MA/A 0001612429 XXXXXXXX mseabrook 949-660-7324 mseabrook@fieldman.com Fieldman, Rolapp & Associates, Inc. Applied Best Practices 95-2920834 866-00346-00 867-00175 MSRB K0276 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 949-660-7300 949-474-8773 N www.fieldman.com Adam Spencer Bauer

19900 MacArthur Boulevard Suite 1100 Irvine CA 92612

949-660-7303 949-474-8773 abauer@fieldman.com Michelle Elaine Seabrook

19900 MacArthur Boulevard Suite 1100 Irvine CA 92612

949-660-7324 949-474-8773 mseabrook@fieldman.com Add Corodata 2621 Research Drive Corona CA 92882 951-817-6800 951-549-1697 Archived corporate financial records; closed project files; old transcripts; old Official Statements and Preliminary Official Statements from closed deals; archived proposals; old personnel files; and miscellaneous files not impacting current business. December CA 11-21-1974 N 9 7 0 0 0 110 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice ME Investments Advice Use Of MD Advice On Selection Other Capital improvement and financial planning N Other municipal advisor 7 Add Other municipal advisor Adam Spencer Bauer Adam Spencer Bauer Y N N Add Other municipal advisor Lora Alice Carpenter Lora Alice Carpenter Y N N Add Other municipal advisor Jason Chung Jason Chung Y N N Add Other municipal advisor James Vasile Fabian James Vasile Fabian Y N N Add Investment Adviser Other municipal advisor Robert Anthony Porr Robert Anthony Porr Y N N Add Other municipal advisor Anna Vaselinova Sarabian Anna Vaselinova Sarabian Y N N Delete Investment Adviser Other municipal advisor Daniel Lee Wiles Daniel Lee Wiles Y N N Delete Other municipal advisor Adrian Jesus Gonzalez Adrian Jesus Gonzalez Y N N Add Other municipal advisor Chelsea Lyn Redmon Chelsea Lyn Redmon Y N N Delete Other municipal advisor Branden Joseph Kfoury Branden Joseph Kfoury Y N N Delete Other municipal advisor Marisa Helen Colcord Marisa Helen Colcord Y N N N N N N N N N N N N N N N Daniel Wiles is no longer CCO; Adam Bauer appointed new CCO. Marisa Colcord, Branden Kfoury, and Daniel Wiles have been deleted as a municipal advisor with our firm. Schedule A - there are no owners of 25% or more of the firm. N N N N N N N N N N N N N N N N N N N N N N N N Y N Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Adam Spencer Bauer CEO, President and Chairman 01-01-2016 B Y 4996573 James Vasile Fabian Secretary and Senior Vice President 12-18-2015 B Y 4548861 Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 2802248 Anna Vaselinova Sarabian Senior Vice President and Vice Chairperson 06-20-2014 A Y 6623410 Daniel Lee Wiles Senior Vice President and General Counsel and Chief Compliance Officer 12-18-2015 B Y 4609110 Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Adam Spencer Bauer CEO, President and Chairman 01-01-2016 B Y 4996573 James Vasile Fabian Secretary and Senior Vice President 12-18-2015 B Y 4548861 Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 2802248 Anna Vaselinova Sarabian Senior Vice President and Vice Chairperson 06-20-2014 A Y 6623410 Delete Daniel Lee Wiles Senior Vice President and General Counsel and Chief Compliance Officer 12-18-2015 B N 4609110 Michelle Seabrook Michelle Seabrook HR & Office Manager 09-26-2019 N N Y N N Y N N N N Y N N N N N N N N N N