GREAT WESTERN BANCORP, INC. 225 SOUTH MAIN AVENUE SIOUX FALLS SD 57104 0 1 0 0 Chairperson, President and CEO Common Stock, par value $0.01 per share 24800 I Spouse Common Stock, par value $0.01 per share 2019-11-30 4 M 0 4483 0 A 31145 D Common Stock, par value $0.01 per share 2019-11-30 4 M 0 7234 0 A 38379 D Common Stock, par value $0.01 per share 2019-12-01 4 M 0 6147 0 A 44526 D Common Stock, par value $0.01 per share 2019-12-01 4 M 0 3713 0 A 48239 D Common Stock, par value $0.01 per share 2019-12-02 4 M 0 3869 0 A 52108 D Common Stock, par value $0.01 per share 2019-12-02 4 A 0 17056 0 A 69164 D Common Stock, par value $0.01 per share 2019-12-02 4 F 0 6200 34.18 D 62964 D Common Stock, par value $0.01 per share 2019-12-02 4 F 0 4154 34.18 D 58810 D Restricted Stock Units (2019 STI) 2019-11-29 4 A 0 5101 0 A Common Stock, par value $0.01 per share 5101.0 5101 D Restricted Stock Units - 2019 2019-11-29 4 A 0 14606 0 A Common Stock, par value $0.01 per share 14606.0 14606 D Restricted Stock Units (2018 STI) 2019-11-30 4 M 0 7234 0 D Common Stock, par value $0.01 per share 7234.0 7234 D Restricted Stock Units - 2018 2019-11-30 4 M 0 4483 0 D Common Stock, par value $0.01 per share 4483.0 8968 D Restricted Stock Units (2017 STI) 2019-12-01 4 M 0 6147 0 D Common Stock, par value $0.01 per share 6147.0 0 D Restricted Stock Units - 2017 2019-12-01 4 M 0 3713 0 D Common Stock, par value $0.01 per share 3713.0 3714 D Restricted Stock Units - 2016 2019-12-02 4 M 0 3869 0 D Common Stock, par value $0.01 per share 3869.0 0 D The vesting and issuance of performance stock units granted in December 2016 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2019. The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards. The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards. Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. The restricted stock units vest in two annual equal installments beginning on November 29, 2020. The restricted stock units have no expiration date. The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date. The restricted stock units vest in two annual equal installments beginning on November 30, 2019. The restricted stock units have no expiration date. The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date. The restricted stock units vest in two annual equal installments beginning on December 1, 2018. The restricted stock units have no expiration date. The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date. The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date. Donald J. Straka, as attorney-in-fact for Kenneth James Karels 2019-12-03