0001104659-18-069665.txt : 20181123
0001104659-18-069665.hdr.sgml : 20181123
20181123061110
ACCESSION NUMBER: 0001104659-18-069665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181119
FILED AS OF DATE: 20181123
DATE AS OF CHANGE: 20181123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Eagle Holdco LLC
CENTRAL INDEX KEY: 0001707867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 181199155
BUSINESS ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 929-281-2641
MAIL ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Capital (U.S.) Holding LLC
CENTRAL INDEX KEY: 0001707864
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 181199156
BUSINESS ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 929-281-2641
MAIL ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Capital Group Co., Ltd.
CENTRAL INDEX KEY: 0001707885
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 181199157
BUSINESS ADDRESS:
STREET 1: HNA BUILDING, NO. 7 GUOXING ROAD
CITY: HAIKOU
STATE: F4
ZIP: 570203
BUSINESS PHONE: 86-10-57583800
MAIL ADDRESS:
STREET 1: HNA BUILDING, NO. 7 GUOXING ROAD
CITY: HAIKOU
STATE: F4
ZIP: 570203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Capital (Hong Kong) Holding Co., Ltd.
CENTRAL INDEX KEY: 0001707884
STATE OF INCORPORATION: K3
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 181199158
BUSINESS ADDRESS:
STREET 1: 23/F., ARION COMMERCIAL CENTRE
STREET 2: 2-12 QUEEN?S ROAD WEST
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 86-10-57583800
MAIL ADDRESS:
STREET 1: 23/F., ARION COMMERCIAL CENTRE
STREET 2: 2-12 QUEEN?S ROAD WEST
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aleron Investments, Ltd.
CENTRAL INDEX KEY: 0001707886
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 181199159
BUSINESS ADDRESS:
STREET 1: 23/F HNA PLAZA, JIA NO. 26
STREET 2: XIAOYUN ROAD, CHAOYANG DISTRICT
CITY: BEIJING
STATE: F4
ZIP: 100125
BUSINESS PHONE: 86-10-57583800
MAIL ADDRESS:
STREET 1: 23/F HNA PLAZA, JIA NO. 26
STREET 2: XIAOYUN ROAD, CHAOYANG DISTRICT
CITY: BEIJING
STATE: F4
ZIP: 100125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Group Co., Ltd.
CENTRAL INDEX KEY: 0001701124
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 181199160
BUSINESS ADDRESS:
STREET 1: HNA BUILDING
STREET 2: NO. 7 GUOXING ROAD
CITY: HAIKOU, HAINAN
STATE: F4
ZIP: 570203
BUSINESS PHONE: 86-898-66739906
MAIL ADDRESS:
STREET 1: HNA BUILDING
STREET 2: NO. 7 GUOXING ROAD
CITY: HAIKOU, HAINAN
STATE: F4
ZIP: 570203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightSphere Investment Group plc
CENTRAL INDEX KEY: 0001611702
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 981179929
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: MILLENNIUM BRIDGE HOUSE
STREET 2: 2 LAMBETH HILL
CITY: LONDON
STATE: X0
ZIP: EC4V 4GG
BUSINESS PHONE: 617-369-7341
MAIL ADDRESS:
STREET 1: BRIGHTSPHERE INC.
STREET 2: 200 CLARENDON STREET, 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: OM Asset Management plc
DATE OF NAME CHANGE: 20141002
FORMER COMPANY:
FORMER CONFORMED NAME: OM Asset Management Ltd
DATE OF NAME CHANGE: 20140624
4
1
a4.xml
4
X0306
4
2018-11-19
0
0001611702
BrightSphere Investment Group plc
BSIG
0001707867
HNA Eagle Holdco LLC
850 THIRD AVENUE, 16TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001707864
HNA Capital (U.S.) Holding LLC
850 THIRD AVENUE, 16TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001707885
HNA Capital Group Co., Ltd.
HNA BUILDING, NO. 7 GUOXING ROAD
HAIKOU
F4
570203
CHINA
0
0
1
0
0001707884
HNA Capital (Hong Kong) Holding Co., Ltd.
23/F., ARION COMMERCIAL CENTRE
2-12 QUEEN?S ROAD WEST
HONG KONG
K3
00000
HONG KONG
0
0
1
0
0001707886
Aleron Investments, Ltd.
23/F HNA PLAZA, JIA NO. 26
XIAOYUN ROAD, CHAOYANG DISTRICT
BEIJING
F4
100125
CHINA
0
0
1
0
0001701124
HNA Group Co., Ltd.
HNA BUILDING
NO. 7 GUOXING ROAD
HAIKOU, HAINAN
F4
570203
CHINA
0
0
1
0
Ordinary Shares, par value $0.001 per share
2018-11-19
4
S
0
4598566
12.80
D
22776663
D
The ordinary shares of BrightSphere Investment Group plc (the "Issuer"), par value $0.001 per share (the "Ordinary Shares"), were sold to Paulson & Co., Inc. ("Paulson") pursuant to a share purchase agreement, dated as of November 16, 2018.
The Ordinary Shares reported herein are directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein.
HNA GROUP CO., LTD. By: /s/ Xiaofeng Chen, Board Director and Vice Chief Executive Officer, HNA Group Co., Ltd.
2018-11-21
HNA CAPITAL GROUP CO., LTD. By: /s/ Chuan Jin, President, HNA Capital Group Co., Ltd.; Executive Chairman of the Board of Directors, HNA Capital Group Co., Ltd.
2018-11-21
HNA CAPITAL (HONG KONG) HOLDING CO., LTD. By: /s/ Zhisheng Tong, Board Director, HNA Capital (Hong Kong) Holding Co., Ltd.
2018-11-21
ALERON INVESTMENTS, LTD. By: /s/ Kai Ren, Board Director, Aleron Investments Ltd.; Chief Financial Officer, HNA Capital Group Co., Ltd.
2018-11-21
HNA CAPITAL (U.S.) HOLDING LLC By: /s/ Enrico Marini Fichera, Chief Executive Officer, HNA Capital (U.S.) Holding LLC
2018-11-21
HNA EAGLE HOLDCO LLC By: /s/ Enrico Marini Fichera, Chief Executive Officer, HNA Eagle Holdco LLC
2018-11-21