0000899243-16-013445.txt : 20160216 0000899243-16-013445.hdr.sgml : 20160215 20160216201505 ACCESSION NUMBER: 0000899243-16-013445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160211 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hortonworks, Inc. CENTRAL INDEX KEY: 0001610532 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 371634325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-916-4121 MAIL ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davdson Scott CENTRAL INDEX KEY: 0001626707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36780 FILM NUMBER: 161431268 MAIL ADDRESS: STREET 1: 3460 W. BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-11 0 0001610532 Hortonworks, Inc. HDP 0001626707 Davdson Scott C/O HORTONWORKS, INC. 5470 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2016-02-11 4 A 0 19970 0.00 A 230986 D Common Stock 33532 I Scott & Taryn Davidson Family Trust Dated 4/4/2006 On February 11, 2016, the Reporting Person was granted 19,970 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-half of the original grant shall vest and become releasable on the first anniversary of the vesting commencement date, and thereafter the balance of the RSUs shall vest and become releasable in a series of two (2) successive equal six-month installments measured from the first anniversary of the vesting commencement date, subject to the Reporting Person's service through such date. All or a portion of the unvested shares are subject to acceleration upon the occurrence of certain events. /s/ David Howard as Attorney-in-fact for Scott Davidson 2016-02-16