0000899243-18-004151.txt : 20180215
0000899243-18-004151.hdr.sgml : 20180215
20180215143926
ACCESSION NUMBER: 0000899243-18-004151
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volpi Michelangelo
CENTRAL INDEX KEY: 0001626464
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36780
FILM NUMBER: 18617321
MAIL ADDRESS:
STREET 1: C/O HORTONWORKS, INC.
STREET 2: 3640 W. BAYSHORE RD.
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hortonworks, Inc.
CENTRAL INDEX KEY: 0001610532
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 371634325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-916-4121
MAIL ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2017-12-31
0
0
0
0001610532
Hortonworks, Inc.
HDP
0001626464
Volpi Michelangelo
C/O HORTONWORKS, INC.
5470 GREAT AMERICA PARKWAY
SANTA CLARA
CA
95054
1
0
0
0
Common Stock
2017-06-26
5
G
0
12998
0.00
D
10838
D
Common Stock
1552425
I
By Index Ventures IV (Jersey), L.P.
Common Stock
147355
I
By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock
1678475
I
By Index Ventures V (Jersey), L.P.
Common Stock
13596
I
By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock
35124
I
By Yucca (Jersey) SLP
The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures IV (Jersey), L.P., Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures V (Jersey), L.P., Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
/s/ David Howard as Attorney-in-Fact for Michelangelo Volpi
2018-02-15