0001611702-19-000017.txt : 20190213 0001611702-19-000017.hdr.sgml : 20190213 20190213160407 ACCESSION NUMBER: 0001611702-19-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahoney Daniel K. CENTRAL INDEX KEY: 0001620413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 19597040 MAIL ADDRESS: STREET 1: C/O OLD MUTUAL ASSET MANAGEMENT STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group plc CENTRAL INDEX KEY: 0001611702 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 981179929 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG BUSINESS PHONE: 617-369-7341 MAIL ADDRESS: STREET 1: BRIGHTSPHERE INC. STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management plc DATE OF NAME CHANGE: 20141002 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management Ltd DATE OF NAME CHANGE: 20140624 4 1 wf-form4_155009183145117.xml FORM 4 X0306 4 2019-02-11 0 0001611702 BrightSphere Investment Group plc BSIG 0001620413 Mahoney Daniel K. GROUND FLOOR MILLENNIUM BRIDGE HOUSE 2 LAMBETH HILL LONDON X0 EC4V 4GG UNITED KINGDOM 0 1 0 0 Head of Finance/PAO Ordinary shares 2019-02-11 4 S 0 375 13.42 D 8911 D The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. /s/ Richard J. Hart, Attorney-in-fact 2019-02-13