0001104659-14-070116.txt : 20141106 0001104659-14-070116.hdr.sgml : 20141106 20141003200701 ACCESSION NUMBER: 0001104659-14-070116 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OM Asset Management plc CENTRAL INDEX KEY: 0001611702 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 981179929 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG BUSINESS PHONE: 617-369-7321 MAIL ADDRESS: STREET 1: OLD MUTUAL (US) HOLDINGS INC. STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management Ltd DATE OF NAME CHANGE: 20140624 CORRESP 1 filename1.htm

 

Merrill Lynch, Pierce, Fenner & Smith
                                                Incorporated
Morgan Stanley & Co. LLC
Citigroup Global Markets Inc.
Credit Suisse Securities (USA) LLC

 

as Representatives of the several Underwriters

 

c/o

 

Merrill Lynch, Pierce, Fenner & Smith
                                                Incorporated
One Bryant Park
New York, New York 10036

 

Morgan Stanley & Co. LLC
1585 Broadway
New York, New York 10036

 

Citigroup Global Markets Inc.
388 Greenwich Street
New York, New York 10013

 

Credit Suisse Securities (USA) LLC
Eleven Madison Avenue
New York, New York 10010

 

October 3, 2014

 

VIA EMAIL AND EDGAR

 

United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549

 

Re:                             OM Asset Management plc
Registration Statement on Form S-1 (File No. 333-197106)

 

Ladies and Gentlemen:

 

In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Citigroup Global Markets Inc. and Credit Suisse Securities (USA) LLC, as representatives of the several underwriters, hereby join in the request of OM Asset Management plc (the “Company”), that the effective date of the above-captioned Registration Statement be accelerated so that the same will become effective on October 7, 2014 at 4:30 p.m., New York City time, or as soon as practicable thereafter.

 

The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:

 


 

(i)                                     Date of preliminary prospectus:  September 23, 2014

 

(ii)                                  Dates of distribution:  September 23, 2014 through approximately:  October 7, 2014

 

(iii)                               Number of underwriters to whom the preliminary prospectus was furnished:  9

 

(iv)                              Number of prospectuses distributed to investors:  approximately 8735

 

(v)                                 Number of prospectuses distributed to others, including the Company, the Company’s counsel and the underwriters’ counsel:  approximately 65

 

(vi)                              We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934.

 

2


 

 

Very truly yours,

 

 

 

Merrill Lynch, Pierce, Fenner & Smith

 

Incorporated

 

 

 

 

 

By

/s/ Michele A.H. Allong

 

 

Authorized Signatory

 

 

 

 

Morgan Stanley & Co. LLC

 

 

 

 

 

 

 

By

/s/ Jonathan Anderson

 

 

Authorized Signatory

 

 

 

 

Citigroup Global Markets Inc.

 

 

 

 

 

 

 

By

/s/ Matthew Nicholls

 

 

Authorized Signatory

 

 

 

 

Credit Suisse Securities (USA) LLC

 

 

 

 

 

 

 

By

/s/ Joe Hershberger

 

 

Authorized Signatory

 

 

 

 

 

For themselves and as Representatives of the other Underwriters

 

[Signature Page to Underwriters' Acceleration Request]