0001437749-18-011330.txt : 20180606 0001437749-18-011330.hdr.sgml : 20180606 20180606080331 ACCESSION NUMBER: 0001437749-18-011330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180604 FILED AS OF DATE: 20180606 DATE AS OF CHANGE: 20180606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASSAR RICHARD A CENTRAL INDEX KEY: 0001224986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36729 FILM NUMBER: 18882953 MAIL ADDRESS: STREET 1: C/O WORLD FUEL SERVICES CORP. STREET 2: 9800 N.W. 41ST STREET, SUITE 400 CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshpet, Inc. CENTRAL INDEX KEY: 0001611647 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 201884894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 201-520-4000 MAIL ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 4 1 rdgdoc.xml FORM 4 X0306 4 2018-06-04 0001611647 Freshpet, Inc. FRPT 0001224986 KASSAR RICHARD A C/O FRESHPET, INC. 400 PLAZA DRIVE, FLOOR 1 SECAUCUS NJ 07094 1 Chief Financial Officer Common Stock 2018-06-04 4 M 0 13528 9.05 A 213522 D Common Stock 2018-06-04 4 S 0 13528 22.738 D 199994 D Options to purchase common stock 9.05 2018-06-04 4 M 0 13528 0 D 2026-05-09 Common Stock 13528 47056 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.60 to $22.875. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning May 9, 2017. The remaining options are subject to the satisfaction of certain performance goals over three years beginning May 9, 2017 and the reporting person's continued employment through the vesting date. /s/ Richard A. Kassar, as Attorney-in-fact for the Reporting Person 2018-06-06