0001209191-14-067166.txt : 20141106 0001209191-14-067166.hdr.sgml : 20141106 20141106202106 ACCESSION NUMBER: 0001209191-14-067166 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141106 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshpet, Inc. CENTRAL INDEX KEY: 0001611647 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 201884894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 201-520-4000 MAIL ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Cathal CENTRAL INDEX KEY: 0001623774 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36729 FILM NUMBER: 141202400 MAIL ADDRESS: STREET 1: C/O FRESHPET, INC. STREET 2: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-11-06 0 0001611647 Freshpet, Inc. FRPT 0001623774 Walsh Cathal C/O FRESHPET, INC. 400 PLAZA DRIVE, FLOOR 1 SECAUCUS NJ 07094 0 1 0 0 See Remarks Common Stock 141257 D Series C Preferred Stock 7.10 Common Stock 3521 D Option to purchase Common Stock 6.27 2016-10-31 Common Stock 22315 D Option to purchase Common Stock 7.10 2020-12-31 Common Stock 10946 D The Series C Preferred Stock is convertible at any time and from time to time, and without the payment of additional consideration by the holder thereof, into such number of fully paid and nonassessable shares of Common Stock as is determined by dividing the Series C original Issue Price by the Series C Conversion Price (as defined in the Second Amended and Restated Certificate of Incorporation of the Issuer) in effect at the time of conversion. The Common Stock underlying the Series C Preferred Stock has been adjusted for a 1-for-0.7396 stock split. The option vests in five equal annual installments beginning October 31, 2007. The option vests in five equal annual installments beginning December 31, 2011. Senior Vice President of Cooler Operations /s/ Richard Kassar, as Attorney-in-fact-for the Reporting Person 2014-11-06