0000899243-21-016782.txt : 20210422 0000899243-21-016782.hdr.sgml : 20210422 20210422185719 ACCESSION NUMBER: 0000899243-21-016782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210420 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SONDERMAN THOMAS CENTRAL INDEX KEY: 0001611597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 21846191 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SkyWater Technology, Inc CENTRAL INDEX KEY: 0001819974 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 371839853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 BUSINESS PHONE: 952-851-5200 MAIL ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 FORMER COMPANY: FORMER CONFORMED NAME: CMI Acquisition, LLC DATE OF NAME CHANGE: 20200803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-20 0 0001819974 SkyWater Technology, Inc SKYT 0001611597 SONDERMAN THOMAS 2401 EAST 86TH STREET BLOOMINGTON MN 55425 1 1 0 0 President & CEO Common Stock 2021-04-21 4 A 0 20232 0.00 A 479138 D Common Stock 2021-04-21 4 A 0 24107 0.00 A 503245 D Options to Acquire Common Stock 14.00 2021-04-20 4 A 0 17119 0.00 A 2022-07-20 Common Stock 17119 17119 D Options to Acquire Common Stock 14.00 2021-04-20 4 A 0 285326 0.00 A 2031-04-20 Common Stock 285326 285326 D Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date. Represents a grant of RSUs. The RSUs vest ratably on each of the first, second and third anniversaries of the grant date contingent on the reporting person's continuation in service on each applicable vesting date. The options vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date. The options vest ratably on each of the first, second, third and fourth anniversaries of the grant date contingent on the reporting person's continuation in service on each applicable vesting date. /s/ Jason Stokes, Attorney-in-Fact. 2021-04-22