MA/A 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com mseabrook@fieldman.com Fieldman, Rolapp & Associates, Inc. Applied Best Practices 95-2920834 866-00346-00 867-00175 MSRB K0276 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 949-660-7300 949-474-8773 N 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 www.fieldman.com Daniel Lee Wiles

19900 MacArthur Boulevard Suite 1100 Irvine CA 92612

949-660-7315 949-474-8773 dwiles@fieldman.com Michelle Elaine Seabrook

19900 MacArthur Boulevard Suite 1100 Irvine CA 92612

949-660-7324 949-474-8773 mseabrook@fieldman.com Add Corodata 2621 Research Drive Corona CA 92882 951-817-6800 951-549-1697 Archived corporate financial records; closed project files; old transcripts; old Official Statements and Preliminary Official Statements from closed deals; archived proposals; old personnel files; and miscellaneous files not impacting current business. December CA 11-21-1974 N 15 15 0 0 0 110 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice ME Investments Advice Use Of MD Advice On Selection Other Capital improvement and financial planning N Other municipal advisor 10 Add Other municipal advisor Adam Spencer Bauer Adam Spencer Bauer Y N N Add Other municipal advisor Lora Alice Carpenter Lora Alice Carpenter Y N N Add Other municipal advisor Jason Chung Jason Chung Y N N Add Other municipal advisor James Vasile Fabian James Vasile Fabian Y N N Delete Other municipal advisor Thomas Gerard Johnsen Thomas Gerard Johnsen Y N N Delete Other municipal advisor Paul Dew Pender Paul Dew Pender Y N N Add Investment Adviser Other municipal advisor Robert Anthony Porr Robert Anthony Porr Y N N Add Other municipal advisor Anna Vaselinova Sarabian Anna Vaselinova Sarabian Y N N Add Investment Adviser Other municipal advisor Daniel Lee Wiles Daniel Lee Wiles Y N N Delete Other municipal advisor Applied Best Practices, LLC Applied Best Practices, LLC Y Y N Delete Other municipal advisor Jacob Arthur Cupul Jacob Arthur Cupul Y N N Delete Other municipal advisor Randall Padua Libunao Randall Padua Libunao Y N N Delete Other municipal advisor Adrian Jesus Gonzalez Adrian Jesus Gonzalez Y N N Add Other municipal advisor Chelsea Lyn Redmon Chelsea Lyn Redmon Y N N Delete Other municipal advisor Erik Anthony Fisher Erik Anthony Fisher Y N N Add Other municipal advisor Branden Joseph Kfoury Branden Joseph Kfoury Y N N NewAdd Other municipal advisor Marisa Helen Colcord Marisa Helen Colcord Y N N N N N N N N N N N N N N N Applied Best Practices, LLC was dissolved August 30, 2018 Randy Libunao, Erik Fisher, Paul Pender, Adrian Gonzalez and Thomas Johnsen are no longer affiliated with our firm. Marisa Colcord has been added as a municipal advisor with our firm. N N N N N N N N N N N N N N N N N N N N N N N N Y N Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Adam Spencer Bauer CEO, President and Chairman 01-01-2016 B Y 004996573 James Vasile Fabian Secretary and Senior Vice President 12-18-2015 B Y 004548861 Thomas Gerard Johnsen Senior Vice President and Vice Chairman 01-01-2016 B Y 001452756 Paul Dew Pender Vice President 08-01-2010 NA Y 005311738 Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 002802248 Lawrence Graul Rolapp Director 12-18-2009 NA N 004439194 Anna Vaselinova Sarabian Senior Vice President and Vice Chairperson 06-20-2014 NA Y 000000000 Daniel Lee Wiles Senior Vice President and General Counsel and Chief Compliance Officer 12-18-2015 B Y 004609110 Add Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Amend Adam Spencer Bauer CEO, President and Chairman 01-01-2016 B Y 004996573 Amend James Vasile Fabian Secretary and Senior Vice President 12-18-2015 B Y 004548861 Delete Thomas Gerard Johnsen Senior Vice President and Vice Chairman 01-01-2016 B Y 001452756 Add Paul Dew Pender Vice President 08-01-2010 NA Y 005311738 Add Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 002802248 Delete Lawrence Graul Rolapp Director 12-18-2009 NA N 004439194 Amend Anna Vaselinova Sarabian Senior Vice President and Vice Chairperson 06-20-2014 NA Y 000000000 Amend Daniel Lee Wiles Senior Vice President and General Counsel and Chief Compliance Officer 12-18-2015 B Y 004609110 Daniel L. Wiles Daniel L. Wiles Chief Compliance Officer 01-16-2019 N N Y N N Y N N N N Y N N N N N N N Y N N