0001213900-23-033715.txt : 20230428 0001213900-23-033715.hdr.sgml : 20230428 20230428135857 ACCESSION NUMBER: 0001213900-23-033715 CONFORMED SUBMISSION TYPE: NT 20-F PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230428 DATE AS OF CHANGE: 20230428 EFFECTIVENESS DATE: 20230428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roan Holdings Group Co., Ltd. CENTRAL INDEX KEY: 0001611852 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 981192662 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 20-F SEC ACT: 1934 Act SEC FILE NUMBER: 001-36664 FILM NUMBER: 23863741 BUSINESS ADDRESS: STREET 1: 147 GANSHUI LN, YUHUANGSHANNAN FUND TOWN STREET 2: SHANGCHENG DISTRICT CITY: HANGZHOU, ZHEJIANG STATE: F4 ZIP: 830000 BUSINESS PHONE: 86 571 8662 1775 MAIL ADDRESS: STREET 1: 147 GANSHUI LN, YUHUANGSHANNAN FUND TOWN STREET 2: SHANGCHENG DISTRICT CITY: HANGZHOU, ZHEJIANG STATE: F4 ZIP: 830000 FORMER COMPANY: FORMER CONFORMED NAME: China Lending Corp DATE OF NAME CHANGE: 20160711 FORMER COMPANY: FORMER CONFORMED NAME: DT Asia Investments Ltd DATE OF NAME CHANGE: 20140625 NT 20-F 1 ea177644-nt20f_roanholdings.htm NOTIFICATION OF LATE FILING

	UNITED STATES	SEC FILE NUMBER
	SECURITIES AND EXCHANGE COMMISSION	001-36664
	Washington, D.C. 20549
		CUSIP NUMBER

FORM 12b-25

NOTIFICATION OF LATE FILING

(Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR

For Period Ended: December 31, 2022

☐

Transition Report on Form 10-K

☐

Transition Report on Form 20-F

☐

Transition Report on Form 11-K

☐

Transition Report on Form 10-Q

For the Transition Period Ended: ______________________________

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I – REGISTRANT INFORMATION

Roan Holdings Group Co., Ltd.

Full Name of Registrant

N/A

Former Name if Applicable

147 Ganshui Lane, Yuhuangshannan Fund Town, Shengcheng District

Address of Principal Executive Office (Street and Number)

Hangzhou, Zhejiang, China

City, State and Zip Code

PART II – RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

☒

(a)

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)

The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III – NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

Roan Holdings Group Co., Ltd. (the “Company”) has determined that it is unable to file, without unreasonable effort and expense, its Annual Report on Form 20-F the year ended December 31, 2022, within the prescribed time period because the Company requires additional time to work with its auditors to prepare and finalize the Form 20-F. The Company anticipates that it will file its Annual Report on Form 20-F the year ended December 31, 2022 no later than fifteen calendar days after May 1, 2023.

PART IV – OTHER INFORMATION

(1)

Name and telephone number of person to contact in regard to this notification

Zhiyong Tang		+86		571-8662-1775
(Name)		(Area Code)		(Telephone Number)

(2)

Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

☒ Yes ☐ No

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

☐ Yes ☒ No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

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	Roan Holdings Group Co., Ltd.
	(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 28, 2023	By:	/s/ Zhiyong Tang
		Name: Zhiyong Tang
		Title: Chief Executive Officer

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