0001437749-19-011719.txt : 20190610 0001437749-19-011719.hdr.sgml : 20190610 20190610164749 ACCESSION NUMBER: 0001437749-19-011719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190606 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Scott James CENTRAL INDEX KEY: 0001623963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36729 FILM NUMBER: 19889023 MAIL ADDRESS: STREET 1: C/O FRESHPET, INC. STREET 2: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshpet, Inc. CENTRAL INDEX KEY: 0001611647 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 201884894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 201-520-4000 MAIL ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 4 1 rdgdoc.xml FORM 4 X0306 4 2019-06-06 0001611647 Freshpet, Inc. FRPT 0001623963 Morris Scott James C/O FRESHPET, INC. 400 PLAZA DRIVE, FLOOR 1 SECAUCUS NJ 07094 1 President and COO common stock 2019-06-06 4 M 0 7434 7.10 A 170232 D common stock 2019-06-06 4 S 0 7434 47.647 D 162798 D common stock 2019-06-06 4 M 0 11700 9.05 A 174498 D common stock 2019-06-06 4 S 0 11700 47.818 D 162798 D common stock 2019-06-06 4 M 0 9000 9.05 A 171798 D common stock 2019-06-06 4 S 0 9000 47.75 D 162798 D common stock 2019-06-07 4 M 0 5208 9.05 A 168006 D common stock 2019-06-07 4 S 0 5208 47.9020 D 162798 D common stock 2019-06-07 4 M 0 2511 9.05 A 165309 D common stock 2019-06-07 4 S 0 2511 47.80 D 162798 D common stock 2019-06-07 4 M 0 8913 11 A 171711 D common stock 2019-06-07 4 S 0 8913 47.815 D 162798 D common stock 2019-06-07 4 M 0 5000 11 A 167798 D common stock 2019-06-07 4 S 0 5000 47.872 D 162798 D Options to purchase common stock 7.10 2019-06-06 4 M 0 7434 0 D 2021-01-01 Common Stock 7434 0 D Options to purchase common stock 9.05 2019-06-06 4 M 0 11700 0 D 2026-05-10 Common Stock 11700 0 D Options to purchase common stock 9.05 2019-06-06 4 M 0 9000 0 D 2026-05-10 Common Stock 9000 0 D Options to purchase common stock 9.05 2019-06-07 4 M 0 5208 0 D 2026-05-10 Common Stock 5208 0 D Options to purchase common stock 9.05 2019-06-07 4 M 0 2511 0 D 2026-05-10 Common Stock 2511 0 D Options to purchase common stock 11 2019-06-07 4 M 0 8913 0 D 2027-04-03 Common Stock 8913 8913 D Options to purchase common stock 11 2019-06-07 4 M 0 5000 0 D 2027-04-03 Common Stock 5000 18226 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $48.14. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.08 to $48.13. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $48.00. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.63 to $48.00. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $47.855. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $47.975. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018. The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning May 10, 2017. The remaining options are subject to the satisfaction of certain performance goals over three years beginning December 31, 2016 and the reporting person's continued employment through the vesting date. The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017. The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017. The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning May 10, 2017. The remaining options are subject to the satisfaction of certain performance goals over three years beginning December 31, 2016 and the reporting person's continued employment through the vesting date. The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning April 3, 2018. The remaining options are subject to the satisfaction of certain performance goals and vest on December 31, 2020 and the reporting person's continued employment through the vesting date. The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning April 3, 2018. The remaining options are subject to the satisfaction of certain performance goals and vest on December 31, 2020 and the reporting person's continued employment through the vesting date. /s/ Richard A. Kassar, as Attorney-in-fact for the Reporting Person 2019-06-10