0000929638-24-003077.txt : 20240904 0000929638-24-003077.hdr.sgml : 20240904 20240904204221 ACCESSION NUMBER: 0000929638-24-003077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240901 FILED AS OF DATE: 20240904 DATE AS OF CHANGE: 20240904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baty Nicola J. CENTRAL INDEX KEY: 0002035663 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36729 FILM NUMBER: 241279410 MAIL ADDRESS: STREET 1: C/O FRESHPET, INC. STREET 2: 1545 US-206, 1ST FLOOR CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshpet, Inc. CENTRAL INDEX KEY: 0001611647 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 201884894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1545 U.S. 206, 1ST FLOOR CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 201-520-4000 MAIL ADDRESS: STREET 1: 1545 U.S. 206, 1ST FLOOR CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 form4.xml X0508 4 2024-09-01 0001611647 Freshpet, Inc. FRPT 0002035663 Baty Nicola J. C/O FRESHPET, INC. 1545 US-206 BEDMINSTER NJ 07921 true Chief Operating Officer false Common Stock 2024-09-01 4 A 0 11360 0 A 11360 D Common Stock 2024-09-01 4 A 0 5790 0 A 17150 D Restricted Stock Unit ("RSU") award granted awarded to Ms. Baty as an inducement award outside of the Freshpet, Inc. 2014 Omnibus Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). This Buy-Out Inducement Award will vest at 39%, 48% and 13% on the first, second and third anniversary of the grant date, respectively, in each case subject to Ms. Baty's continued service with the Company. RSU award granted awarded to Ms. Baty as an inducement award outside of the Freshpet, Inc. 2014 Omnibus Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). This Special Inducement Award is comprised of (i) 3,860 RSUs which vest in three equal installments on the first, second and third anniversary of the grant date, and (ii) 1,930 RSUs which vest at 100% on the third anniversary of the grant date, in each case subject to Ms. Baty's continued service with the Company. /s/ Lisa Alexander, as attorney-in-fact for the Reporting Person 2024-09-04