0000899243-17-004292.txt : 20170215 0000899243-17-004292.hdr.sgml : 20170215 20170215204156 ACCESSION NUMBER: 0000899243-17-004292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hortonworks, Inc. CENTRAL INDEX KEY: 0001610532 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 371634325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-916-4121 MAIL ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davidson Scott CENTRAL INDEX KEY: 0001626707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36780 FILM NUMBER: 17616231 MAIL ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER NAME: FORMER CONFORMED NAME: Davdson Scott DATE OF NAME CHANGE: 20141201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-13 0 0001610532 Hortonworks, Inc. HDP 0001626707 Davidson Scott C/O HORTONWORKS, INC. 5470 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2017-02-13 4 S 0 4992 10.48 D 813954 D Common Stock 33532 I Scott & Taryn Davidson Family Trust Dated 4/4/2006 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2016. /s/ Anne Kuykendall as Attorney-in-Fact for Scott Davidson 2017-02-15