0001611702-19-000021.txt : 20190220 0001611702-19-000021.hdr.sgml : 20190220 20190220163032 ACCESSION NUMBER: 0001611702-19-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahoney Daniel K. CENTRAL INDEX KEY: 0001620413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 19618690 MAIL ADDRESS: STREET 1: C/O OLD MUTUAL ASSET MANAGEMENT STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group plc CENTRAL INDEX KEY: 0001611702 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 981179929 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG BUSINESS PHONE: 617-369-7341 MAIL ADDRESS: STREET 1: BRIGHTSPHERE INC. STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management plc DATE OF NAME CHANGE: 20141002 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management Ltd DATE OF NAME CHANGE: 20140624 4 1 wf-form4_155069821851617.xml FORM 4 X0306 4 2019-02-15 0 0001611702 BrightSphere Investment Group plc BSIG 0001620413 Mahoney Daniel K. GROUND FLOOR MILLENNIUM BRIDGE HOUSE 2 LAMBETH HILL LONDON X0 EC4V 4GG UNITED KINGDOM 0 1 0 0 Head of Finance/PAO Ordinary shares 2019-02-19 4 S 0 285 13.82 D 8626 D Ordinary shares 2019-02-19 4 S 0 1 13.85 D 8625 D Ordinary shares 2019-02-19 4 S 0 243 13.83 D 8382 D Restricted Share Units 2019-02-15 4 A 0 6850 0 A Ordinary shares 6850.0 6850 D The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc. Consists of restricted share units issued under the BrightSphere Investment Group plc 2017 Equity Incentive Plan. The restricted share units vest in equal annual installments over a three-year period with 1/3 of the restricted share units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. /s/ Richard J. Hart, Attorney-in-fact 2019-02-20