0001613665-18-000132.txt : 20181206 0001613665-18-000132.hdr.sgml : 20181206 20181206171348 ACCESSION NUMBER: 0001613665-18-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chapman Peter Robert CENTRAL INDEX KEY: 0001622151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36688 FILM NUMBER: 181221508 MAIL ADDRESS: STREET 1: C/O GREAT WESTERN BANCORP, INC. STREET 2: 100 NORTH PHILLIPS AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Western Bancorp, Inc. CENTRAL INDEX KEY: 0001613665 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 471308512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 BUSINESS PHONE: 605-334-2548 MAIL ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 4 1 wf-form4_154413441089378.xml FORM 4 X0306 4 2018-12-04 0 0001613665 Great Western Bancorp, Inc. GWB 0001622151 Chapman Peter Robert C/O GREAT WESTERN BANCORP, INC. 225 SOUTH MAIN AVENUE SIOUX FALLS SD 57104 0 1 0 0 EVP and CFO Common Stock, par value $0.01 per share 2018-12-04 4 M 0 1273 0 A 21423 D Common Stock, par value $0.01 per share 2018-12-04 4 A 0 5649 0 A 27072 D Common Stock, par value $0.01 per share 2018-12-04 4 F 0 311 34.51 D 26761 D Common Stock, par value $0.01 per share 2018-12-04 4 F 0 1376 34.51 D 25385 D Common Stock, par value $0.01 per share 2018-12-06 4 S 0 300 33.93 D 25085 D Common Stock, par value $0.01 per share 2018-12-06 4 S 0 600 33.98 D 24485 D Common Stock, par value $0.01 per share 2018-12-06 4 S 0 400 34.0425 D 24085 D Common Stock, par value $0.01 per share 2018-12-06 4 S 0 350 33.75 D 23735 D Common Stock, par value $0.01 per share 2018-12-06 4 S 0 1800 34.0276 D 21935 D Restricted Stock Units - 2015 2018-12-04 4 M 0 1273 0 D Common Stock, par value $0.01 per share 1273.0 0 D Restricted Stock Units - 2016 Common Stock, par value $0.01 per share 1080.0 1080 D Restricted Stock Units - 2017 Common Stock, par value $0.01 per share 2070.0 2070 D Restricted Stock Units - 2018 Common Stock, par value $0.01 per share 4153.0 4153 D Restricted Stock Units (2018 STI) Common Stock, par value $0.01 per share 2363.0 2363 D The vesting and issuance of performance stock units granted in December 2015 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2018. The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards. The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards. These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date. The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date. The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date. The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date. The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date. Donald J. Straka, as attorney-in-fact for Peter Robert Chapman 2018-12-06