OTHER REQUIRED INFO 3 NCEN_811-22979_63199517_1122.htm notetosec.htm - Generated by SEC Publisher for SEC Filing

In response to Item C.15, Registrant includes foreign

affiliated broker-dealers for which no SEC file number,

CRD number, or LEI number has been issued.  For these

entities, Registrant has left Item C.15.b. - .d blank.