0001818874-23-000196.txt : 20231218 0001818874-23-000196.hdr.sgml : 20231218 20231218203707 ACCESSION NUMBER: 0001818874-23-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noto Anthony CENTRAL INDEX KEY: 0001613438 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 231495362 MAIL ADDRESS: STREET 1: C/O SOFI TECHNOLOGIES, INC. STREET 2: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 wk-form4_1702949814.xml FORM 4 X0508 4 2023-12-14 0 0001818874 SoFi Technologies, Inc. SOFI 0001613438 Noto Anthony C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-12-14 4 M 0 730870 A 7992659 D Common Stock 2023-12-14 4 F 0 377497 8.94 D 7615162 D Restricted Stock Unit 2023-12-14 4 M 0 730870 0 D Common Stock 730870 5255251 D Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023. /s/ Deanna M. Smith, Attorney-in-Fact 2023-12-18