0001611702-17-000074.txt : 20170523 0001611702-17-000074.hdr.sgml : 20170523 20170523171901 ACCESSION NUMBER: 0001611702-17-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170519 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OM Asset Management plc CENTRAL INDEX KEY: 0001611702 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 981179929 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG BUSINESS PHONE: 617-369-7321 MAIL ADDRESS: STREET 1: OLD MUTUAL (US) HOLDINGS INC. STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management Ltd DATE OF NAME CHANGE: 20140624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OM Group (UK) Ltd CENTRAL INDEX KEY: 0001620712 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 17864690 BUSINESS ADDRESS: STREET 1: C/O OLD MUTUAL ASSET MANAGEMENT STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-369-7321 MAIL ADDRESS: STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG 4 1 wf-form4_149557432456443.xml FORM 4 X0306 4 2017-05-19 0 0001611702 OM Asset Management plc OMAM 0001620712 OM Group (UK) Ltd GROUND FLOOR MILLENNIUM BRIDGE HOUSE 2 LAMBETH HILL LONDON X0 EC4V 4GG UNITED KINGDOM 0 0 1 0 Ordinary shares 2017-05-19 4 S 0 17300000 14.55 D 29596183 D Ordinary shares 2017-05-19 4 S 0 5000000 14.55 D 24596183 D Represents ordinary shares sold to OM Asset Management plc in a private repurchase transaction. /s/ Richard J. Hart, Attorney-in-fact 2017-05-23